For filings with the FCA include the annex | |||||
For filings with issuer exclude the annex | |||||
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:ii | Intermediate Capital Group Plc | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | x | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
An event changing the breakdown of voting rights | |||||
Other (please specify): | Type 1 Disclosure as per the Transparency Directive II Regulation | x | |||
3. Full name of person(s) subject to the notification obligation:iii | Schroders plc | ||||
4. Full name of shareholder(s) (if different from 3.):iv | |||||
5. Date of the transaction and date on which the threshold is crossed or reached:v | 11.04.17 | ||||
6. Date on which issuer notified: | 12.04.17 | ||||
7. Threshold(s) that is/are crossed or reached: vi, vii | Below 5% |
8. Notified details: | |||||||||||||||||
A: Voting rights attached to sharesviii, ix | |||||||||||||||||
Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||||||||||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | |||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||||
Ordinary GB0004564430 | 27,188,267 | 25,317,169 | 14,508,349 | N/A | 14,377,697 | N/A | 4.955% | ||||||||||
B: Qualifying Financial Instruments | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights | |||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | ||||||||||||
| Nominal | Delta | |||||||||||||||
Total (A+B+C) | |||||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||||
14,377,697 | 4.955% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi | ||
Schroder & Co. Limited 467,369 0.161% Schroder (C.I.) Limited 3,315 0.001% Schroder Investment Management Limited 13,644,188 4.702% Schroder Investment Management (North America) Limited 262,825 0.091% | ||
Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will cease to hold: | ||
12. Date on which proxy holder will cease to hold voting rights: | ||
13. Additional information: | The shares referred to in section 9 are held in portfolios managed by the firm on a discretionary basis for clients under investment management agreements. This disclosure has been calculated based on issue share capital amount 290,170,391 | |
14. Contact name: | Shaheen Hussain | |
15. Contact telephone number: | +44 207 658 6000 |