Statement re Notifications of Major Interests i...

Statement re Notifications of Major Interests in Shares
TR-1: Notifications of Major Interests in Shares
 

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
 

Intermediate Capital Group Plc
 

2. Reason for notification (yes/no)
 

An acquisition or disposal of voting rights
Yes
 

An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
No
 

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
No
 

An event changing the breakdown of voting rights
No
 

Other (please specify):___________________________
No
 

3. Full name of person(s) subject to notification obligation:
 

Ameriprise Financial, Inc. and its group
 

4. Full name of shareholder(s) (if different from 3):
Vidacos Nominees Ltd
HSBC Global Custody Nominee (UK) Limited
Nortrust Nominees LTD
State Street Nominees Limited
Securities Services Nominees Limited
Chase Nominees Ltd
BNP Paribas Nominees Pty Limited
State Street Bank & Trust Boston
The Bank of New York (Nominees) Limited
 

5. Date of transaction and date on which the threshold is crossed or reached:
 

5th July 2016
 

6. Date on which issuer notified:
 

7th July 2016
 

7. Threshold(s) that is/are crossed or reached:
 

Below the threshold of 5%

 

8: Notified Details
A: Voting rights attached to shares

Class/type of shares
If possible use ISIN code
Situation previous to the triggering transaction
Resulting situation after the triggering transaction
Number of shares
Number of voting rights
Number of shares
Number of voting rights
Percentage of voting rights

Direct

Direct

Indirect

Direct

Indirect

GB00BYY5B507 17,897,748 17,897,748 25,228 25,228 15,972,007 0.008% 4.896%        

 

B: Qualifying Financial Instruments

 
Resulting situation after the triggering transaction

 
Type of financial instrumentExpiration dateExercise/ conversion periodNo. of voting rights that may be acquired if the instrument is exercised/converted.Percentage of voting rights
         

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

 
Resulting situation after the triggering transaction

 
Type of financial instrumentExercise PriceExpiration dateExercise / conversion periodNo. of voting rights instrument refers toPercentage of voting rights
     NominalDelta
CFD       237,270 0.073%  

Total (A+B+C)

 
Number of voting rightsPercentage of voting rights
16,234,505 4.977%
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable:
Threadneedle Asset Management Limited (3.995%)
Columbia Management Investment Advisers, LLC (0.982%)

 

Columbia Management Investment Advisers, LLC is wholly owned by Ameriprise Financial, Inc.

 

Threadneedle Asset Management Limited is wholly owned by TC Financing Limited, which is itself wholly owned by Threadneedle Asset Management Holdings Limited, which is itself wholly owned by TAM UK Holdings Limited, which is itself wholly owned by Threadneedle Holdings Limited,  which is itself wholly owned by Threadneedle Asset Management Holdings SARL, which is itself wholly owned by Ameriprise International Holdings GmbH, which is itself wholly owned by Ameriprise Financial, Inc.

Proxy Voting:

 
10. Name of proxy holder:

 
N/A
11. Number of voting rights proxy holder will cease to hold:

 
N/A
12. Date on which proxy holder will cease to hold voting rights:

 
N/A

13. Additional information:

 
The Shares referred to in section 9 of this form are held in portfolios and funds managed on a discretionary basis by the entities set out in section 9.
Please note that the Shares are held through certain nominee companies.

 
14 Contact name:

 
Mark Powney, Threadneedle Asset Management Ltd.
15. Contact telephone name:

 
+44 (0) 1793 363135

 




This announcement is distributed by NASDAQ OMX Corporate Solutions on behalf of NASDAQ OMX Corporate Solutions clients.
The issuer of this announcement warrants that they are solely responsible for the content, accuracy and originality of the information contained therein.
Source: Intermediate Capital Group plc via Globenewswire

HUG#2027409
UK 100

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