Form 8 (DD) - Investec Limited

RNS Number : 9396L

Investec PLC

08 August 2011

 



Investec Limited Incorporated in the Republic of South Africa Registration number 1925/002833/06 JSE share code: INL ISIN: ZAE000081949

Investec plc Incorporated in England and Wales Registration number 3633621 JSE share code: INP ISIN: GB00B17BBQ50

(jointly "Investec")

As part of the dual listed company structure, Investec plc and Investec Limited notify both the London Stock Exchange and the JSE Limited of matters which are required to be disclosed under the Disclosure, Transparency and Listing Rules of the United Kingdom Listing Authority (the "UKLA") and/or the JSE Listing Requirements.

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Identity of the party to the offer or person acting in concert making the disclosure:	INVESTEC LTD
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):      The naming of nominee or vehicle companies is insufficient
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	INVESTEC LTD
(d) Status of person making the disclosure:      e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree)	OFFEROR
(e) Date dealing undertaken:	05/08/2011
(f)  Has the party previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	YES - INVESTEC PLC

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:	ZAR 0.0002 ordinary
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	13,002,148	4.9183
(2) Derivatives (other than options):
(3) Options and agreements to purchase/sell:			84,977	0.0321
TOTAL:	13,002,148	4.9183	84,977	0.0321

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b)        Rights to subscribe for new securities (including directors' and other executive options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3.         DEALINGS BY THE PERSON MAKING THE DISCLOSURE

(a)        Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit ZAR (cents)
Ordinary	Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale	685 119 300 2,500 25,000 4,313 14,632 18,620 419 2,500 9,291 780 419 3,338 25,000 37,644 20,897 419 2,000 607 27,724 741 532 3,139 2,322 4,586 7,919 300 419 419 219 583 10,087 109 10,920 1,427 483 707 1,989 1,000 1,060 9,000 5,723 603 1,656 419 5,101 419 482 752 101 553 29,080 3,557 7,071 291 289 130 18,485 465 202 18,177 419 2,500 187 419 415 722 2,732 419 2,919 407 7,551 1,081 419 3,257 419 2,000 245 371 48 99,311 48 419 211 209,567 761 45,889 471 13,598 28,591 1,040 736 224 1,312 1,050 272 2,762 5,663 119 123 300 188 10,368 14,632 419 742 419 838 759 419 4,703 20,897 419 592 419 669 749 741 300 419 419 419 419 219 233 109 1,311 419 9,493 1,427 707 523 1,000 419 9,000 730 133 523 210 671 419 627 419 752 101 955 553 1,278 24,031 7,071 291 734 419 130 526 293 465 625 419 200 -187 1,167 232 756 419 419 407 431 1,008 1,081 419 419 330 419 743 1,064 716 1,449 371 1,461 99,346 48 1,870 1,483 3,392 211 195,477 3,485 5,147 761 45,889 471 2,178 13,337 28,591 1,040 736 736 224 419 893 1,312 1,050 67 2,762 739 712 5,453	4656 4660 4670 4680 4685 4685 4685 4686 4691 4692 4700 4701 4702 4707 4715 4715 4715 4716 4718 4719 4720 4720 4721 4722 4723 4725 4730 4731 4734 4735 4737 4739 4740 4741 4742 4742 4743 4744 4747 4749 4749 4750 4750 4751 4755 4758 4760 4761 4762 4767 4769 4769 4770 4770 4770 4771 4774 4774 4775 4775 4776 4785 4786 4790 4794 4798 4799 4800 4805 4815 4815 4818 4820 4820 4821 4823 4823 4830 4832 4833 4835 4835 4835 4836 4839 4840 4840 4845 4850 4855 4860 4862 4865 4866 4875 4876 4878 4880 4885 4660 4661 4670 4685 4685 4685 4691 4691 4702 4707 4712 4715 4715 4715 4716 4718 4719 4720 4720 4720 4722 4723 4730 4734 4735 4737 4738 4741 4741 4742 4742 4742 4744 4749 4749 4750 4750 4753 4755 4755 4755 4757 4758 4758 4761 4767 4769 4769 4769 4770 4770 4770 4771 4772 4774 4774 4775 4775 4775 4776 4786 4790 4794 4798 4805 4805 4815 4815 4818 4820 4820 4820 4821 4823 4823 4823 4824 4825 4830 4831 4833 4834 4835 4835 4836 4838 4839 4839 4840 4840 4840 4840 4845 4850 4850 4855 4860 4862 4865 4865 4866 4875 4875 4875 4876 4878 4880 4880 4881 4885

(b)        Derivatives transactions (other than options)

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c)        Options transactions in respect of existing securities

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercising

Class of relevant security	Product description e.g. call option	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: If there are no such agreements, arrangements or understandings, state "none"

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None.

(c)        Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)	YES
Supplemental Form 8 (SBL)	NO

Date of disclosure:	08/08/2011
Contact name:	Gary Darch
Telephone number:	0207 597 4549

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.         KEY INFORMATION

Identity of person whose open positions are being disclosed:	INVESTEC LTD
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:	INVESTEC LTD

2.         OPTIONS AND DERIVATIVES

Class of relevant security	Product description e.g. call option	Written or purchased	Number of securities to which option or derivative relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date
ZAR 0.0002 Ordinary	Put Option	Purchased	16,720	ZAR 46	American	15/09/2011
ZAR 0.0002 Ordinary	Futures	Written	918		European	15/09/2011

3.         AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END

 

 

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