Form 8 (DD) - Investec plc

RNS Number : 9493S
Investec PLC
29 November 2011
 



Investec Limited
Incorporated in the Republic of South Africa
Registration number 1925/002833/06
JSE share code: INL
ISIN:
ZAE000081949

Investec plc
Incorporated in England and Wales
Registration number 3633621
JSE share code: INP
ISIN: GB00B17BBQ50

 

(jointly "Investec")

 

As part of the dual listed company structure, Investec plc and Investec Limited notify both the London Stock Exchange and the JSE Limited of matters which are required to be disclosed under the Disclosure, Transparency and Listing Rules of the United Kingdom Listing Authority (the "UKLA") and/or the JSE Listing Requirements.

FORM 8 (DD)

 

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")

 

 

1.         KEY INFORMATION

 

(a) Identity of the party to the offer or person acting in concert making the disclosure:

INVESTEC BANK PLC / INVESTEC LTD

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

     The naming of nominee or vehicle companies is insufficient


(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

INVESTEC PLC

(d) Status of person making the disclosure:

     e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree)

OFFEROR

(e) Date dealing undertaken:

28/11/2011

(f)  Has the party previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

YES - INVESTEC LTD & EVOLUTION GROUP PLC

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

 

Class of relevant security:

 

0.02p ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

 

18,863,599

 

3.4740

 

0

 

0.0000

(2) Derivatives (other than options):





(3) Options and agreements to purchase/sell:

 

3,215

 

0.0006

 

114,106

 

0.0210

 

     TOTAL:

 

18,866,814

 

3.4746

 

114,106

 

0.0210

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

 

(b)        Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:


Details, including nature of the rights concerned and relevant percentages:


 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3.         DEALINGS BY THE PERSON MAKING THE DISCLOSURE

 

(a)        Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit ZAR (cents)

Ordinary

Purchase

2,000

4355

Ordinary

Purchase

1,500

4355

Ordinary

Purchase

55,000

4360

Ordinary

Purchase

2

4367

Ordinary

Purchase

2,250

4380

Ordinary

Purchase

5,000

4390

Ordinary

Purchase

2,000

4390

Ordinary

Purchase

400

4393

Ordinary

Purchase

370

4395

Ordinary

Purchase

620

4396

Ordinary

Purchase

450

4397

Ordinary

Purchase

414

4403

Ordinary

Purchase

1

4406

Ordinary

Purchase

328

4414

Ordinary

Purchase

620

4423

Ordinary

Purchase

825

4426

Ordinary

Purchase

400

4431

Ordinary

Purchase

912

4432

Ordinary

Purchase

826

4440

Ordinary

Purchase

4,489

4440

Ordinary

Purchase

620

4440





Ordinary

Purchase

680

3.369 GBP

Ordinary

Purchase

55690

3.397 GBP





Ordinary

Sale

207

4354

Ordinary

Sale

2

4367

Ordinary

Sale

200

4385





Ordinary

Sale

480

3.369 GBP

Ordinary

Sale

200

3.371 GBP

Ordinary

Sale

450

3.39 GBP

Ordinary

Sale

500

3.39 GBP

Ordinary

Sale

1000

3.39 GBP

Ordinary

Sale

321

3.39 GBP

Ordinary

Sale

5771

3.39 GBP

Ordinary

Sale

300

3.391 GBP

Ordinary

Sale

500

3.391 GBP

Ordinary

Sale

317

3.391 GBP

Ordinary

Sale

500

3.391 GBP

Ordinary

Sale

1204

3.391 GBP

Ordinary

Sale

139

3.391 GBP

Ordinary

Sale

357

3.392 GBP

Ordinary

Sale

500

3.392 GBP

Ordinary

Sale

317

3.392 GBP

Ordinary

Sale

1500

3.392 GBP

Ordinary

Sale

2734

3.392 GBP

Ordinary

Sale

1374

3.392 GBP

Ordinary

Sale

300

3.392 GBP

Ordinary

Sale

300

3.393 GBP

Ordinary

Sale

1457

3.393 GBP

Ordinary

Sale

2159

3.394 GBP

Ordinary

Sale

1162

3.394 GBP

Ordinary

Sale

504

3.394 GBP

Ordinary

Sale

515

3.394 GBP

Ordinary

Sale

552

3.394 GBP

Ordinary

Sale

379

3.394 GBP

Ordinary

Sale

600

3.394 GBP

Ordinary

Sale

69

3.394 GBP

Ordinary

Sale

1320

3.394 GBP

Ordinary

Sale

8445

3.394 GBP

Ordinary

Sale

709

3.395 GBP

Ordinary

Sale

510

3.395 GBP

Ordinary

Sale

256

3.397 GBP

Ordinary

Sale

506

3.397 GBP

Ordinary

Sale

387

3.397 GBP

Ordinary

Sale

519

3.397 GBP

Ordinary

Sale

450

3.397 GBP

Ordinary

Sale

499

3.397 GBP

Ordinary

Sale

383

3.397 GBP

Ordinary

Sale

3657

3.398 GBP

Ordinary

Sale

1361

3.398 GBP

Ordinary

Sale

1841

3.398 GBP

Ordinary

Sale

510

3.398 GBP

Ordinary

Sale

910

3.398 GBP

Ordinary

Sale

954

3.399 GBP

Ordinary

Sale

132

3.399 GBP

Ordinary

Sale

660

3.399 GBP

Ordinary

Sale

300

3.399 GBP

Ordinary

Sale

265

3.399 GBP

Ordinary

Sale

1325

3.399 GBP

Ordinary

Sale

259

3.399 GBP

Ordinary

Sale

1260

3.399 GBP

Ordinary

Sale

100

3.40 GBP

Ordinary

Sale

1650

3.40 GBP

Ordinary

Sale

506

3.40 GBP

Ordinary

Sale

235

3.40 GBP









 

(b)        Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 





 

 

(c)        Options transactions in respect of existing securities

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii)        Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit




 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:

If there are no such agreements, arrangements or understandings, state "none"

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None.

 

 

(c)        Attachments

 

Are any Supplemental Forms attached?

 

Supplemental Form 8 (Open Positions)

YES

Supplemental Form 8 (SBL)

NO

 

 

Date of disclosure:

29/11/2011

Contact name:

Gary Darch

Telephone number:

0207 597 4815

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 



SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1.         KEY INFORMATION

 

Identity of person whose open positions are being disclosed:

INVESTEC BANK PLC/LTD

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

INVESTEC PLC

 

2.         OPTIONS AND DERIVATIVES

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

0.02p ordinary

Put Option

Purchased

4,760

ZAR 42

American

15/12/2011

0.02p ordinary

Put Option

Purchased

 

50,000

ZAR 75

European

16/07/2012

0.02p ordinary

Call Option

Written

50,000

ZAR 75

European

16/07/2012

0.02p ordinary

Futures

Purchased

 

715


European

15/12/2011

0.02p ordinary

Put Option

Purchase

2,500

ZAR 46

American

15/12/2011

0.02p ordinary

Futures

Written

9,346


European

15/12/2011

 

3.         AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
DCCPGGAAGUPGURB

Companies

Investec (INVP)
UK 100

Latest directors dealings