Form 8 (DD) - Investec plc

RNS Number : 1515T

Investec PLC

01 December 2011

 



Investec Limited Incorporated in the Republic of South Africa Registration number 1925/002833/06 JSE share code: INL ISIN: ZAE000081949

Investec plc Incorporated in England and Wales Registration number 3633621 JSE share code: INP ISIN: GB00B17BBQ50

(jointly "Investec")

As part of the dual listed company structure, Investec plc and Investec Limited notify both the London Stock Exchange and the JSE Limited of matters which are required to be disclosed under the Disclosure, Transparency and Listing Rules of the United Kingdom Listing Authority (the "UKLA") and/or the JSE Listing Requirements.

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Identity of the party to the offer or person acting in concert making the disclosure:	INVESTEC BANK PLC / INVESTEC LTD
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):      The naming of nominee or vehicle companies is insufficient
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	INVESTEC PLC
(d) Status of person making the disclosure:      e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree)	OFFEROR
(e) Date dealing undertaken:	30/11/2011
(f)  Has the party previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	YES - INVESTEC LTD & EVOLUTION GROUP PLC

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:	0.02p ordinary
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	18,986,322	3.4966	0	0.0000
(2) Derivatives (other than options):
(3) Options and agreements to purchase/sell:	3,215	0.0006	114,106	0.0210
TOTAL:	18,989,537	3.4972	114,106	0.0210

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b)        Rights to subscribe for new securities (including directors' and other executive options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3.         DEALINGS BY THE PERSON MAKING THE DISCLOSURE

(a)        Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit ZAR (Cents)
Ordinary	Purchase	463	4408
Ordinary	Purchase	463	4411
Ordinary	Purchase	400	4440
Ordinary	Purchase	1,000	4440
Ordinary	Purchase	463	4457
Ordinary	Purchase	936	4459
Ordinary	Purchase	463	4481
Ordinary	Purchase	802	4495
Ordinary	Purchase	198	4500
Ordinary	Purchase	620	4500
Ordinary	Purchase	1,000	4502
Ordinary	Purchase	620	4507
Ordinary	Purchase	385	4513
Ordinary	Purchase	100	4514
Ordinary	Purchase	135	4516
Ordinary	Purchase	620	4517
Ordinary	Purchase	1,000	4520
Ordinary	Purchase	926	4535
Ordinary	Purchase	400	4550
Ordinary	Purchase	1,240	4585
Ordinary	Purchase	1,240	4586
Ordinary	Purchase	1,240	4591
Ordinary	Purchase	1,240	4595
Ordinary	Purchase	620	4595
Ordinary	Purchase	4,959	4648
Ordinary	Purchase	4625	3.351 GBP
Ordinary	Purchase	2895	3.351 GBP
Ordinary	Purchase	7875	3.351 GBP
Ordinary	Purchase	4625	3.351 GBP
Ordinary	Purchase	82	3.355 GBP
Ordinary	Purchase	1362	3.355 GBP
Ordinary	Purchase	28	3.355 GBP
Ordinary	Purchase	654	3.355 GBP
Ordinary	Purchase	975	3.361 GBP
Ordinary	Purchase	210	3.361 GBP
Ordinary	Purchase	7	3.361 GBP
Ordinary	Purchase	393	3.361 GBP
Ordinary	Purchase	105	3.361 GBP
Ordinary	Purchase	280	3.361 GBP
Ordinary	Purchase	76	3.361 GBP
Ordinary	Purchase	324	3.361 GBP
Ordinary	Purchase	347	3.363 GBP
Ordinary	Purchase	56	3.363 GBP
Ordinary	Purchase	61	3.363 GBP
Ordinary	Purchase	218	3.363 GBP
Ordinary	Purchase	182	3.363 GBP
Ordinary	Purchase	162	3.365 GBP
Ordinary	Purchase	27	3.365 GBP
Ordinary	Purchase	28	3.365 GBP
Ordinary	Purchase	101	3.365 GBP
Ordinary	Purchase	300	3.366 GBP
Ordinary	Purchase	300	3.367 GBP
Ordinary	Purchase	476	3.367 GBP
Ordinary	Purchase	300	3.367 GBP
Ordinary	Purchase	623	3.367 GBP
Ordinary	Purchase	62753	3.614 GBP
Ordinary	Purchase	90000	3.630 GBP
Ordinary	Sale	620	4466
Ordinary	Sale	200	4507
Ordinary	Sale	5,000	4595
Ordinary	Sale	2,000	4596
Ordinary	Sale	1,000	4648
Ordinary	Sale	27697	3.354 GBP
Ordinary	Sale	987	3.361GBP
Ordinary	Sale	2	3.603 GBP
Ordinary	Sale	329	3.603 GBP
Ordinary	Sale	647	3.603 GBP
Ordinary	Sale	236	3.603 GBP
Ordinary	Sale	450	3.603 GBP
Ordinary	Sale	1616	3.607 GBP
Ordinary	Sale	1099	3.607 GBP
Ordinary	Sale	539	3.607 GBP
Ordinary	Sale	3301	3.607 GBP
Ordinary	Sale	1405	3.608 GBP
Ordinary	Sale	1215	3.608 GBP
Ordinary	Sale	1250	3.609 GBP
Ordinary	Sale	911	3.609 GBP
Ordinary	Sale	1340	3.609 GBP
Ordinary	Sale	326	3.609 GBP
Ordinary	Sale	108	3.609 GBP
Ordinary	Sale	564	3.609 GBP
Ordinary	Sale	119	3.609 GBP
Ordinary	Sale	1399	3.609 GBP
Ordinary	Sale	1496	3.61 GBP
Ordinary	Sale	1	3.61 GBP
Ordinary	Sale	410	3.61 GBP
Ordinary	Sale	609	3.61 GBP
Ordinary	Sale	192	3.61 GBP
Ordinary	Sale	320	3.61 GBP
Ordinary	Sale	597	3.61 GBP
Ordinary	Sale	512	3.61 GBP
Ordinary	Sale	511	3.61 GBP
Ordinary	Sale	705	3.61 GBP
Ordinary	Sale	1487	3.61 GBP
Ordinary	Sale	767	3.61 GBP
Ordinary	Sale	1019	3.61 GBP
Ordinary	Sale	10	3.61 GBP
Ordinary	Sale	2429	3.611 GBP
Ordinary	Sale	166	3.612 GBP
Ordinary	Sale	1394	3.612 GBP
Ordinary	Sale	173	3.612 GBP
Ordinary	Sale	142	3.615 GBP
Ordinary	Sale	1100	3.615 GBP
Ordinary	Sale	870	3.615 GBP
Ordinary	Sale	256	3.617 GBP
Ordinary	Sale	323	3.617 GBP
Ordinary	Sale	370	3.617 GBP
Ordinary	Sale	870	3.617 GBP
Ordinary	Sale	43	3.617 GBP
Ordinary	Sale	481	3.617 GBP
Ordinary	Sale	175	3.617 GBP
Ordinary	Sale	2	3.618 GBP
Ordinary	Sale	593	3.618 GBP
Ordinary	Sale	727	3.618 GBP
Ordinary	Sale	899	3.618 GBP
Ordinary	Sale	520	3.618 GBP
Ordinary	Sale	500	3.618 GBP
Ordinary	Sale	1361	3.62 GBP
Ordinary	Sale	1432	3.62 GBP
Ordinary	Sale	911	3.62 GBP
Ordinary	Sale	2343	3.62 GBP
Ordinary	Sale	2621	3.62 GBP
Ordinary	Sale	2343	3.62 GBP
Ordinary	Sale	2460	3.62 GBP
Ordinary	Sale	2343	3.621 GBP
Ordinary	Sale	1121	3.621 GBP
Ordinary	Sale	1647	3.621 GBP
Ordinary	Sale	397	3.621 GBP
Ordinary	Sale	793	3.621 GBP
Ordinary	Sale	142	3.621 GBP
Ordinary	Sale	520	3.621 GBP
Ordinary	Sale	916	3.621 GBP
Ordinary	Sale	31	3.621 GBP
Ordinary	Sale	520	3.621 GBP
Ordinary	Sale	949	3.622 GBP
Ordinary	Sale	1394	3.622 GBP
Ordinary	Sale	965	3.622 GBP
Ordinary	Sale	1419	3.622 GBP
Ordinary	Sale	1	3.622 GBP
Ordinary	Sale	1015	3.622 GBP
Ordinary	Sale	977	3.622 GBP
Ordinary	Sale	1015	3.622 GBP
Ordinary	Sale	225	3.622 GBP
Ordinary	Sale	815	3.622 GBP
Ordinary	Sale	838	3.622 GBP
Ordinary	Sale	823	3.622 GBP
Ordinary	Sale	1158	3.623 GBP
Ordinary	Sale	1702	3.623 GBP
Ordinary	Sale	277	3.623 GBP
Ordinary	Sale	1305	3.623 GBP
Ordinary	Sale	1642	3.623 GBP
Ordinary	Sale	1069	3.624 GBP
Ordinary	Sale	1572	3.624 GBP
Ordinary	Sale	2250	3.624 GBP
Ordinary	Sale	2250	3.624 GBP
Ordinary	Sale	1069	3.625 GBP
Ordinary	Sale	1572	3.625 GBP
Ordinary	Sale	1121	3.625 GBP
Ordinary	Sale	1189	3.625 GBP
Ordinary	Sale	458	3.625 GBP
Ordinary	Sale	1055	3.625 GBP
Ordinary	Sale	1262	3.625 GBP
Ordinary	Sale	3091	3.625 GBP
Ordinary	Sale	3278	3.625 GBP
Ordinary	Sale	1474	3.625 GBP
Ordinary	Sale	1002	3.625 GBP
Ordinary	Sale	1753	3.626 GBP
Ordinary	Sale	500	3.626 GBP
Ordinary	Sale	299	3.626 GBP
Ordinary	Sale	40	3.626 GBP
Ordinary	Sale	600	3.626 GBP
Ordinary	Sale	1578	3.626 GBP
Ordinary	Sale	450	3.626 GBP
Ordinary	Sale	1650	3.626 GBP
Ordinary	Sale	1229	3.626 GBP
Ordinary	Sale	448	3.626 GBP
Ordinary	Sale	461	3.626 GBP
Ordinary	Sale	1814	3.626 GBP
Ordinary	Sale	450	3.627 GBP
Ordinary	Sale	1207	3.627 GBP
Ordinary	Sale	1989	3.627 GBP
Ordinary	Sale	373	3.627 GBP
Ordinary	Sale	1353	3.627 GBP
Ordinary	Sale	371	3.627 GBP
Ordinary	Sale	1618	3.627 GBP
Ordinary	Sale	1206	3.627 GBP
Ordinary	Sale	823	3.627 GBP
Ordinary	Sale	516	3.627 GBP
Ordinary	Sale	491	3.627 GBP
Ordinary	Sale	1339	3.627 GBP
Ordinary	Sale	469	3.627 GBP
Ordinary	Sale	543	3.627 GBP
Ordinary	Sale	925	3.627 GBP
Ordinary	Sale	1602	3.627 GBP
Ordinary	Sale	436	3.627 GBP
Ordinary	Sale	469	3.627 GBP
Ordinary	Sale	1428	3.627 GBP
Ordinary	Sale	21	3.627 GBP
Ordinary	Sale	1989	3.627 GBP
Ordinary	Sale	365	3.627 GBP
Ordinary	Sale	958	3.627 GBP
Ordinary	Sale	500	3.627 GBP
Ordinary	Sale	469	3.627 GBP
Ordinary	Sale	452	3.627 GBP
Ordinary	Sale	469	3.627 GBP
Ordinary	Sale	515	3.627 GBP
Ordinary	Sale	2400	3.627 GBP
Ordinary	Sale	469	3.627 GBP
Ordinary	Sale	523	3.627 GBP
Ordinary	Sale	469	3.627 GBP
Ordinary	Sale	1022	3.627 GBP
Ordinary	Sale	288	3.627 GBP
Ordinary	Sale	500	3.627 GBP
Ordinary	Sale	516	3.627 GBP
Ordinary	Sale	1144	3.627 GBP
Ordinary	Sale	1000	3.627 GBP
Ordinary	Sale	129	3.627 GBP
Ordinary	Sale	837	3.627 GBP
Ordinary	Sale	1705	3.627 GBP
Ordinary	Sale	539	3.627 GBP
Ordinary	Sale	2070	3.627 GBP
Ordinary	Sale	1732	3.627 GBP
Ordinary	Sale	1680	3.627 GBP
Ordinary	Sale	917	3.628 GBP

(b)        Derivatives transactions (other than options)

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c)        Options transactions in respect of existing securities

(i)         Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii)        Exercising

Class of relevant security	Product description e.g. call option	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: If there are no such agreements, arrangements or understandings, state "none"

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None.

(c)        Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)	YES
Supplemental Form 8 (SBL)	NO

Date of disclosure:	01/12/2011
Contact name:	Gary Darch
Telephone number:	0207 597 4549

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.         KEY INFORMATION

Identity of person whose open positions are being disclosed:	INVESTEC BANK PLC/LTD
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:	INVESTEC PLC

2.         OPTIONS AND DERIVATIVES

Class of relevant security	Product description e.g. call option	Written or purchased	Number of securities to which option or derivative relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date
0.02p ordinary	Put Option	Purchased	4,760	ZAR 42	American	15/12/2011
0.02p ordinary	Put Option	Purchased	50,000	ZAR 75	European	16/07/2012
0.02p ordinary	Call Option	Written	50,000	ZAR 75	European	16/07/2012
0.02p ordinary	Futures	Purchased	715		European	15/12/2011
0.02p ordinary	Put Option	Purchase	2,500	ZAR 46	American	15/12/2011
0.02p ordinary	Futures	Written	9,346		European	15/12/2011

3.         AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END

 

 

DCCUGGUAPUPGUBG