Form 8 (DD) - Investec plc

RNS Number : 7817T

Investec PLC

12 December 2011

 



Investec Limited Incorporated in the Republic of South Africa Registration number 1925/002833/06 JSE share code: INL ISIN: ZAE000081949

Investec plc Incorporated in England and Wales Registration number 3633621 JSE share code: INP ISIN: GB00B17BBQ50

(jointly "Investec")

As part of the dual listed company structure, Investec plc and Investec Limited notify both the London Stock Exchange and the JSE Limited of matters which are required to be disclosed under the Disclosure, Transparency and Listing Rules of the United Kingdom Listing Authority (the "UKLA") and/or the JSE Listing Requirements.

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Identity of the party to the offer or person acting in concert making the disclosure:	INVESTEC BANK PLC / INVESTEC LTD
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):      The naming of nominee or vehicle companies is insufficient
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	INVESTEC PLC
(d) Status of person making the disclosure:      e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree)	OFFEROR
(e) Date dealing undertaken:	09/12/2011
(f)  Has the party previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	YES - INVESTEC LTD & EVOLUTION GROUP PLC

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:	0.02p ordinary
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	19,363,915	3.5662	0	0.0000
(2) Derivatives (other than options):
(3) Options and agreements to purchase/sell:	2,215	0.0004	114,106	0.0210
TOTAL:	19,366,130	3.5666	114,106	0.0210

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b)        Rights to subscribe for new securities (including directors' and other executive options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3.         DEALINGS BY THE PERSON MAKING THE DISCLOSURE

(a)        Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit
			ZAR (cents)
Ordinary	Purchase	620	4495
Ordinary	Purchase	2,500	4498
Ordinary	Purchase	10,000	4500
Ordinary	Purchase	330	4501
Ordinary	Purchase	620	4504
Ordinary	Purchase	360	4510
Ordinary	Purchase	1,240	4511
Ordinary	Purchase	18	4515
Ordinary	Purchase	463	4523
Ordinary	Purchase	908	4526
Ordinary	Purchase	695	4530
Ordinary	Purchase	545	4535
Ordinary	Purchase	463	4537
Ordinary	Purchase	463	4542
Ordinary	Purchase	194	4544
Ordinary	Purchase	1,046	4545
Ordinary	Purchase	463	4557
Ordinary	Purchase	121,100	4524
Ordinary	Purchase	73,500	4524
Ordinary	Sale	1,240	4545
			GBP (pence)
Ordinary	Purchase	188	348.6
Ordinary	Purchase	188	349.1
Ordinary	Purchase	2419	350.4
Ordinary	Purchase	450	350.4
Ordinary	Purchase	250	350.4
Ordinary	Purchase	150	350.4
Ordinary	Purchase	250	350.4
Ordinary	Purchase	150	350.4
Ordinary	Purchase	250	350.4
Ordinary	Purchase	200	350.4
Ordinary	Purchase	400	350.4
Ordinary	Purchase	343	350.4
Ordinary	Purchase	953	350.4
Ordinary	Purchase	953	350.4
Ordinary	Purchase	1116	350.4
Ordinary	Purchase	1123	350.4
Ordinary	Purchase	1466	350.4
Ordinary	Purchase	1466	350.4
Ordinary	Purchase	125	350.4
Ordinary	Purchase	150	350.4
Ordinary	Purchase	326	350.4
Ordinary	Purchase	250	350.4
Ordinary	Purchase	1141	350.4
Ordinary	Purchase	600	350.4
Ordinary	Purchase	997	350.4
Ordinary	Purchase	600	350.4
Ordinary	Purchase	638	350.5
Ordinary	Purchase	503	350.5
Ordinary	Purchase	400	350.5
Ordinary	Purchase	500	350.5
Ordinary	Purchase	126	350.5
Ordinary	Purchase	80	350.5
Ordinary	Purchase	2408	350.5
Ordinary	Purchase	1161	350.5
Ordinary	Purchase	325	350.5
Ordinary	Purchase	1796	350.5
Ordinary	Purchase	69	350.5
Ordinary	Purchase	720	350.5
Ordinary	Purchase	1000	350.5
Ordinary	Purchase	800	350.5
Ordinary	Purchase	200	350.5
Ordinary	Purchase	1538	350.5
Ordinary	Purchase	500	350.5
Ordinary	Purchase	443	350.5
Ordinary	Purchase	201	350.5
Ordinary	Purchase	800	350.5
Ordinary	Purchase	760	350.5
Ordinary	Purchase	1258	350.5
Ordinary	Purchase	1124	350.6
Ordinary	Purchase	1417	350.6
Ordinary	Purchase	1417	350.6
Ordinary	Purchase	1547	350.6
Ordinary	Purchase	1417	350.6
Ordinary	Purchase	1014	350.6
Ordinary	Purchase	732	350.6
Ordinary	Purchase	921	350.6
Ordinary	Purchase	921	350.6
Ordinary	Purchase	921	350.6
Ordinary	Purchase	1006	350.6
Ordinary	Purchase	520	350.6
Ordinary	Purchase	2272	350.6
Ordinary	Purchase	1550	350.6
Ordinary	Purchase	800	350.6
Ordinary	Purchase	500	350.6
Ordinary	Purchase	540	350.6
Ordinary	Purchase	310	350.6
Ordinary	Purchase	167	350.6
Ordinary	Purchase	1	350.6
Ordinary	Purchase	167	350.6
Ordinary	Purchase	121	350.7
Ordinary	Purchase	1221	350.7
Ordinary	Purchase	276	350.7
Ordinary	Purchase	720	350.7
Ordinary	Purchase	1100	350.7
Ordinary	Purchase	1000	350.7
Ordinary	Purchase	380	350.7
Ordinary	Purchase	520	350.7
Ordinary	Purchase	226	350.7
Ordinary	Purchase	500	350.7
Ordinary	Purchase	1147	350.7
Ordinary	Purchase	1298	350.7
Ordinary	Purchase	800	350.7
Ordinary	Purchase	637	350.7
Ordinary	Purchase	800	350.7
Ordinary	Purchase	400	350.8
Ordinary	Purchase	1343	350.8
Ordinary	Purchase	800	350.8
Ordinary	Purchase	540	350.8
Ordinary	Purchase	67	350.9
Ordinary	Purchase	112	350.9
Ordinary	Purchase	100	350.9
Ordinary	Purchase	100	351.3
Ordinary	Purchase	989	351.3
Ordinary	Purchase	545	351.4
Ordinary	Purchase	521	351.4
Ordinary	Purchase	1205	351.4
Ordinary	Purchase	1390	351.5
Ordinary	Purchase	111	351.5
Ordinary	Purchase	191	351.5
Ordinary	Purchase	720	351.5
Ordinary	Purchase	500	351.5
Ordinary	Purchase	1650	351.6
Ordinary	Purchase	639	351.6
Ordinary	Purchase	433	351.6
Ordinary	Purchase	1578	351.7
Ordinary	Purchase	428	351.7
Ordinary	Purchase	720	351.7
Ordinary	Purchase	570	351.7
Ordinary	Purchase	800	351.7
Ordinary	Purchase	1284	351.7
Ordinary	Purchase	524	351.7
Ordinary	Purchase	500	351.7
Ordinary	Purchase	1239	351.7
Ordinary	Purchase	1785	351.7
Ordinary	Purchase	811	351.7
Ordinary	Purchase	2194	351.8
Ordinary	Purchase	573	351.8
Ordinary	Purchase	525	351.9
Ordinary	Purchase	49	351.9
Ordinary	Purchase	276	351.9
Ordinary	Purchase	2080	352.1
Ordinary	Purchase	720	352.1
Ordinary	Purchase	615	352.1
Ordinary	Purchase	138	352.1
Ordinary	Purchase	1894	352.1
Ordinary	Purchase	581	352.2
Ordinary	Purchase	272	352.2
Ordinary	Purchase	2759	352.3
Ordinary	Purchase	373	352.5
Ordinary	Purchase	2035	352.5
Ordinary	Purchase	1373	352.5
Ordinary	Purchase	286	352.5
Ordinary	Purchase	807	352.5
Ordinary	Purchase	993	352.8
Ordinary	Purchase	501	352.8
Ordinary	Purchase	47	352.8
Ordinary	Purchase	264	352.8
Ordinary	Purchase	603	352.8
Ordinary	Purchase	2291	352.9927
Ordinary	Purchase	2679	353
Ordinary	Purchase	661	353.1
Ordinary	Purchase	2166	353.1
Ordinary	Purchase	161	353.2
Ordinary	Purchase	2221	353.2
Ordinary	Purchase	360	353.2
Ordinary	Purchase	1931	353.2
Ordinary	Purchase	300	353.4
Ordinary	Purchase	500	353.5
Ordinary	Purchase	141	353.5
Ordinary	Purchase	720	353.5
Ordinary	Purchase	402	353.6
Ordinary	Purchase	320	353.6
Ordinary	Purchase	230	353.6
Ordinary	Sale	188	342.2
Ordinary	Sale	188	346.3
Ordinary	Sale	600	350.4
Ordinary	Sale	2419	350.4
Ordinary	Sale	450	350.4
Ordinary	Sale	250	350.4
Ordinary	Sale	150	350.4
Ordinary	Sale	250	350.4
Ordinary	Sale	150	350.4
Ordinary	Sale	250	350.4
Ordinary	Sale	200	350.4
Ordinary	Sale	400	350.4
Ordinary	Sale	343	350.4
Ordinary	Sale	953	350.4
Ordinary	Sale	953	350.4
Ordinary	Sale	1116	350.4
Ordinary	Sale	1123	350.4
Ordinary	Sale	1466	350.4
Ordinary	Sale	1466	350.4
Ordinary	Sale	125	350.4
Ordinary	Sale	150	350.4
Ordinary	Sale	326	350.4
Ordinary	Sale	250	350.4
Ordinary	Sale	1141	350.4
Ordinary	Sale	600	350.4
Ordinary	Sale	997	350.4
Ordinary	Sale	1000	350.5
Ordinary	Sale	800	350.5
Ordinary	Sale	200	350.5
Ordinary	Sale	1538	350.5
Ordinary	Sale	500	350.5
Ordinary	Sale	443	350.5
Ordinary	Sale	201	350.5
Ordinary	Sale	800	350.5
Ordinary	Sale	760	350.5
Ordinary	Sale	1258	350.5
Ordinary	Sale	638	350.5
Ordinary	Sale	503	350.5
Ordinary	Sale	400	350.5
Ordinary	Sale	500	350.5
Ordinary	Sale	126	350.5
Ordinary	Sale	80	350.5
Ordinary	Sale	2408	350.5
Ordinary	Sale	1161	350.5
Ordinary	Sale	325	350.5
Ordinary	Sale	1796	350.5
Ordinary	Sale	69	350.5
Ordinary	Sale	720	350.5
Ordinary	Sale	1550	350.6
Ordinary	Sale	800	350.6
Ordinary	Sale	500	350.6
Ordinary	Sale	540	350.6
Ordinary	Sale	310	350.6
Ordinary	Sale	167	350.6
Ordinary	Sale	1	350.6
Ordinary	Sale	167	350.6
Ordinary	Sale	1124	350.6
Ordinary	Sale	1417	350.6
Ordinary	Sale	1417	350.6
Ordinary	Sale	1547	350.6
Ordinary	Sale	1417	350.6
Ordinary	Sale	1014	350.6
Ordinary	Sale	732	350.6
Ordinary	Sale	921	350.6
Ordinary	Sale	921	350.6
Ordinary	Sale	921	350.6
Ordinary	Sale	1006	350.6
Ordinary	Sale	520	350.6
Ordinary	Sale	2272	350.6
Ordinary	Sale	500	350.7
Ordinary	Sale	1147	350.7
Ordinary	Sale	1298	350.7
Ordinary	Sale	800	350.7
Ordinary	Sale	637	350.7
Ordinary	Sale	800	350.7
Ordinary	Sale	121	350.7
Ordinary	Sale	1221	350.7
Ordinary	Sale	276	350.7
Ordinary	Sale	720	350.7
Ordinary	Sale	1100	350.7
Ordinary	Sale	1000	350.7
Ordinary	Sale	380	350.7
Ordinary	Sale	520	350.7
Ordinary	Sale	226	350.7
Ordinary	Sale	1343	350.8
Ordinary	Sale	800	350.8
Ordinary	Sale	540	350.8
Ordinary	Sale	400	350.8
Ordinary	Sale	67	350.9
Ordinary	Sale	112	350.9
Ordinary	Sale	100	350.9
Ordinary	Sale	100	351.3
Ordinary	Sale	989	351.3
Ordinary	Sale	545	351.4
Ordinary	Sale	521	351.4
Ordinary	Sale	1205	351.4
Ordinary	Sale	1390	351.5
Ordinary	Sale	111	351.5
Ordinary	Sale	191	351.5
Ordinary	Sale	720	351.5
Ordinary	Sale	500	351.5
Ordinary	Sale	1650	351.6
Ordinary	Sale	639	351.6
Ordinary	Sale	433	351.6
Ordinary	Sale	1578	351.7
Ordinary	Sale	428	351.7
Ordinary	Sale	720	351.7
Ordinary	Sale	570	351.7
Ordinary	Sale	800	351.7
Ordinary	Sale	1284	351.7
Ordinary	Sale	524	351.7
Ordinary	Sale	500	351.7
Ordinary	Sale	1239	351.7
Ordinary	Sale	1785	351.7
Ordinary	Sale	811	351.7
Ordinary	Sale	2194	351.8
Ordinary	Sale	573	351.8
Ordinary	Sale	525	351.9
Ordinary	Sale	49	351.9
Ordinary	Sale	276	351.9
Ordinary	Sale	2080	352.1
Ordinary	Sale	720	352.1
Ordinary	Sale	615	352.1
Ordinary	Sale	138	352.1
Ordinary	Sale	1894	352.1
Ordinary	Sale	581	352.2
Ordinary	Sale	272	352.2
Ordinary	Sale	2759	352.3
Ordinary	Sale	373	352.5
Ordinary	Sale	2035	352.5
Ordinary	Sale	1373	352.5
Ordinary	Sale	286	352.5
Ordinary	Sale	807	352.5
Ordinary	Sale	993	352.8
Ordinary	Sale	501	352.8
Ordinary	Sale	47	352.8
Ordinary	Sale	264	352.8
Ordinary	Sale	603	352.8
Ordinary	Sale	2291	352.9927
Ordinary	Sale	2679	353
Ordinary	Sale	661	353.1
Ordinary	Sale	2166	353.1
Ordinary	Sale	161	353.2
Ordinary	Sale	2221	353.2
Ordinary	Sale	360	353.2
Ordinary	Sale	1931	353.2
Ordinary	Sale	300	353.4
Ordinary	Sale	500	353.5
Ordinary	Sale	141	353.5
Ordinary	Sale	720	353.5
Ordinary	Sale	402	353.6
Ordinary	Sale	320	353.6
Ordinary	Sale	230	353.6

(b)        Derivatives transactions (other than options)

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c)        Options transactions in respect of existing securities

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

 (ii)       Exercising

Class of relevant security	Product description e.g. call option	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: If there are no such agreements, arrangements or understandings, state "none"

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None.

(c)        Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)	YES
Supplemental Form 8 (SBL)	NO

Date of disclosure:	12/12/2011
Contact name:	Gary Darch
Telephone number:	0207 597 4549

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.         KEY INFORMATION

Identity of person whose open positions are being disclosed:	INVESTEC BANK PLC/LTD
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:	INVESTEC PLC

2.         OPTIONS AND DERIVATIVES

Class of relevant security	Product description e.g. call option	Written or purchased	Number of securities to which option or derivative relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date
0.02p ordinary	Call Option	Purchased	1,000	ZAR 47	American	15/12/2011
0.02p ordinary	Put Option	Purchased	4,760	ZAR 42	American	15/12/2011
0.02p ordinary	Put Option	Purchased	50,000	ZAR 75	European	16/07/2012
0.02p ordinary	Call Option	Written	50,000	ZAR 75	European	16/07/2012
0.02p ordinary	Futures	Purchased	715		European	15/12/2011
0.02p ordinary	Put Option	Purchase	2,500	ZAR 46	American	15/12/2011
0.02p ordinary	Futures	Written	9,346		European	15/12/2011

3.         AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END

 

 

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