Form 8 (DD) - Investec plc

RNS Number : 9577T

Investec PLC

14 December 2011

 



Investec Limited Incorporated in the Republic of South Africa Registration number 1925/002833/06 JSE share code: INL ISIN: ZAE000081949

Investec plc Incorporated in England and Wales Registration number 3633621 JSE share code: INP ISIN: GB00B17BBQ50

(jointly "Investec")

As part of the dual listed company structure, Investec plc and Investec Limited notify both the London Stock Exchange and the JSE Limited of matters which are required to be disclosed under the Disclosure, Transparency and Listing Rules of the United Kingdom Listing Authority (the "UKLA") and/or the JSE Listing Requirements.

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Identity of the party to the offer or person acting in concert making the disclosure:	INVESTEC BANK PLC / INVESTEC LTD
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):      The naming of nominee or vehicle companies is insufficient
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	INVESTEC PLC
(d) Status of person making the disclosure:      e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree)	OFFEROR
(e) Date dealing undertaken:	13/12/2011
(f)  Has the party previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	YES - INVESTEC LTD & EVOLUTION GROUP PLC

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:	0.02p ordinary
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	19,462,171	3.5843	0	0.0000
(2) Derivatives (other than options):
(3) Options and agreements to purchase/sell:	2,215	0.0004	114,106	0.0210
TOTAL:	19,464,386	3.5847	114,106	0.0210

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b)        Rights to subscribe for new securities (including directors' and other executive options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3.         DEALINGS BY THE PERSON MAKING THE DISCLOSURE

(a)        Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit
			ZAR (cents)
Ordinary	Purchase	1,129	4420
Ordinary	Purchase	5,339	4422
Ordinary	Purchase	1,000	4430
Ordinary	Purchase	1,925	4431
Ordinary	Purchase	500	4433
Ordinary	Purchase	780	4435
Ordinary	Purchase	500	4435
Ordinary	Purchase	430	4435
Ordinary	Purchase	6,275	4435
Ordinary	Purchase	2,000	4436
Ordinary	Purchase	2,000	4437
Ordinary	Purchase	3,371	4440
Ordinary	Purchase	500	4445
Ordinary	Purchase	1,500	4446
Ordinary	Purchase	1,804	4447
Ordinary	Purchase	307	4448
Ordinary	Purchase	440	4450
Ordinary	Purchase	389	4450
Ordinary	Purchase	100	4457
Ordinary	Purchase	9,000	4459
Ordinary	Sale	5,992	4422
Ordinary	Sale	450	4434
Ordinary	Sale	6,000	4446
Ordinary	Sale	2,300	4460
			GBP (pence)
Ordinary	Purchase	2500	342.2
Ordinary	Purchase	400	342.9
Ordinary	Purchase	400	342.9
Ordinary	Purchase	3186	343
Ordinary	Purchase	174	343
Ordinary	Purchase	400	343
Ordinary	Purchase	700	343
Ordinary	Purchase	1327	343
Ordinary	Purchase	933	343
Ordinary	Purchase	933	343
Ordinary	Purchase	1763	343
Ordinary	Purchase	264	343
Ordinary	Purchase	1214	343
Ordinary	Purchase	1722	343
Ordinary	Purchase	24	343
Ordinary	Purchase	3360	343
Ordinary	Purchase	873	343
Ordinary	Purchase	2487	343
Ordinary	Purchase	150	343
Ordinary	Purchase	3210	343
Ordinary	Purchase	1438	343
Ordinary	Purchase	42	343
Ordinary	Purchase	1204	343
Ordinary	Purchase	1204	343
Ordinary	Purchase	1204	343
Ordinary	Purchase	1204	343
Ordinary	Purchase	400	343
Ordinary	Purchase	804	343
Ordinary	Purchase	1204	343
Ordinary	Purchase	1204	343
Ordinary	Purchase	1204	343
Ordinary	Purchase	1204	343
Ordinary	Purchase	1204	343
Ordinary	Purchase	1204	343
Ordinary	Purchase	1204	343
Ordinary	Purchase	1204	343
Ordinary	Purchase	1204	343
Ordinary	Purchase	374	343
Ordinary	Purchase	533	343
Ordinary	Purchase	297	343
Ordinary	Purchase	225	343
Ordinary	Purchase	979	343
Ordinary	Purchase	1204	343
Ordinary	Purchase	1204	343
Ordinary	Purchase	1204	343
Ordinary	Purchase	654	343
Ordinary	Purchase	550	343
Ordinary	Purchase	920	343
Ordinary	Purchase	60388	344.0688
Ordinary	Purchase	11200	344.4062
Ordinary	Purchase	625	344.4062
Ordinary	Purchase	1875	344.8
Ordinary	Purchase	663	344.9
Ordinary	Purchase	101	344.9
Ordinary	Purchase	440	344.9
Ordinary	Purchase	2254	345
Ordinary	Purchase	613	345
Ordinary	Purchase	477	345
Ordinary	Purchase	9	345
Ordinary	Purchase	1155	345
Ordinary	Purchase	1779	345
Ordinary	Purchase	475	345
Ordinary	Purchase	2254	345
Ordinary	Purchase	2254	345
Ordinary	Purchase	700	345
Ordinary	Purchase	1554	345
Ordinary	Purchase	1469	345
Ordinary	Purchase	691	345
Ordinary	Purchase	94	345
Ordinary	Purchase	2254	345
Ordinary	Purchase	2254	345
Ordinary	Purchase	1264	345
Ordinary	Purchase	990	345
Ordinary	Purchase	700	345
Ordinary	Purchase	505	345
Ordinary	Purchase	1000	345
Ordinary	Purchase	49	345
Ordinary	Purchase	206	345
Ordinary	Purchase	913	345
Ordinary	Purchase	291	345
Ordinary	Purchase	675	345
Ordinary	Purchase	529	345
Ordinary	Purchase	1204	345
Ordinary	Purchase	1204	345
Ordinary	Purchase	811	345
Ordinary	Purchase	393	345
Ordinary	Purchase	516	345
Ordinary	Purchase	688	345
Ordinary	Purchase	8	345
Ordinary	Purchase	1196	345
Ordinary	Purchase	337	345
Ordinary	Purchase	500	345
Ordinary	Purchase	32	345
Ordinary	Purchase	335	345
Ordinary	Purchase	1204	345
Ordinary	Purchase	1204	345
Ordinary	Purchase	1204	345
Ordinary	Purchase	171	345
Ordinary	Purchase	1033	345
Ordinary	Purchase	969	345
Ordinary	Purchase	235	345
Ordinary	Purchase	1204	345
Ordinary	Purchase	154	345
Ordinary	Purchase	534	345
Ordinary	Purchase	516	345
Ordinary	Purchase	1204	345
Ordinary	Purchase	1204	345
Ordinary	Purchase	745	345
Ordinary	Purchase	459	345
Ordinary	Purchase	1204	345
Ordinary	Purchase	834	345
Ordinary	Purchase	86	345
Ordinary	Purchase	4567	345.3
Ordinary	Purchase	6000	345.3
Ordinary	Purchase	3750	345.3
Ordinary	Purchase	938	345.3
Ordinary	Purchase	150	348.2
Ordinary	Sale	495	342.2
Ordinary	Sale	362	342.2
Ordinary	Sale	1643	342.2
Ordinary	Sale	50000	343
Ordinary	Sale	2349	343.8
Ordinary	Sale	15	343.8
Ordinary	Sale	953	343.8
Ordinary	Sale	600	343.8
Ordinary	Sale	921	343.8
Ordinary	Sale	413	344
Ordinary	Sale	1204	344
Ordinary	Sale	1204	344
Ordinary	Sale	1204	344
Ordinary	Sale	1204	344
Ordinary	Sale	820	344
Ordinary	Sale	384	344
Ordinary	Sale	989	344
Ordinary	Sale	2154	344
Ordinary	Sale	1522	344
Ordinary	Sale	632	344
Ordinary	Sale	1269	344
Ordinary	Sale	885	344
Ordinary	Sale	1402	344
Ordinary	Sale	239	344
Ordinary	Sale	439	344
Ordinary	Sale	74	344
Ordinary	Sale	239	344
Ordinary	Sale	322	344
Ordinary	Sale	1593	344
Ordinary	Sale	2154	344
Ordinary	Sale	2154	344
Ordinary	Sale	1094	344
Ordinary	Sale	500	344
Ordinary	Sale	341	344
Ordinary	Sale	135	344
Ordinary	Sale	84	344
Ordinary	Sale	96	344
Ordinary	Sale	198	344
Ordinary	Sale	263	344
Ordinary	Sale	1597	344
Ordinary	Sale	2154	344
Ordinary	Sale	2154	344
Ordinary	Sale	248	344
Ordinary	Sale	451	344
Ordinary	Sale	1455	344
Ordinary	Sale	2154	344
Ordinary	Sale	1933	344
Ordinary	Sale	221	344
Ordinary	Sale	2154	344
Ordinary	Sale	2154	344
Ordinary	Sale	501	344
Ordinary	Sale	832	344
Ordinary	Sale	821	344
Ordinary	Sale	2154	344
Ordinary	Sale	2154	344
Ordinary	Sale	1617	344
Ordinary	Sale	537	344
Ordinary	Sale	537	344
Ordinary	Sale	1617	344
Ordinary	Sale	2154	344
Ordinary	Sale	2154	344
Ordinary	Sale	458	344
Ordinary	Sale	800	344.4
Ordinary	Sale	404	344.4
Ordinary	Sale	1101	344.4
Ordinary	Sale	103	344.4
Ordinary	Sale	1204	344.4
Ordinary	Sale	1204	344.4
Ordinary	Sale	1204	344.4
Ordinary	Sale	1204	344.4
Ordinary	Sale	1204	344.4
Ordinary	Sale	1204	344.4
Ordinary	Sale	756	344.4
Ordinary	Sale	423	344.5
Ordinary	Sale	368	344.7
Ordinary	Sale	1000	344.8
Ordinary	Sale	626	344.8
Ordinary	Sale	249	344.8
Ordinary	Sale	25000	345
Ordinary	Sale	25000	345
Ordinary	Sale	410	345
Ordinary	Sale	165	345
Ordinary	Sale	500	345
Ordinary	Sale	129	345
Ordinary	Sale	1204	345
Ordinary	Sale	2105	345.3
Ordinary	Sale	2105	345.3
Ordinary	Sale	327	345.3
Ordinary	Sale	1778	345.3
Ordinary	Sale	2105	345.3
Ordinary	Sale	1242	345.3
Ordinary	Sale	863	345.3
Ordinary	Sale	42	345.3
Ordinary	Sale	1204	345.6

(b)        Derivatives transactions (other than options)

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c)        Options transactions in respect of existing securities

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

 (ii)       Exercising

Class of relevant security	Product description e.g. call option	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: If there are no such agreements, arrangements or understandings, state "none"

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None.

(c)        Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)	YES
Supplemental Form 8 (SBL)	NO

Date of disclosure:	14/12/2011
Contact name:	Gary Darch
Telephone number:	0207 597 4549

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.         KEY INFORMATION

Identity of person whose open positions are being disclosed:	INVESTEC BANK PLC/LTD
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:	INVESTEC PLC

2.         OPTIONS AND DERIVATIVES

Class of relevant security	Product description e.g. call option	Written or purchased	Number of securities to which option or derivative relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date
0.02p ordinary	Call Option	Purchased	1,000	ZAR 47	American	15/12/2011
0.02p ordinary	Put Option	Purchased	4,760	ZAR 42	American	15/12/2011
0.02p ordinary	Put Option	Purchased	50,000	ZAR 75	European	16/07/2012
0.02p ordinary	Call Option	Written	50,000	ZAR 75	European	16/07/2012
0.02p ordinary	Futures	Purchased	715		European	15/12/2011
0.02p ordinary	Put Option	Purchase	2,500	ZAR 46	American	15/12/2011
0.02p ordinary	Futures	Written	9,346		European	15/12/2011

3.         AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END

 

 

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