TR-1

RNS Number : 4081R

Itaconix PLC

28 February 2023

 

TR-1: S tandard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :			ITACONIX PLC
1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights						X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights						X
Other (please specify)iii:
3. Details of person subject to the notification obligation iv
Name			CANACCORD GENUITY GROUP INC
City and country of registered office (if applicable)			VANCOUVER, CANADA
4. Full name of shareholder(s) (if different from 3.) v
Name			DISCRETIONARY CLIENTS
City and country of registered office (if applicable)			As above
5. Date on which the threshold was crossed or reached vi :			27 FEBRUARY 2023
6. Date on which issuer notified (DD/MM/YYYY):			28 FEBRUARY 2023
7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer (8.A + 8.B) vii
Resulting situation on the date on which threshold was crossed or reached	8.9359			8.9359	60,255,167
Position of previous notification (if applicable)	N/A			N/A

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

Class/type of shares ISIN code (if possible)

Number of voting rights ix

% of voting rights

Direct (DTR5.1)

Indirect  (DTR5.2.1)

Direct (DTR5.1)

Indirect (DTR5.2.1)

GB00B84LVH87

60,255,167

8.9359

SUBTOTAL 8. A

60,255,167

8.9359

B 1: Financial Instruments according to DTR5.3.1R (1) (a)

Type of financial instrument

Expiration date x

Exercise/ Conversion Period xi

Number of voting rights that may be acquired if the instrument is exercised/converted.

% of voting rights

SUBTOTAL 8. B 1

B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)

Type of financial instrument

Expiration date x

Exercise/ Conversion Period xi

Physical or cash settlement xii

Number of voting rights

% of voting rights

SUBTOTAL 8.B.2

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv (please add additional rows as necessary)

X

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Canaccord Genuity Group Inc.

8.9359

8.9359

Canaccord Genuity Limited

0.1331

0.1331

Canaccord Adams Financial Group Inc

0.0001

0.0001

Collins Stewart Inc

0.0001

0.0001

Canaccord Adams (Delaware) Inc

0.0001

0.0001

Canaccord Genuity LLC

0.0001

0.0001

Canaccord Genuity Wealth Group Holdings Limited

8.8027

8.8027

Canaccord Genuity Wealth Group Holdings (Jersey) Limited

8.8027

8.8027

Canaccord Genuity Wealth Group Limited

8.8027

8.8027

Punter Southall Wealth Limited

0.0074

0.0074

Canaccord Genuity Asset Management Limited (formerly Hargreave Hale Limited)

8.7953

8.7953

10. In case of proxy voting, please identify:

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional information xvi

The change in the percentage of shares held is due entirely to participation in the placing, subscription and open offer by Itaconix plc, the shares from which were admitted to AIM on 27/02/2023.

Place of completion	BLACKPOOL, ENGLAND
Date of completion	28 FEBRUARY 2023

 

END

 

 

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