TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuer |
IXICO plc |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
x |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): New issue of shares |
x |
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3. Full name of person(s) subject to the |
IP Group plc |
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4. Full name of shareholder(s) |
See section 9 |
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5. Date of the transaction and date on |
09 January 2017 |
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6. Date on which issuer notified: |
13 January 2017 |
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7. Threshold(s) that is/are crossed or |
Direct interests: 21% reached Indirect interests: Unchanged Combined direct and indirect interests: 24% reached |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting
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% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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Ordinary 1p |
6,001,506 |
6,001,506 |
5,704,585 |
5,704,585 |
809,774 |
21.08% |
2.99% |
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GB00BCLY7L40 |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to |
% of voting rights xix, xx
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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6,514,359 |
24.07% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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Direct interests:
IP2IPO Limited: 5,704,585
IP2IPO Limited is a 100%-owned subsidiary of IP Group plc.
Indirect interests:
North East Technology Fund - 809,774
North East Technology Fund is a limited partnership fund that is managed by Top Technology Ventures Limited, a 100% subsidiary of IP Group plc.
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease |
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12. Date on which proxy holder will cease to hold |
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13. Additional information: |
Based on 27,063,284 Ordinary Shares in issue |
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14. Contact name: |
Greg Smith |
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15. Contact telephone number: |
0207 444 0050 |
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