Holding(s) in Company

Johnson Matthey PLC

05 July 2023

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BZ4BQC70

Issuer Name

JOHNSON MATTHEY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

Bank of America Corporation

City of registered office (if applicable)

Country of registered office (if applicable)

US

4. Details of the shareholder

Name	City of registered office	Country of registered office
Merrill Lynch International	London	United Kingdom

5. Date on which the threshold was crossed or reached

03-Jul-2023

6. Date on which Issuer notified

04-Jul-2023

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	5.500387	9.146330	14.646717	26869902
Position of previous notification (if applicable)	5.538521	8.512511	14.051032

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BZ4BQC70		10001308		5.451688
US4791425071		89340		0.048699
Sub Total 8.A	10090648		5.500387%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Right to Recall	N/A	N/A	317842	0.173255
Physical Swap	15/09/2023	N/A	1244000	0.678101
Physical Swap	15/05/2024	N/A	698000	0.380478
Sub Total 8.B1			2259842	1.231834%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swaps	04/09/2023	N/A	Cash	490000	0.267098
Swaps	17/07/2023	N/A	Cash	2342	0.001277
Swaps	27/07/2023	N/A	Cash	45576	0.024843
Swaps	28/07/2023	N/A	Cash	85741	0.046737
Swaps	31/07/2023	N/A	Cash	203146	0.110734
Swaps	01/08/2023	N/A	Cash	165804	0.090379
Swaps	04/08/2023	N/A	Cash	28029	0.015279
Swaps	07/08/2023	N/A	Cash	392889	0.214163
Swaps	08/08/2023	N/A	Cash	101362	0.055252
Swaps	11/08/2023	N/A	Cash	90690	0.049435
Swaps	14/08/2023	N/A	Cash	118201	0.064431
Swaps	17/04/2024	N/A	Cash	158568	0.086435
Swaps	22/04/2024	N/A	Cash	99527	0.054252
Swaps	23/04/2024	N/A	Cash	45000	0.024529
Swaps	24/04/2024	N/A	Cash	80679	0.043978
Swaps	29/04/2024	N/A	Cash	204820	0.111647
Swaps	30/04/2024	N/A	Cash	71049	0.038729
Swaps	03/05/2024	N/A	Cash	24220	0.013202
Swaps	07/05/2024	N/A	Cash	210474	0.114729
Swaps	13/05/2024	N/A	Cash	200000	0.109020
Swaps	14/05/2024	N/A	Cash	76838	0.041884
Swaps	17/05/2024	N/A	Cash	43652	0.023795
Swaps	20/05/2024	N/A	Cash	345070	0.188097
Swaps	21/05/2024	N/A	Cash	17751	0.009676
Swaps	24/05/2024	N/A	Cash	35000	0.019078
Swaps	28/05/2024	N/A	Cash	67568	0.036831
Swaps	26/06/2024	N/A	Cash	91518	0.049886
Swaps	01/09/2023	N/A	Cash	1458593	0.795075
Swaps	25/06/2024	N/A	Cash	75000	0.040882
Swaps	28/06/2024	N/A	Cash	236987	0.129181
Swaps	02/07/2024	N/A	Cash	121499	0.066229
Swaps	01/07/2024	N/A	Cash	65297	0.035593
Swaps	05/07/2024	N/A	Cash	65329	0.035611
Swaps	08/07/2024	N/A	Cash	176262	0.096080
Swaps	30/08/2024	N/A	Cash	3768	0.002054
Swaps	29/11/2024	N/A	Cash	9048	0.004932
Swaps	18/03/2026	N/A	Cash	200085	0.109066
Swaps	15/02/2028	N/A	Cash	200499	0.109292
Swaps	07/11/2025	N/A	Cash	148069	0.080712
Swaps	06/03/2026	N/A	Cash	12146	0.006621
Swaps	31/08/2023	N/A	Cash	45393	0.024744
Swaps	13/01/2025	N/A	Cash	3139666	1.711424
Swaps	07/06/2024	N/A	Cash	525060	0.286209
Swaps	09/07/2024	N/A	Cash	74323	0.040513
Swaps	12/07/2024	N/A	Cash	64137	0.034961
Swaps	18/11/2024	N/A	Cash	79070	0.043101
Swaps	15/07/2024	N/A	Cash	172795	0.094190
Swaps	13/06/2024	N/A	Cash	16776	0.009145
Swaps	16/07/2024	N/A	Cash	31068	0.016935
Swaps	25/02/2025	N/A	Cash	1510	0.000823
Swaps	22/07/2024	N/A	Cash	261093	0.142321
Swaps	26/05/2026	N/A	Cash	74762	0.040753
Swaps	31/07/2024	N/A	Cash	1612	0.000879
Swaps	23/07/2024	N/A	Cash	94415	0.051465
Swaps	26/07/2024	N/A	Cash	1819850	0.991996
Swaps	29/07/2024	N/A	Cash	219910	0.119872
Swaps	31/10/2023	N/A	Cash	234	0.000128
Swaps	02/04/2024	N/A	Cash	788072	0.429576
Swaps	30/07/2024	N/A	Cash	49929	0.027216
Swaps	05/08/2024	N/A	Cash	62877	0.034274
Swaps	29/02/2024	N/A	Cash	98	0.000053
Swaps	06/05/2025	N/A	Cash	580	0.000316
Swaps	28/09/2023	N/A	Cash	728086	0.396878
Sub Total 8.B2				14519412	7.914496%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Bank of America Corporation	Bank of America, National Association		4.915297	6.628665%
Bank of America Corporation	Managed Account Advisors, LLC
Bank of America Corporation	U.S. Trust Co of Delaware
Bank of America Corporation	Merrill Lynch International	3.545768	4.026977	7.572745%
Bank of America Corporation	BofA Securities Europe SA
Bank of America Corporation	Merrill Lynch, Pierce, Fenner & Smith Inc.

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

For investor enquiries, please email the Investor Relations team: [e-mail]

12. Date of Completion

4 July 2023

13. Place Of Completion

United Kingdom

Johnson Matthey Plc is listed on the London Stock Exchange (JMAT)
Registered in England & Wales number: 00033774
Legal Entity Identifier number

 

END