Holding(s) in Company

Johnson Matthey PLC

03 August 2023

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BZ4BQC70

Issuer Name

JOHNSON MATTHEY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

Bank of America Corporation

City of registered office (if applicable)

Country of registered office (if applicable)

US

4. Details of the shareholder

Name	City of registered office	Country of registered office
Merrill Lynch International	London	United Kingdom

5. Date on which the threshold was crossed or reached

02-Aug-2023

6. Date on which Issuer notified

03-Aug-2023

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	7.018621	10.212282	17.230903	31610683
Position of previous notification (if applicable)	6.399881	9.946181	16.346062

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BZ4BQC70		12786187		6.969719
US4791425071		89712		0.048902
Sub Total 8.A	12875899		7.018621%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Right to Recall	N/A	N/A	247729	0.135036
Physical Swap	01/09/2023	N/A	622000	0.339051
Physical Swap	04/09/2023	N/A	349000	0.190239
Physical Swap	15/09/2023	N/A	622000	0.339051
Physical Swap	15/05/2024	N/A	488000	0.266008
Physical Swap	20/05/2024	N/A	139000	0.075769
Sub Total 8.B1			2467729	1.345154%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swaps	04/09/2023	N/A	Cash	245000	0.133549
Swaps	17/04/2024	N/A	Cash	158568	0.086435
Swaps	22/04/2024	N/A	Cash	99527	0.054252
Swaps	23/04/2024	N/A	Cash	45000	0.024529
Swaps	24/04/2024	N/A	Cash	80679	0.043978
Swaps	29/04/2024	N/A	Cash	204820	0.111647
Swaps	30/04/2024	N/A	Cash	64920	0.035388
Swaps	03/05/2024	N/A	Cash	24220	0.013202
Swaps	07/05/2024	N/A	Cash	210474	0.114729
Swaps	13/05/2024	N/A	Cash	200000	0.109020
Swaps	14/05/2024	N/A	Cash	76838	0.041884
Swaps	17/05/2024	N/A	Cash	43652	0.023795
Swaps	20/05/2024	N/A	Cash	312070	0.170109
Swaps	21/05/2024	N/A	Cash	17751	0.009676
Swaps	24/05/2024	N/A	Cash	35000	0.019078
Swaps	28/05/2024	N/A	Cash	67568	0.036831
Swaps	26/06/2024	N/A	Cash	91518	0.049886
Swaps	01/09/2023	N/A	Cash	732123	0.399078
Swaps	25/06/2024	N/A	Cash	75000	0.040882
Swaps	28/06/2024	N/A	Cash	235088	0.128146
Swaps	02/07/2024	N/A	Cash	115354	0.062879
Swaps	01/07/2024	N/A	Cash	65000	0.035431
Swaps	05/07/2024	N/A	Cash	65329	0.035611
Swaps	08/07/2024	N/A	Cash	176262	0.096080
Swaps	30/08/2024	N/A	Cash	2178	0.001187
Swaps	29/11/2024	N/A	Cash	20	0.000011
Swaps	18/03/2026	N/A	Cash	298387	0.162650
Swaps	15/02/2028	N/A	Cash	185959	0.101366
Swaps	07/11/2025	N/A	Cash	44555	0.024287
Swaps	13/01/2025	N/A	Cash	4688977	2.555950
Swaps	07/06/2024	N/A	Cash	525060	0.286209
Swaps	09/07/2024	N/A	Cash	74323	0.040513
Swaps	12/07/2024	N/A	Cash	64137	0.034961
Swaps	18/11/2024	N/A	Cash	108715	0.059260
Swaps	15/07/2024	N/A	Cash	172795	0.094190
Swaps	16/07/2024	N/A	Cash	31068	0.016935
Swaps	25/02/2025	N/A	Cash	3031	0.001652
Swaps	22/07/2024	N/A	Cash	261093	0.142321
Swaps	26/05/2026	N/A	Cash	85512	0.046612
Swaps	31/07/2024	N/A	Cash	5807	0.003165
Swaps	23/07/2024	N/A	Cash	94415	0.051465
Swaps	26/07/2024	N/A	Cash	1819850	0.991996
Swaps	29/07/2024	N/A	Cash	219910	0.119872
Swaps	30/07/2024	N/A	Cash	49929	0.027216
Swaps	05/08/2024	N/A	Cash	244131	0.133075
Swaps	29/02/2024	N/A	Cash	374	0.000204
Swaps	06/05/2025	N/A	Cash	580	0.000316
Swaps	28/09/2023	N/A	Cash	728086	0.396878
Swaps	06/08/2024	N/A	Cash	236288	0.128800
Swaps	07/08/2024	N/A	Cash	76396	0.041643
Swaps	12/08/2024	N/A	Cash	68750	0.037475
Swaps	13/08/2024	N/A	Cash	9148	0.004987
Swaps	14/08/2024	N/A	Cash	100000	0.054510
Swaps	19/08/2024	N/A	Cash	1280425	0.697956
Swaps	31/01/2024	N/A	Cash	15397	0.008393
Swaps	17/07/2025	N/A	Cash	6843	0.003730
Swaps	24/11/2023	N/A	Cash	166128	0.090556
Swaps	02/09/2024	N/A	Cash	430325	0.234569
Swaps	08/08/2023	N/A	Cash	232	0.000126
Swaps	15/09/2023	N/A	Cash	726470	0.395997
Sub Total 8.B2				16267055	8.867128%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Bank of America Corporation	Bank of America, National Association		5.379674	7.938565%
Bank of America Corporation	Managed Account Advisors, LLC
Bank of America Corporation	U.S. Trust Co of Delaware
Bank of America Corporation	Merrill Lynch International	4.221849	4.632089	8.853938%
Bank of America Corporation	BofA Securities Europe SA
Bank of America Corporation	Merrill Lynch, Pierce, Fenner & Smith Inc.

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

For investor enquiries, please email the Investor Relations team: [e-mail]

12. Date of Completion

03-Aug-2023

13. Place Of Completion

United Kingdom

Johnson Matthey Plc is listed on the London Stock Exchange (JMAT)
Registered in England & Wales number: 00033774
Legal Entity Identifier number: 2138001AVBSD1HSC6Z10

 

END