TR-1: Notification of major holdings

Kin and Carta PLC

04 December 2023

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB0007689002

Issuer Name

KIN AND CARTA PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

JPMorgan Chase & Co.

City of registered office (if applicable)

Country of registered office (if applicable)

US

4. Details of the shareholder

Name	City of registered office	Country of registered office
J.P. Morgan Securities plc

5. Date on which the threshold was crossed or reached

30-Nov-2023

6. Date on which Issuer notified

04-Dec-2023

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	5.809120	0.280392	6.089512	10835201
Position of previous notification (if applicable)	5.287400	0.267692	5.555092

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB0007689002		10336250		5.809120
Sub Total 8.A	10336250		5.809120%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Sub Total 8.B1

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Cash-settled Equity Swap	07/05/2024	07/05/2024	Cash	160000	0.089921
Cash-settled Equity Swap	30/09/2024	30/09/2024	Cash	21154	0.011885
Cash-settled Equity Swap	03/12/2024	03/12/2024	Cash	92639	0.052062
Cash-settled Equity Swap	28/04/2026	28/04/2026	Cash	179411	0.100815
Cash-settled Equity Swap	30/05/2025	30/05/2025	Cash	31423	0.017659
Cash-settled Equity Swap	31/12/2024	31/12/2024	Cash	14324	0.008050
Sub Total 8.B2				498951	0.280392%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
JPMorgan Chase & Co.	J.P. Morgan Securities plc	5.809120		6.089512%
JPMorgan Chase & Co.	JPMorgan Chase Bank, National Association

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Chain of controlled undertakings:

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)

12. Date of Completion

04-Dec-2023

13. Place Of Completion

London, United Kingdom

 

END