FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
KEYWORDS STUDIOS PLC |
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(c) |
Name of the party to the offer with which exempt |
KEYWORDS STUDIOS PLC |
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(d) |
Date position held/dealing undertaken: |
13 Jun 2024 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
NO |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
1p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
640,110 |
0.80% |
355,345 |
0.45% |
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(2) Cash-settled derivatives: |
354,263 |
0.44% |
632,298 |
0.79% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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994,373 |
1.25% |
987,643 |
1.24% |
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(b) |
Rights to subscribe for new securities (including directors and other executive options) |
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Class of relevant security in relation to |
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Details, including nature of the rights |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchase and sales |
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Class of relevant |
Purchase/sale |
Total number of |
Highest price per unit |
Lowest price per unit |
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1p ordinary |
Purchase |
33199 |
21.5201 GBP |
21.3589 GBP |
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1p ordinary |
Sale |
31244 |
21.5178 GBP |
21.2397 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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1p ordinary |
SWAP |
Closing Long |
6,129 |
21.4626 GBP |
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1p ordinary |
SWAP |
Closing Short |
767 |
21.4458 GBP |
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1p ordinary |
SWAP |
Closing Short |
1,734 |
21.3600 GBP |
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1p ordinary |
SWAP |
Closing Short |
2,968 |
21.4432 GBP |
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1p ordinary |
SWAP |
Decreasing Long |
54 |
21.4202 GBP |
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1p ordinary |
SWAP |
Decreasing Long |
412 |
21.5201 GBP |
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1p ordinary |
SWAP |
Decreasing Long |
1,287 |
21.3601 GBP |
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1p ordinary |
CFD |
Decreasing Long |
2,708 |
21.4191 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
2 |
21.7000 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
130 |
21.4400 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
139 |
21.4800 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
244 |
21.4271 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
549 |
21.3600 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
1,370 |
21.4522 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
1,694 |
21.3628 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
2,570 |
21.4849 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
3,159 |
21.4059 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
4,789 |
21.4472 GBP |
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1p ordinary |
CFD |
Increasing Long |
5 |
21.4400 GBP |
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1p ordinary |
SWAP |
Increasing Long |
25 |
21.4598 GBP |
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1p ordinary |
SWAP |
Increasing Long |
220 |
21.3649 GBP |
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1p ordinary |
SWAP |
Increasing Long |
297 |
21.4333 GBP |
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1p ordinary |
SWAP |
Increasing Long |
686 |
21.4346 GBP |
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1p ordinary |
SWAP |
Increasing Long |
1,319 |
21.4650 GBP |
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1p ordinary |
SWAP |
Increasing Long |
1,468 |
21.2397 GBP |
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1p ordinary |
SWAP |
Increasing Long |
1,593 |
21.2398 GBP |
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1p ordinary |
SWAP |
Increasing Long |
2,214 |
21.3598 GBP |
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1p ordinary |
SWAP |
Increasing Long |
2,317 |
21.4651 GBP |
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1p ordinary |
SWAP |
Increasing Short |
46 |
21.4800 GBP |
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1p ordinary |
SWAP |
Increasing Short |
73 |
21.3814 GBP |
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1p ordinary |
SWAP |
Increasing Short |
200 |
21.4200 GBP |
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1p ordinary |
SWAP |
Increasing Short |
2,613 |
21.4738 GBP |
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1p ordinary |
SWAP |
Increasing Short |
3,868 |
21.3600 GBP |
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1p ordinary |
SWAP |
Increasing Short |
4,822 |
21.4841 GBP |
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1p ordinary |
SWAP |
Increasing Short |
5,000 |
21.3653 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
14 Jun 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |