Holding in Company
Konami Corporation
28 November 2001
Form No. 1
(Change Report No. (1))
(Report in accordance with Article 27-25, Paragraph 1 of the Securities and
Exchange Law)
Name KONAMI CORPORATION Effective date of
reporting duty
November 20, 2001
Address or head
office location 3-1, Toranomon 4-chome, Submitted on
Minato-ku, Tokyo November 28, 2001
I. Matters Regarding Submitter
1. Issuing company
Name of issuing Konami Computer
company Entertainment Tokyo, Inc. 2. Over-the-counter
Listed securities exchange *1. Tokyo 2. Osaka 3. Nagoya
4. Kyoto 5. Fukuoka 6. Sapporo
Total number of submitter and
joint holders 1
Submitting method 2. Others
2. Submitter (Substantial Shareholder)
2. Judicial person 1. Stock company
KONAMI CORPORATION
Date of incorporation
March 19, 1973 Name of representative Kagemasa Kozuki
Business purposes Global Entertainment
Place to contact and name of Noriaki Yamaguchi
person in charge Representative Director and CFO
Telephone number 03 (3578) 0573 (general number)
3. Holding purposes
KONAMI CORPORATION has held the issuing company, a subsidiary in long-term basis
to maintain its control over the subsidiary since the establishment.
Name of submitter
(Substantial Shareholder) KONAMI CORPORATION
4. Breakdown of stock, etc. held by the submitter
Main Text of Article 27-23,
Paragraph 3
Stock 8,943,600 shares
Total 8,943,600 shares
Total Number of held
stock, etc.
(O+P+Q-R) S 8,943,600 shares
Total number of issued and
outstanding stock
(as of November 20, 2001) U 13,274,400 shares
Percentage of stock, etc.
held by the above-stated
submitter (S/(T+U)x100 67.37%
Percentage of stock, etc.
held stated in preceding
report 69.63%
5. Conditions concerning acquisition or disposal during the last sixty (60) days
of stock, etc. issued by issuing company
Date Kind of stock, etc. Number Distinction Unit Price
between
acquisition
and disposal
November
19, 2001 Stock 100,000 shares 2. Disposal 1,926 yen
November
20, 2001 Stock 200,000 shares 2. Disposal 1,870 yen
6. Material agreements including security agreements related to the stock, etc.
None
7. Funds for acquiring held stock, etc
(1) Breakdown of funds for acquisition
Amount of own funds
(thousands of yen) R 394,167
Other funds (specifically) Acquired 1,240,600 stocks by stock split
Total amount of funds for acquisition
(R+S+T) (thousands of yen) 394,167
Form No. 1
(Change Report No. (2))
(Report in accordance with Article 27-25, Paragraph 1 of the Securities and
Exchange Law)
Name KONAMI CORPORATION Effective date of
reporting duty
November 26, 2001
Address on head
office location 3-1, Toranomon 4-chome, Submitted on
Minato-ku, Tokyo November 28, 2001
I. Matters Regarding Submitter
1. Issuing company
Name of issuing Konami Computer
company Entertainment Tokyo, Inc. 2. Over-the-counter
Listed securities exchange *1. Tokyo 2. Osaka 3. Nagoya
4. Kyoto 5. Fukuoka 6. Sapporo
Total number of submitter and
joint holders 1
Submitting method 2. Others
2. Submitter (Substantial Shareholder)
2. Judicial person 1. Stock company
KONAMI CORPORATION
Date of incorporation
March 19, 1973 Name of representative Kagemasa Kozuki
Business purposes Global Entertainment
Place to contact and name of Noriaki Yamaguchi
person in charge Representative Director and CFO
Telephone number 03 (3578) 0573 (general number)
3. Holding purposes
KONAMI CORPORATION has held the issuing company, a subsidiary in long-term basis
to maintain its control over the subsidiary since the establishment.
Company code of
issuing company 4780
Name of submitter
(Substantial Shareholder) KONAMI CORPORATION
4. Breakdown of stock, etc. held by the submitter
Main Text of Article 27-23,
Paragraph 3
Stock 8,943,600 shares
Total 8,943,600 shares
Total Number of held
stock, etc.
(O+P+Q-R) S 8,643,600 shares
Total number of issued and
outstanding stock
(as of November 26, 2001) U 13,274,400 shares
Percentage of stock, etc.
held by the above-stated
submitter (S/(T+U)x100 65.11%
Percentage of stock, etc.
held stated in preceding
report 67.37%
5. Conditions concerning acquisition or disposal during the last sixty (60) days
of stock, etc. issued by issuing company
Date Kind of stock, etc. Number Distinction Unit Price
between
acquisition
and disposal
November
19, 2001 Stock 100,000 shares 2. Disposal 1,926 yen
November
20, 2001 Stock 200,000 shares 2. Disposal 1,870 yen
November
22, 2001 Stock 80,000 shares 2. Disposal 1,833 yen
November
26, 2001 Stock 220,000 shares 2. Disposal 1,748 yen
6. Material agreements including security agreements related to the stock, etc.
None
7. Funds for acquiring held stock, etc
(1) Breakdown of funds for acquisition
Amount of own funds
(thousands of yen) R 394,167
Other funds (specifically) Acquired 940,600 stocks by stock split
Total amount of funds for acquisition
(R+S+T) (thousands of yen) 394,167
Form No. 1
(Change Report No. (3))
(Report in accordance with Article 27-25, Paragraph 1 of the Securities and
Exchange Law)
Name KONAMI CORPORATION Effective date of
reporting duty
November 27, 2001
Address on head
office location 3-1, Toranomon 4-chome, Submitted on
Minato-ku, Tokyo November 28, 2001
I. Matters Regarding Submitter
1. Issuing company
Name of issuing Konami Computer Company code 4780
company Entertainment Tokyo, Inc. 2. Over-the-counter
Listed securities exchange *1. Tokyo 2. Osaka 3. Nagoya
4. Kyoto 5. Fukuoka 6. Sapporo
Total number of submitter and
joint holders 1
Submitting method 2. Others
2. Submitter (Substantial Shareholder)
2. Judicial person 1. Stock company
KONAMI CORPORATION
Date of incorporation
March 19, 1973 Name of representative Kagemasa Kozuki
Business purposes Global Entertainment
Place to contact and name of Noriaki Yamaguchi
person in charge Representative Director and CFO
Telephone number 03 (3578) 0573 (general number)
3. Holding purposes
KONAMI CORPORATION has held the issuing company, a subsidiary in long-term basis
to maintain its control over the subsidiary since the establishment.
Name of submitter
(Substantial Shareholder) KONAMI CORPORATION
4. Breakdown of stock, etc. held by the submitter
Main Text of Article 27-23,
Paragraph 3
Stock 8,243,600 shares
Total 8,243,600 shares
Total Number of held
stock, etc.
(O+P+Q-R) S 8,243,600 shares
Total number of issued and
outstanding stock
(as of November 27, 2001) U 13,274,400 shares
Percentage of stock, etc.
held by the above-stated
submitter (S/(T+U)x100 62.10%
Percentage of stock, etc.
held stated in preceding
report 65.11%
5. Conditions concerning acquisition or disposal during the last sixty (60) days
of stock, etc. issued by issuing company
Date Kind of stock, etc. Number Distinction Unit Price
between
acquisition
and disposal
November
19, 2001 Stock 100,000 shares 2. Disposal 1,926 yen
November
20, 2001 Stock 200,000 shares 2. Disposal 1,870 yen
November
22, 2001 Stock 80,000 shares 2. Disposal 1,833 yen
November
26, 2001 Stock 220,000 shares 2. Disposal 1,748 yen
November
27, 2001 Stock 400,000 shares 2. Disposal 1,748 yen
6. Material agreements including security agreements related to the stock, etc.
None
7. Funds for acquiring held stock, etc
(1) Breakdown of funds for acquisition
Amount of own funds
(thousands of yen) R 394,167
Other funds (specifically) Acquired 540,600 stocks by stock split
Total amount of funds for acquisition
(R+S+T) (thousands of yen) 394,167