NOTIFICATION AND PUBLIC DISCLOSURE IN ACCORDANCE WITH THE REQUIREMENTS OF THE EU MARKET ABUSE REGULATION OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
7 January 2019
The following Persons Discharging Managerial Responsibilities ("PDMRs") have had changes in their shareholdings of Common Shares in the Company:
PDMR |
Date of transaction |
No. of shares vested |
No. of shares granted |
No. of shares sold or withheld |
Christopher J. Ball |
2 January 2019 |
0 |
0 |
26,894 |
Thomas P. Chambers |
2 January 2019 |
131,699 |
0 |
82,163 |
Jason E. Doughty |
2 January 2019 |
0 |
0 |
23,827 |
Eric J. Haas |
2 January 2019 |
0 |
0 |
14,234 |
Andrew G. Inglis |
2 January 2019 |
0 |
0 |
50,555 |
Brian F. Maxted |
2 January 2019 |
0 |
0 |
36,781 |
Paul M. Nobel |
2 January 2019 |
0 |
0 |
17,380 |
The Notification of Dealing Form for each PDMR, which provides full details of the transactions outlined above, can be found below.
This notification is made in accordance with Article 19 of the EU Market Abuse Regulation.
Richard J. Stephens
Assistant Secretary
CONTACT:
Investor Relations
Jamie Buckland
+44 203 954 2831
jbuckland@kosmosenergy.com
Rhys Williams
+1-214-445-9693
rwilliams@kosmosenergy.com
Media Relations
Thomas Golembeski
+1-214-445-9674
tgolembeski@kosmosenergy.com
1. |
Details of PDMR / person closely associated with them ("PCA") |
|
a) |
Name |
Christopher J. Ball |
b) |
Position / status |
SVP and Chief Commercial Officer |
c) |
Initial notification / amendment |
Initial notification |
2. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
a) |
Description of the financial instrument |
Common Shares, par value $0.01 per share |
b) |
Nature of the transactions |
26,894 shares withheld by the Company to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Company's Long Term Incentive Plan. |
(1) Shares vested |
||
c) |
Currency |
USD |
Price |
N/A |
|
Volume |
N/A |
|
Total |
N/A |
|
(2) Shares sold or withheld |
||
|
Currency |
USD |
Price |
4.12 |
|
Volume |
26,894 |
|
Total |
110,803.28 |
|
d) |
Aggregated information |
|
Price |
4.12 |
|
Volume |
26,894 |
|
Total |
110,803.28 |
|
e) |
Date of the transactions |
2 January 2019 |
f) |
Place of the transaction |
NYSE |
1. |
Details of PDMR / person closely associated with them ("PCA") |
|
a) |
Name |
Thomas P. Chambers |
b) |
Position / status |
Senior Vice President and Chief Financial Officer |
c) |
Initial notification / amendment |
Initial notification |
2. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
a) |
Description of the financial instrument |
Common Shares, par value $0.01 per share |
b) |
Nature of the transactions |
(1) 131,699 shares issued on settlement of restricted share units granted to the reporting person on 1 December 2014 under the Company's Long Term Incentive Plan that vested based on the level of achievement of the applicable performance condition. (2) 82,163 shares withheld by the Company to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Company's Long Term Incentive Plan. |
(1) Shares vested |
||
c) |
Currency |
USD |
Price |
4.12 |
|
Volume |
131,699 |
|
Total |
542,599.88 |
|
(2) Shares sold or withheld |
||
|
Currency |
USD |
Price |
4.12 |
|
Volume |
82,163 |
|
Total |
338,511.56 |
|
d) |
Aggregated information |
|
Price |
4.12 |
|
Volume |
49,536 |
|
Total |
204,088.32 |
|
e) |
Date of the transactions |
2 January 2019 |
f) |
Place of the transaction |
NYSE |
1. |
Details of PDMR / person closely associated with them ("PCA") |
|
a) |
Name |
Jason E. Doughty |
b) |
Position / status |
Senior Vice President, General Counsel |
c) |
Initial notification / amendment |
Initial notification |
2. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
a) |
Description of the financial instrument |
Common Shares, par value $0.01 per share |
b) |
Nature of the transactions |
23,827 shares withheld by the Company to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Company's Long Term Incentive Plan. |
(3) Shares Vested |
||
c) |
Currency |
USD |
Price |
N/A |
|
Volume |
N/A |
|
Total |
N/A |
|
(4) Shares sold or withheld |
||
|
Currency |
USD |
Price |
4.12 |
|
Volume |
23,827 |
|
Total |
98,167.24 |
|
d) |
Aggregated information |
|
Price |
4.12 |
|
Volume |
23,827 |
|
Total |
98,167.24 |
|
e) |
Date of the transactions |
2 January 2019 |
f) |
Place of the transaction |
NYSE |
1. |
Details of PDMR / person closely associated with them ("PCA") |
|
a) |
Name |
Eric J. Haas |
b) |
Position / status |
Senior Vice President, Production and Development |
c) |
Initial notification / amendment |
Initial notification |
2. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
a) |
Description of the financial instrument |
Common Shares, par value $0.01 per share |
b) |
Nature of the transactions |
14,234 shares withheld by the Company to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Company's Long Term Incentive Plan. |
(5) Shares vested |
||
c) |
Currency |
USD |
Price |
N/A |
|
Volume |
N/A |
|
Total |
N/A |
|
(6) Shares sold or withheld |
||
|
Currency |
USD |
Price |
4.12 |
|
Volume |
14,234 |
|
Total |
58,644.08 |
|
d) |
Aggregated information |
|
Price |
4.12 |
|
Volume |
14,234 |
|
Total |
58,644.08 |
|
e) |
Date of the transactions |
2 January 2019 |
f) |
Place of the transaction |
NYSE |
1. |
Details of PDMR / person closely associated with them ("PCA") |
|
a) |
Name |
Andrew G. Inglis |
b) |
Position / status |
Chairman and Chief Executive Officer |
c) |
Initial notification / amendment |
Initial notification |
2. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
a) |
Description of the financial instrument |
Common Shares, par value $0.01 per share |
b) |
Nature of the transactions |
50,555 shares withheld by the Company to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Company's Long Term Incentive Plan. |
(7) Shares vested |
||
c) |
Currency |
USD |
Price |
N/A |
|
Volume |
N/A |
|
Total |
N/A |
|
(8) Shares sold or withheld |
||
|
Currency |
USD |
Price |
4.12 |
|
Volume |
50,555 |
|
Total |
208,286.60 |
|
d) |
Aggregated information |
|
Price |
4.12 |
|
Volume |
50,555 |
|
Total |
208,286.60 |
|
e) |
Date of the transactions |
2 January 2019 |
f) |
Place of the transaction |
NYSE |
1. |
Details of PDMR / person closely associated with them ("PCA") |
|
a) |
Name |
Brian F. Maxted |
b) |
Position / status |
Chief Exploration Officer |
c) |
Initial notification / amendment |
Initial notification |
2. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
a) |
Description of the financial instrument |
Common Shares, par value $0.01 per share |
b) |
Nature of the transactions |
36,781 shares withheld by the Company to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Company's Long Term Incentive Plan. |
(9) Shares vested |
||
c) |
Currency |
USD |
Price |
N/A |
|
Volume |
N/A |
|
Total |
N/A |
|
(10) Shares sold or withheld |
||
|
Currency |
USD |
Price |
4.12 |
|
Volume |
36,781 |
|
Total |
151,537.72 |
|
d) |
Aggregated information |
|
Price |
4.12 |
|
Volume |
36,781 |
|
Total |
151,537.72 |
|
e) |
Date of the transactions |
2 January 2019 |
f) |
Place of the transaction |
NYSE |
1. |
Details of PDMR / person closely associated with them ("PCA") |
|
a) |
Name |
Paul M. Nobel |
b) |
Position / status |
Senior Vice President, Chief Accounting Officer |
c) |
Initial notification / amendment |
Initial notification |
2. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
a) |
Description of the financial instrument |
Common Shares, par value $0.01 per share |
b) |
Nature of the transactions |
17,380 shares withheld by the Company to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Company's Long Term Incentive Plan. |
(11) Shares vested |
||
c) |
Currency |
USD |
Price |
N/A |
|
Volume |
N/A |
|
Total |
N/A |
|
(12) Shares sold or withheld |
||
|
Currency |
USD |
Price |
4.12 |
|
Volume |
17,380 |
|
Total |
71,605.60 |
|
d) |
Aggregated information |
|
Price |
4.12 |
|
Volume |
17,380 |
|
Total |
71,605.60 |
|
e) |
Date of the transactions |
2 January 2019 |
f) |
Place of the transaction |
NYSE |