Holding(s) in Company

RNS Number : 2549U
Liontrust Asset Management PLC
16 January 2017
 

 


TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi



1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii

Liontrust Asset Management PLC

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights


An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

X

An event changing the breakdown of voting rights


Other (please specify):



3. Full name of person(s) subject to the
notification obligation:
iii

Polygon Global Partners LLP

Reade Eugene Griffith

4. Full name of shareholder(s)
 (if different from 3.):iv

N/A

5. Date of the transaction and date on
which the threshold is crossed or
reached:
v

13 January 2017

6. Date on which issuer notified:

16 January 2017

7. Threshold(s) that is/are crossed or
reached:
vi, vii

10%



 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect











B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date
xiii

Exercise/
Conversion Period
xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights







C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date xvii

Exercise/
Conversion period
xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 

Contract for difference relating to ordinary shares

(GB0007388407)




 

4,535,724

Nominal

Delta


9.97%


Total (A+B+C)

Number of voting rights

Percentage of voting rights

4,535,724

9.97%



 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi

 

Reade Griffith holds a majority of the voting rights in Polygon Global Partners LLP.  Consequently, Polygon Global Partners LLP is a "controlled undertaking" in relation to Mr. Griffith.


Proxy Voting:

10. Name of the proxy holder:

N/A

11. Number of voting rights proxy holder will cease
to hold:

N/A

12. Date on which proxy holder will cease to hold
voting rights:

N/A



13. Additional information:


The positions that gave rise to the notification obligation are held by Tetragon Financial Group Master Fund Limited ("TFG").  Tetragon
Financial Management LP ("TFM") has been appointed as the investment manager of TFG.  Polygon Global Partners LLP provides certain services to TFM pursuant to a services agreement between them. 

14. Contact name:

Katharine Ostrow

15. Contact telephone number:

020 7901 8331

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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