For filings with the FSA include the annex For filings with issuer exclude the annex |
TR-1: Notifications of Major Interests in Shares |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
|
2. Reason for notification (yes/no) |
|
An acquisition or disposal of voting rights |
|
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
|
An event changing the breakdown of voting rights |
|
Other (please specify):______________ |
|
3. Full name of person(s) subject to notification obligation: |
|
4. Full name of shareholder(s) (if different from 3): |
|
5. Date of transaction (and date on which the threshold is crossed or reached if different): |
|
6. Date on which issuer notified: |
|
7. Threshold(s) that is/are crossed or reached: |
|
8: Notified Details |
|||||||
A: Voting rights attached to shares |
|||||||
Class/type of shares If possible use ISIN code |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
|||||
Number of shares |
Number of voting rights |
Number of shares |
Number of voting rights |
Percentage of voting rights |
|||
Direct |
Indirect |
Direct |
Indirect |
||||
|
|
|
|
|
|
|
|
B: Financial Instruments |
||||
Resulting situation after the triggering transaction |
||||
Type of financial instrument |
Expiration date |
Exercise/ conversion period/date |
No. of voting rights that may be acquired (if the instrument exercised/converted) |
Percentage of voting rights |
|
|
|
|
|
Total (A+B) |
|
Number of voting rights |
Percentage of voting rights |
|
|
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
|
Name of the Company/Fund
|
Number of Shares
|
% of issued share capital
|
|
|
|
Alliance Capital Management
Direct
|
3,561,500.00
|
0.05963
|
AXA
Direct
|
11,447,057.00
|
0.19165
|
AXA Australia
Indirect
|
58,200.00
|
0.00097
|
AXA Colonia Konzem
Direct
|
31,454,00
|
0.00053
|
AXA Financial, Inc
Indirect
|
207,914,150.00
|
3.48098526
|
AXA Framlington
Indirect
|
7,148,263.00
|
0.12
|
AXA France
Indirect
|
3,895,422.00
|
0.065218777
|
AXA IM UK
Direct
|
40,294,315.00
|
0.674624198
|
AXA IM UK
Indirect
|
1,955,845.00
|
0.032745571
|
AXA Rosenberg
Direct
|
2,079,039.00
|
0.034808137
|
AXA Rosenberg
Indirect
|
5,297,609.00
|
0.088694775
|
AXA Winterthur
Direct
|
9,025,816.00
|
0.151113969
|
Sun Life International (IOM) Ltd
Direct
|
609.00
|
0.01961
|
|
|
|
Total Direct
|
66,439,790
|
1.11236
|
Total Indirect
|
226,269,489
|
3.78830
|
TOTAL
|
292,709,279
|
4.90066
|
|
|
|
Proxy Voting: |
|
10. Name of proxy holder: |
|
11. Number of voting rights proxy holder will cease to hold: |
|
12. Date on which proxy holder will cease to hold voting rights: |
|
13. Additional information: |
|
14 Contact name: |
Kyere Tabiri |
15. Contact telephone number: |
020 7003 1510 |
For notes on how to complete form TR-1 please see the FSA website.