TR-1: Notification of major holdings - Replacement

RNS Number : 9700G

LMS Capital PLC

09 November 2018

 

The following amendment has been made to the TR-1: Notification of major holdings announcement released today at 14:31 under RNS No 9424G.

Section 11 "additional information" was missing from the original form. It has now been included in the below.

All other details remain unchanged.

The full amended text is shown below.

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:			LMS Capital plc
1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights						X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name			Withers Trust Corporation Limited, James McCarthy and Nicholas Kelsey as Trustees of The Lord Rayne Will Trust
City and country of registered office (if applicable)			N/A
4. Full name of shareholder(s) (if different from 3.)v
Name			Rathbone Nominees Limited
City and country of registered office (if applicable)			Liverpool, United Kingdom
5. Date on which the threshold was crossed or reachedvi:			18 July 2018
6. Date on which issuer notified (DD/MM/YYYY):			9 November 2018
7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached	12.87%			12.87%	80,727,450
Position of previous notification (if applicable)	13.40%			13.40%

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of shares ISIN code (if possible)		Number of voting rightsix					% of voting rights
		Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)			Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB00B12MHD28		10,385,973					12.87%
SUBTOTAL 8. A		10,385,973					12.87%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument		Expiration datex	Exercise/ Conversion Periodxi			Number of voting rights that may be acquired if the instrument is exercised/converted.			% of voting rights
			SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument	Expiration datex		Exercise/ Conversion Period xi		Physical or cash settlementxii			Number of voting rights	% of voting rights
					SUBTOTAL 8.B.2

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii				X
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)
Namexv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi
This notification is made in relation to a transaction which took place on 18 July 2018 whereby Withers Trust Corporation Limited, James McCarthy and Nicholas Kelsey as Trustees of The Lord Rayne Will Trust transferred shares (comprising about 0.5% of the Company) from The Lord Rayne Will Trust to a member of the Rayne family ('the member'), who is a beneficiary of The Lord Rayne Will Trust.  Prior to the transfer, the shares were held beneficially for the member (who also had a direct holding in the Company) by the Trustees. The transfer was made for no consideration and did not result in any change in the overall holding, or the overall voting rights, of the extended Rayne family and its trustees collectively, who together hold 43% of the Ordinary Shares and who are treated by the Panel on Takeovers and Mergers as "acting in concert" for the purposes of the City Code on Takeovers and Mergers. The shares were held before and after the transaction in the name of the same nominee, Rathbone Nominees Limited.

Place of completion	London, United Kingdom
Date of completion	9 November 2018

 

 

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