NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES OR CONNECTED PERSONS
This notification is made in accordance with the requirements of the Market Abuse Regulation.
Xavier Rolet
1 |
Details of the person discharging managerial responsibilities / person closely associated |
|
a) |
Name |
Xavier Rolet |
2 |
Reason for the notification |
|
a) |
Position/status |
Chief Executive Officer |
b) |
Initial/Amendment notification |
Initial |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|
a) |
Name |
London Stock Exchange Group plc |
b) |
LEI |
213800QAUUUP6I445N30 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
a) |
Description of the financial instrument, type of instrument
Identification code |
Ordinary shares of 6 79/86 pence each
ISIN: GB00B0SWJX34 |
b) |
Nature of the transaction |
Exercise of nil-cost option over ordinary shares vesting under the London Stock Exchange Group Long Term Incentive Plan 2014. |
c) |
Price(s) and volume(s) |
Nil
106,111 ordinary shares |
d) |
Aggregated information
- Aggregated volume
- Price |
N/A |
e) |
Date of the transaction |
30 August 2017 |
f) |
Place of the transaction |
Outside a trading venue |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
a) |
Description of the financial instrument, type of instrument
Identification code |
Ordinary shares of 6 79/86 pence each
ISIN: GB00B0SWJX34 |
b) |
Nature of the transaction |
Sale of ordinary shares on exercise of nil-cost option under the London Stock Exchange Group Long Term Incentive Plan 2014, including to satisfy taxes, social security and associated dealing costs |
c) |
Price(s) and volume(s) |
£39.503656 per share
106,111 ordinary shares |
d) |
Aggregated information
- Aggregated volume
- Price |
N/A |
e) |
Date of the transaction |
30 August 2017 |
f) |
Place of the transaction |
London Stock Exchange (XLON) |
David Warren
1 |
Details of the person discharging managerial responsibilities / person closely associated |
|
a) |
Name |
David Warren |
2 |
Reason for the notification |
|
a) |
Position/status |
Chief Financial Officer |
b) |
Initial/Amendment notification |
Initial |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|
a) |
Name |
London Stock Exchange Group plc |
b) |
LEI |
213800QAUUUP6I445N30 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
a) |
Description of the financial instrument, type of instrument
Identification code |
Ordinary shares of 6 79/86 pence each
ISIN: GB00B0SWJX34 |
b) |
Nature of the transaction |
Exercise of nil-cost option over ordinary shares vesting under the London Stock Exchange Group Long Term Incentive Plan 2014. |
c) |
Price(s) and volume(s) |
Nil
36,189 ordinary shares |
d) |
Aggregated information
- Aggregated volume
- Price |
N/A |
e) |
Date of the transaction |
30 August 2017 |
f) |
Place of the transaction |
Outside a trading venue |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
a) |
Description of the financial instrument, type of instrument
Identification code |
Ordinary shares of 6 79/86 pence each
ISIN: GB00B0SWJX34 |
b) |
Nature of the transaction |
Sale of ordinary shares on exercise of nil-cost option under the London Stock Exchange Group Long Term Incentive Plan 2014, including to satisfy taxes, social security and associated dealing costs |
c) |
Price(s) and volume(s) |
£39.503656 per share
36,189 ordinary shares |
d) |
Aggregated information
- Aggregated volume
- Price |
N/A |
e) |
Date of the transaction |
30 August 2017 |
f) |
Place of the transaction |
London Stock Exchange (XLON) |
Raffaele Jerusalmi
1 |
Details of the person discharging managerial responsibilities / person closely associated |
|
a) |
Name |
Raffaele Jerusalmi |
2 |
Reason for the notification |
|
a) |
Position/status |
Chief Executive Officer of Borsa Italiana and Director of Capital Markets |
b) |
Initial/Amendment notification |
Initial |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|
a) |
Name |
London Stock Exchange Group plc |
b) |
LEI |
213800QAUUUP6I445N30 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
a) |
Description of the financial instrument, type of instrument
Identification code |
Ordinary shares of 6 79/86 pence each
ISIN: GB00B0SWJX34 |
b) |
Nature of the transaction |
Exercise of nil-cost option over ordinary shares vesting under the London Stock Exchange Group Long Term Incentive Plan 2014. |
c) |
Price(s) and volume(s) |
Nil
53,067 ordinary shares |
d) |
Aggregated information
- Aggregated volume
- Price |
N/A |
e) |
Date of the transaction |
30 August 2017 |
f) |
Place of the transaction |
Outside a trading venue |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
a) |
Description of the financial instrument, type of instrument
Identification code |
Ordinary shares of 6 79/86 pence each
ISIN: GB00B0SWJX34 |
b) |
Nature of the transaction |
Sale of ordinary shares on exercise of nil-cost option under the London Stock Exchange Group Long Term Incentive Plan 2014, including to satisfy taxes, social security and associated dealing costs |
c) |
Price(s) and volume(s) |
£39.503656 per share
53,067 ordinary shares |
d) |
Aggregated information
- Aggregated volume
- Price |
N/A |
e) |
Date of the transaction |
30 August 2017 |
f) |
Place of the transaction |
London Stock Exchange (XLON) |
Suneel Bakhshi
1 |
Details of the person discharging managerial responsibilities / person closely associated |
|
a) |
Name |
Suneel Bakhshi |
2 |
Reason for the notification |
|
a) |
Position/status |
CEO LCH Group |
b) |
Initial/Amendment notification |
Initial |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|
a) |
Name |
London Stock Exchange Group plc |
b) |
LEI |
213800QAUUUP6I445N30 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
a) |
Description of the financial instrument, type of instrument
Identification code |
Ordinary shares of 6 79/86 pence each
ISIN: GB00B0SWJX34 |
b) |
Nature of the transaction |
Exercise of nil-cost option over ordinary shares vesting under the LCH.Clearnet Group Limited Long Term Incentive Plan. |
c) |
Price(s) and volume(s) |
Nil
32,286 ordinary shares |
d) |
Aggregated information
- Aggregated volume
- Price |
N/A |
e) |
Date of the transaction |
30 August 2017 |
f) |
Place of the transaction |
Outside a trading venue |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
a) |
Description of the financial instrument, type of instrument
Identification code |
Ordinary shares of 6 79/86 pence each
ISIN: GB00B0SWJX34 |
b) |
Nature of the transaction |
Sale of ordinary shares on exercise of nil-cost option under the LCH.Clearnet Group Limited Long Term Incentive Plan, including to satisfy taxes, social security and associated dealing costs |
c) |
Price(s) and volume(s) |
£39.503656 per share
32,286 ordinary shares |
d) |
Aggregated information
- Aggregated volume
- Price |
N/A |
e) |
Date of the transaction |
30 August 2017 |
f) |
Place of the transaction |
London Stock Exchange (XLON) |
Diane Côté
1 |
Details of the person discharging managerial responsibilities / person closely associated |
|
a) |
Name |
Diane Côté |
2 |
Reason for the notification |
|
a) |
Position/status |
Chief Risk Officer |
b) |
Initial/Amendment notification |
Initial |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|
a) |
Name |
London Stock Exchange Group plc |
b) |
LEI |
213800QAUUUP6I445N30 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
a) |
Description of the financial instrument, type of instrument
Identification code |
Ordinary shares of 6 79/86 pence each
ISIN: GB00B0SWJX34 |
b) |
Nature of the transaction |
Exercise of nil-cost option over ordinary shares vesting under the London Stock Exchange Group Long Term Incentive Plan 2014. |
c) |
Price(s) and volume(s) |
Nil
16,598 ordinary shares |
d) |
Aggregated information
- Aggregated volume
- Price |
N/A |
e) |
Date of the transaction |
30 August 2017 |
f) |
Place of the transaction |
Outside a trading venue |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
a) |
Description of the financial instrument, type of instrument
Identification code |
Ordinary shares of 6 79/86 pence each
ISIN: GB00B0SWJX34 |
b) |
Nature of the transaction |
Sale of ordinary shares on exercise of nil-cost option under the London Stock Exchange Group Long Term Incentive Plan 2014, including to satisfy taxes, social security and associated dealing costs |
c) |
Price(s) and volume(s) |
£39.503656 per share
16,598 ordinary shares |
d) |
Aggregated information
- Aggregated volume
- Price |
N/A |
e) |
Date of the transaction |
30 August 2017 |
f) |
Place of the transaction |
London Stock Exchange (XLON) |
Serge Harry
1 |
Details of the person discharging managerial responsibilities / person closely associated |
|
a) |
Name |
Serge Harry |
2 |
Reason for the notification |
|
a) |
Position/status |
Chief of Staff to the Group CEO and Group Country Head for France, Benelux & Germany |
b) |
Initial/Amendment notification |
Initial |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|
a) |
Name |
London Stock Exchange Group plc |
b) |
LEI |
213800QAUUUP6I445N30 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
a) |
Description of the financial instrument, type of instrument
Identification code |
Ordinary shares of 6 79/86 pence each
ISIN: GB00B0SWJX34 |
b) |
Nature of the transaction |
Exercise of nil-cost option over ordinary shares vesting under the London Stock Exchange Group Long Term Incentive Plan 2014. |
c) |
Price(s) and volume(s) |
Nil
13,395 ordinary shares |
d) |
Aggregated information
- Aggregated volume
- Price |
N/A |
e) |
Date of the transaction |
30 August 2017 |
f) |
Place of the transaction |
Outside a trading venue |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
a) |
Description of the financial instrument, type of instrument
Identification code |
Ordinary shares of 6 79/86 pence each
ISIN: GB00B0SWJX34 |
b) |
Nature of the transaction |
Sale of ordinary shares on exercise of nil-cost option under the London Stock Exchange Group Long Term Incentive Plan 2014 to satisfy taxes, social security and associated dealing costs |
c) |
Price(s) and volume(s) |
£39.503656 per share
2,439 ordinary shares |
d) |
Aggregated information
- Aggregated volume
- Price |
N/A |
e) |
Date of the transaction |
30 August 2017 |
f) |
Place of the transaction |
London Stock Exchange (XLON) |
Catherine Johnson
1 |
Details of the person discharging managerial responsibilities / person closely associated |
|
a) |
Name |
Catherine Johnson |
2 |
Reason for the notification |
|
a) |
Position/status |
Group General Counsel |
b) |
Initial/Amendment notification |
Initial |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|
a) |
Name |
London Stock Exchange Group plc |
b) |
LEI |
213800QAUUUP6I445N30 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
a) |
Description of the financial instrument, type of instrument
Identification code |
Ordinary shares of 6 79/86 pence each
ISIN: GB00B0SWJX34 |
b) |
Nature of the transaction |
Exercise of nil-cost option over ordinary shares vesting under the London Stock Exchange Group Long Term Incentive Plan 2014. |
c) |
Price(s) and volume(s) |
Nil
18,094 ordinary shares |
d) |
Aggregated information
- Aggregated volume
- Price |
N/A |
e) |
Date of the transaction |
30 August 2017 |
f) |
Place of the transaction |
Outside a trading venue |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
a) |
Description of the financial instrument, type of instrument
Identification code |
Ordinary shares of 6 79/86 pence each
ISIN: GB00B0SWJX34 |
b) |
Nature of the transaction |
Sale of ordinary shares on exercise of nil-cost option under the London Stock Exchange Group Long Term Incentive Plan 2014, including to satisfy taxes, social security and associated dealing costs |
c) |
Price(s) and volume(s) |
£39.503656 per share
18,094 ordinary shares |
d) |
Aggregated information
- Aggregated volume
- Price |
N/A |
e) |
Date of the transaction |
30 August 2017 |
f) |
Place of the transaction |
London Stock Exchange (XLON) |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
a) |
Description of the financial instrument, type of instrument
Identification code |
Ordinary shares of 6 79/86 pence each
ISIN: GB00B0SWJX34 |
b) |
Nature of the transaction |
Transfer of ordinary shares into a broker's nominee account with no change to the beneficial ownership. |
c) |
Price(s) and volume(s) |
N/A
29,040 ordinary shares |
d) |
Aggregated information
- Aggregated volume
- Price |
N/A
|
e) |
Date of the transaction |
31 August 2017 |
f) |
Place of the transaction |
Outside a trading venue |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
a) |
Description of the financial instrument, type of instrument
Identification code |
Ordinary shares of 6 79/86 pence each
ISIN: GB00B0SWJX34 |
b) |
Nature of the transaction |
Sale of ordinary shares |
c) |
Price(s) and volume(s) |
£39.62 per share
1,900 ordinary shares |
d) |
Aggregated information
- Aggregated volume
- Price |
N/A
|
e) |
Date of the transaction |
1 September 2017 |
f) |
Place of the transaction |
London Stock Exchange (XLON) |
Mark Makepeace
1 |
Details of the person discharging managerial responsibilities / person closely associated |
|
a) |
Name |
Mark Makepeace |
2 |
Reason for the notification |
|
a) |
Position/status |
Group Director of Information Services and Chief Executive of FTSE Russell |
b) |
Initial/Amendment notification |
Initial |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|
a) |
Name |
London Stock Exchange Group plc |
b) |
LEI |
213800QAUUUP6I445N30 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
a) |
Description of the financial instrument, type of instrument
Identification code |
Ordinary shares of 6 79/86 pence each
ISIN: GB00B0SWJX34 |
b) |
Nature of the transaction |
Exercise of nil-cost option over ordinary shares vesting under the London Stock Exchange Group Long Term Incentive Plan 2014. |
c) |
Price(s) and volume(s) |
Nil
36,189 ordinary shares |
d) |
Aggregated information
- Aggregated volume
- Price |
N/A |
e) |
Date of the transaction |
30 August 2017 |
f) |
Place of the transaction |
Outside a trading venue |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
a) |
Description of the financial instrument, type of instrument
Identification code |
Ordinary shares of 6 79/86 pence each
ISIN: GB00B0SWJX34 |
b) |
Nature of the transaction |
Sale of ordinary shares on exercise of nil-cost option under the London Stock Exchange Group Long Term Incentive Plan 2014, including to satisfy taxes, social security and associated dealing costs |
c) |
Price(s) and volume(s) |
£39.503656 per share
36,189 ordinary shares |
d) |
Aggregated information
- Aggregated volume
- Price |
N/A |
e) |
Date of the transaction |
30 August 2017 |
f) |
Place of the transaction |
London Stock Exchange (XLON) |
Nikhil Rathi
1 |
Details of the person discharging managerial responsibilities / person closely associated |
|
a) |
Name |
Nikhil Rathi |
2 |
Reason for the notification |
|
a) |
Position/status |
Chief Executive Officer, London Stock Exchange plc & Director of International Development |
b) |
Initial/Amendment notification |
Initial |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|
a) |
Name |
London Stock Exchange Group plc |
b) |
LEI |
213800QAUUUP6I445N30 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
a) |
Description of the financial instrument, type of instrument
Identification code |
Ordinary shares of 6 79/86 pence each
ISIN: GB00B0SWJX34 |
b) |
Nature of the transaction |
Exercise of nil-cost option over ordinary shares vesting under the London Stock Exchange Group Long Term Incentive Plan 2014. |
c) |
Price(s) and volume(s) |
Nil
14,957 ordinary shares |
d) |
Aggregated information
- Aggregated volume
- Price |
N/A |
e) |
Date of the transaction |
30 August 2017 |
f) |
Place of the transaction |
Outside a trading venue |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
a) |
Description of the financial instrument, type of instrument
Identification code |
Ordinary shares of 6 79/86 pence each
ISIN: GB00B0SWJX34 |
b) |
Nature of the transaction |
Sale of ordinary shares on exercise of nil-cost option under the London Stock Exchange Group Long Term Incentive Plan 2014, including to satisfy taxes, social security and associated dealing costs |
c) |
Price(s) and volume(s) |
£39.503656 per share
14,957 ordinary shares |
d) |
Aggregated information
- Aggregated volume
- Price |
N/A |
e) |
Date of the transaction |
30 August 2017 |
f) |
Place of the transaction |
London Stock Exchange (XLON) |
Liz Stevenson
1 |
Details of the person discharging managerial responsibilities / person closely associated |
|
a) |
Name |
Liz Stevenson |
2 |
Reason for the notification |
|
a) |
Position/status |
Global Head of Government Relations and Regulatory Strategy |
b) |
Initial/Amendment notification |
Initial |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|
a) |
Name |
London Stock Exchange Group plc |
b) |
LEI |
213800QAUUUP6I445N30 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
a) |
Description of the financial instrument, type of instrument
Identification code |
Ordinary shares of 6 79/86 pence each
ISIN: GB00B0SWJX34 |
b) |
Nature of the transaction |
Exercise of nil-cost option over ordinary shares vesting under the London Stock Exchange Group Long Term Incentive Plan 2014. |
c) |
Price(s) and volume(s) |
Nil
4,824 ordinary shares |
d) |
Aggregated information
- Aggregated volume
- Price |
N/A |
e) |
Date of the transaction |
30 August 2017 |
f) |
Place of the transaction |
Outside a trading venue |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
a) |
Description of the financial instrument, type of instrument
Identification code |
Ordinary shares of 6 79/86 pence each
ISIN: GB00B0SWJX34 |
b) |
Nature of the transaction |
Sale of ordinary shares on exercise of nil-cost option under the London Stock Exchange Group Long Term Incentive Plan 2014 to satisfy taxes, social security and associated dealing costs |
c) |
Price(s) and volume(s) |
£39.503656 per share
2,269 ordinary shares |
d) |
Aggregated information
- Aggregated volume
- Price |
N/A |
e) |
Date of the transaction |
30 August 2017 |
f) |
Place of the transaction |
London Stock Exchange (XLON) |
Dale Thomas
1 |
Details of the person discharging managerial responsibilities / person closely associated |
|
a) |
Name |
Dale Thomas |
2 |
Reason for the notification |
|
a) |
Position/status |
Person Closely Associated with Group General Counsel Catherine Johnson |
b) |
Initial/Amendment notification |
Initial |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|
a) |
Name |
London Stock Exchange Group plc |
b) |
LEI |
213800QAUUUP6I445N30 |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares of 6 79/86 pence each
ISIN: GB00B0SWJX34 |
b) |
Nature of the transaction |
Transfer of ordinary shares into a broker's nominee account with no change to the beneficial ownership. |
c) |
Price(s) and volume(s) |
Nil 10,000 ordinary shares |
d) |
Aggregated information - Aggregated volume - Price |
N/A |
e) |
Date of the transaction |
31 August 2017 |
f) |
Place of the transaction |
Outside a trading venue |