Form 8.3 - Anglo American PLC

Macquarie Group Ltd

20 May 2024

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Full name of discloser:	Macquarie Group Limited
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):      The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.	Macquarie Group Limited
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American PLC
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:	N/A
(e) Date position held/dealing undertaken:      For an opening position disclosure, state the latest practicable date prior to the disclosure	17th May 2024
(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	Yes, BHP Group Ltd

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	USD 0.54945 ordinary
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	868,892	0.06	0	0
(2) Cash-settled derivatives:	0	0	0	0
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	0	0	0	0
TOTAL:	868,892	0.06	0	0

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit
USD 0.54945 ordinary	Purchase	151	GBP 26.25
USD 0.54945 ordinary	Purchase	21	GBP 26.2525
USD 0.54945 ordinary	Purchase	649	GBP 26.255
USD 0.54945 ordinary	Purchase	23	GBP 26.2575
USD 0.54945 ordinary	Purchase	372	GBP 26.26
USD 0.54945 ordinary	Purchase	6	GBP 26.2625
USD 0.54945 ordinary	Purchase	983	GBP 26.265
USD 0.54945 ordinary	Purchase	14	GBP 26.2675
USD 0.54945 ordinary	Purchase	676	GBP 26.27
USD 0.54945 ordinary	Purchase	21	GBP 26.2725
USD 0.54945 ordinary	Purchase	1,512	GBP 26.275
USD 0.54945 ordinary	Purchase	154	GBP 26.2775
USD 0.54945 ordinary	Purchase	2,243	GBP 26.28
USD 0.54945 ordinary	Purchase	21	GBP 26.2825
USD 0.54945 ordinary	Purchase	3,859	GBP 26.285
USD 0.54945 ordinary	Purchase	22	GBP 26.2875
USD 0.54945 ordinary	Purchase	33,752	GBP 26.29
USD 0.54945 ordinary	Purchase	3	GBP 26.2925
USD 0.54945 ordinary	Purchase	1,587	GBP 26.295
USD 0.54945 ordinary	Purchase	9	GBP 26.2975
USD 0.54945 ordinary	Purchase	3,983	GBP 26.30
USD 0.54945 ordinary	Purchase	2,939	GBP 26.315
USD 0.54945 ordinary	Purchase	337	GBP 26.395
USD 0.54945 ordinary	Purchase	1,069	GBP 26.40
USD 0.54945 ordinary	Purchase	631	GBP 26.405
USD 0.54945 ordinary	Purchase	434	GBP 26.41
USD 0.54945 ordinary	Purchase	439	GBP 26.415
USD 0.54945 ordinary	Purchase	1,219	GBP 26.42
USD 0.54945 ordinary	Purchase	812	GBP 26.425
USD 0.54945 ordinary	Purchase	2,533	GBP 26.43
USD 0.54945 ordinary	Purchase	1,526	GBP 26.465
USD 0.54945 ordinary	Purchase	203	GBP 26.5775
USD 0.54945 ordinary	Purchase	216	GBP 26.58
USD 0.54945 ordinary	Purchase	226	GBP 26.585
USD 0.54945 ordinary	Purchase	284	GBP 26.59
USD 0.54945 ordinary	Purchase	154	GBP 26.5925
USD 0.54945 ordinary	Purchase	230	GBP 26.595
USD 0.54945 ordinary	Purchase	232	GBP 26.5975
USD 0.54945 ordinary	Purchase	334	GBP 26.60
USD 0.54945 ordinary	Purchase	237	GBP 26.6025
USD 0.54945 ordinary	Purchase	216	GBP 26.605
USD 0.54945 ordinary	Purchase	323	GBP 26.6075
USD 0.54945 ordinary	Purchase	314	GBP 26.62
USD 0.54945 ordinary	Purchase	1	GBP 26.6225
USD 0.54945 ordinary	Purchase	528	GBP 26.625
USD 0.54945 ordinary	Purchase	2	GBP 26.6275
USD 0.54945 ordinary	Purchase	460	GBP 26.635
USD 0.54945 ordinary	Purchase	231	GBP 26.6375
USD 0.54945 ordinary	Purchase	208	GBP 26.64
USD 0.54945 ordinary	Purchase	635	GBP 26.6425
USD 0.54945 ordinary	Purchase	925	GBP 26.645
USD 0.54945 ordinary	Purchase	131	GBP 26.6475
USD 0.54945 ordinary	Purchase	2,030	GBP 26.65
USD 0.54945 ordinary	Purchase	1,491	GBP 26.655
USD 0.54945 ordinary	Purchase	337	GBP 26.66
USD 0.54945 ordinary	Purchase	1,500	GBP 26.665
USD 0.54945 ordinary	Purchase	3	GBP 26.6675
USD 0.54945 ordinary	Purchase	1,272	GBP 26.675
USD 0.54945 ordinary	Purchase	982	GBP 26.68
USD 0.54945 ordinary	Purchase	2	GBP 26.6825
USD 0.54945 ordinary	Purchase	404	GBP 26.685
USD 0.54945 ordinary	Purchase	2	GBP 26.6875
USD 0.54945 ordinary	Purchase	996	GBP 26.69
USD 0.54945 ordinary	Purchase	1	GBP 26.6925
USD 0.54945 ordinary	Purchase	1,919	GBP 26.695
USD 0.54945 ordinary	Purchase	971	GBP 26.70
USD 0.54945 ordinary	Sale	20,197	GBP 26.7733

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

(c)        Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:	20th May 2024
Contact name:	Icy Wong
Telephone number*:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END