Form 8.3 - BHP Group Ltd

Macquarie Group Ltd

30 April 2024

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Full name of discloser:	Macquarie Group Limited
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):      The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.	Macquarie Group Limited
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Ltd
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:	N/A
(e) Date position held/dealing undertaken:      For an opening position disclosure, state the latest practicable date prior to the disclosure	29th April 2024
(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	Yes, Anglo American PLC

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Ordinary NPV
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	126,021,738	2.48	0	0
(2) Cash-settled derivatives:	0	0	0	0
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	771,510	0.01	48,520	0.001
TOTAL:	126,793,248	2.50	48,520	0.001

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit
Ordinary NPV	Purchase	1,000	AUD 42.91
Ordinary NPV	Purchase	23,343	AUD 42.96
Ordinary NPV	Purchase	994	AUD 43
Ordinary NPV	Purchase	11	AUD 42.89
Ordinary NPV	Purchase	100	AUD 42.9
Ordinary NPV	Purchase	11	AUD 42.92
Ordinary NPV	Purchase	11	AUD 42.93
Ordinary NPV	Purchase	18,112	AUD 42.935
Ordinary NPV	Purchase	456	AUD 42.94
Ordinary NPV	Purchase	13,033	AUD 42.9448
Ordinary NPV	Purchase	2,498	AUD 42.945
Ordinary NPV	Purchase	361	AUD 42.95
Ordinary NPV	Purchase	424,857	AUD 42.97
Ordinary NPV	Purchase	72	AUD 42.98
Ordinary NPV	Purchase	43	AUD 42.985
Ordinary NPV	Purchase	557	AUD 42.99
Ordinary NPV	Purchase	22	AUD 43.02
Ordinary NPV	Purchase	11	AUD 43.03
Ordinary NPV	Purchase	11	AUD 43.05
Ordinary NPV	Purchase	62	AUD 43.055
Ordinary NPV	Purchase	626	AUD 43.06
Ordinary NPV	Purchase	310	AUD 43.065
Ordinary NPV	Purchase	1,024	AUD 43.07
Ordinary NPV	Purchase	558	AUD 43.08
Ordinary NPV	Purchase	1,595	AUD 43.085
Ordinary NPV	Purchase	2,894	AUD 43.09
Ordinary NPV	Purchase	2,985	AUD 43.095
Ordinary NPV	Purchase	942	AUD 43.1
Ordinary NPV	Purchase	8,777	AUD 43.105
Ordinary NPV	Purchase	74	AUD 43.11
Ordinary NPV	Purchase	246	AUD 43.115
Ordinary NPV	Purchase	270	AUD 43.12
Ordinary NPV	Purchase	862	AUD 43.125
Ordinary NPV	Purchase	54,303	AUD 43.14
Ordinary NPV	Purchase	3,781	AUD 43.145
Ordinary NPV	Purchase	421	AUD 43.155
Ordinary NPV	Purchase	538	AUD 43.16
Ordinary NPV	Purchase	167	AUD 43.175
Ordinary NPV	Purchase	3,036	AUD 43.18
Ordinary NPV	Sale	282	AUD 42.89
Ordinary NPV	Sale	284	AUD 42.92
Ordinary NPV	Sale	6,984	AUD 42.98
Ordinary NPV	Sale	15,450	AUD 42.96
Ordinary NPV	Sale	639,206	AUD 42.97
Ordinary NPV	Sale	2,973	AUD 43.015
Ordinary NPV	Sale	5,390	AUD 43.025
Ordinary NPV	Sale	532	AUD 43.04
Ordinary NPV	Sale	1,455	AUD 43.045
Ordinary NPV	Sale	1,098	AUD 43.05
Ordinary NPV	Sale	100	AUD 43.08
Ordinary NPV	Sale	200	AUD 43.15

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
Ordinary NPV	Client account transfer in	3898
Ordinary NPV	Client account transfer out	4,347

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

(c)        Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:	30th April 2024
Contact name:	Icy Wong
Telephone number*:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END