Form 8.3 - BHP Group Ltd

Macquarie Group Ltd

03 May 2024

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Full name of discloser:	Macquarie Group Limited
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):      The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.	Macquarie Group Limited
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Ltd
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:	N/A
(e) Date position held/dealing undertaken:      For an opening position disclosure, state the latest practicable date prior to the disclosure	2nd May 2024
(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	Yes, Anglo American PLC

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Ordinary NPV & ADR
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	115,815,461	2.28	0	0
(2) Cash-settled derivatives:	0	0	0	0
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	771,510	0.01	48,520	0.001
TOTAL:	116,586,971	2.29	48,520	0.001

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit
Ordinary NPV	Purchase	1,000	AUD 42.30
Ordinary NPV	Purchase	34,072	AUD 42.31
Ordinary NPV	Purchase	40	AUD 42.33
Ordinary NPV	Purchase	3,932	AUD 42.335
Ordinary NPV	Purchase	5,868	AUD 42.34
Ordinary NPV	Purchase	10,190	AUD 42.35
Ordinary NPV	Purchase	10,990	AUD 42.36
Ordinary NPV	Purchase	31,589	AUD 42.365
Ordinary NPV	Purchase	74,045	AUD 42.37
Ordinary NPV	Purchase	1,755	AUD 42.375
Ordinary NPV	Purchase	151,614	AUD 42.38
Ordinary NPV	Purchase	65,219	AUD 42.385
Ordinary NPV	Purchase	18,455	AUD 42.39
Ordinary NPV	Purchase	41,450	AUD 42.395
Ordinary NPV	Purchase	128,515	AUD 42.4
Ordinary NPV	Purchase	50,716	AUD 42.405
Ordinary NPV	Purchase	606	AUD 42.41
Ordinary NPV	Purchase	179	AUD 42.415
Ordinary NPV	Purchase	7,725	AUD 42.42
Ordinary NPV	Purchase	5,931	AUD 42.43
Ordinary NPV	Purchase	21,462	AUD 42.435
Ordinary NPV	Purchase	416	AUD 42.44
Ordinary NPV	Purchase	81	AUD 42.445
Ordinary NPV	Purchase	432	AUD 42.4491
Ordinary NPV	Purchase	20,945	AUD 42.45
Ordinary NPV	Purchase	430	AUD 42.454
Ordinary NPV	Purchase	15,403	AUD 42.465
Ordinary NPV	Purchase	250	AUD 42.47
Ordinary NPV	Purchase	10,000	AUD 42.49
Ordinary NPV	Purchase	306	AUD 42.76
Ordinary NPV	Purchase	117	AUD 42.93
Ordinary NPV	Sale	1,684,321	AUD 42.31
Ordinary NPV	Sale	213	AUD 42.32
Ordinary NPV	Sale	2,577	AUD 42.325
Ordinary NPV	Sale	50	AUD 42.33
Ordinary NPV	Sale	683	AUD 42.335
Ordinary NPV	Sale	1,278	AUD 42.34
Ordinary NPV	Sale	1,106	AUD 42.345
Ordinary NPV	Sale	959	AUD 42.35
Ordinary NPV	Sale	426	AUD 42.36
Ordinary NPV	Sale	4,047	AUD 42.37
Ordinary NPV	Sale	128,367	AUD 42.38
Ordinary NPV	Sale	10,674	AUD 42.39
Ordinary NPV	Sale	4,971	AUD 42.4
Ordinary NPV	Sale	502,556	AUD 42.41
Ordinary NPV	Sale	711	AUD 42.42
Ordinary NPV	Sale	213	AUD 42.43
Ordinary NPV	Sale	7,804	AUD 42.44
Ordinary NPV	Sale	12,386	AUD 42.45
Ordinary NPV	Sale	1,696	AUD 42.455
Ordinary NPV	Sale	3,286	AUD 42.46
Ordinary NPV	Sale	7,285	AUD 42.47
Ordinary NPV	Sale	2,346	AUD 42.48
Ordinary NPV	Sale	995	AUD 42.49
Ordinary NPV	Sale	197	AUD 42.50
Ordinary NPV	Sale	3,000	GBP 22.3
Ordinary NPV	Sale	2,000	GBP 22.31
Ordinary NPV	Sale	5,000	GBP 22.32

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
Ordinary NPV	Client account transfer in	4,746
Ordinary NPV	Client account transfer out	4,090

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

(c)        Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:	3rd May 2024
Contact name:	Icy Wong
Telephone number*:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END