Form 8.3 - BHP Group Ltd

Macquarie Group Ltd

08 May 2024

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Full name of discloser:	Macquarie Group Limited
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):      The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.	Macquarie Group Limited
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Ltd
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:	N/A
(e) Date position held/dealing undertaken:      For an opening position disclosure, state the latest practicable date prior to the disclosure	7th May 2024
(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	Yes, Anglo American PLC

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Ordinary NPV & ADR
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	117,192,066	2.31	0	0
(2) Cash-settled derivatives:	0	0	0	0
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	771,510	0.01	48,520	0.001
TOTAL:	117,963,576	2.33	48,520	0.001

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit
Ordinary NPV	Purchase	5,499	AUD 42.90
Ordinary NPV	Purchase	7	AUD 42.96
Ordinary NPV	Purchase	9	AUD 42.97
Ordinary NPV	Purchase	15	AUD 43.08
Ordinary NPV	Purchase	1,009	AUD 43.1
Ordinary NPV	Purchase	45	AUD 43.105
Ordinary NPV	Purchase	990	AUD 43.11
Ordinary NPV	Purchase	14	AUD 43.12
Ordinary NPV	Purchase	49	AUD 43.125
Ordinary NPV	Purchase	479	AUD 43.13
Ordinary NPV	Purchase	177,993	AUD 43.1328
Ordinary NPV	Purchase	28	AUD 43.14
Ordinary NPV	Purchase	51	AUD 43.145
Ordinary NPV	Purchase	1,515	AUD 43.15
Ordinary NPV	Purchase	380	AUD 43.16
Ordinary NPV	Purchase	21	AUD 43.17
Ordinary NPV	Purchase	42	AUD 43.18
Ordinary NPV	Purchase	28	AUD 43.19
Ordinary NPV	Purchase	14,702	AUD 43.1975
Ordinary NPV	Purchase	40	AUD 43.2
Ordinary NPV	Purchase	3,037	AUD 43.21
Ordinary NPV	Purchase	206	AUD 43.215
Ordinary NPV	Purchase	16,553	AUD 43.2185
Ordinary NPV	Purchase	67	AUD 43.22
Ordinary NPV	Purchase	7,113	AUD 43.225
Ordinary NPV	Purchase	736	AUD 43.23
Ordinary NPV	Purchase	2,539	AUD 43.24
Ordinary NPV	Purchase	2,533	AUD 43.25
Ordinary NPV	Purchase	5,032	AUD 43.26
Ordinary NPV	Purchase	1,501	AUD 43.265
Ordinary NPV	Purchase	21	AUD 43.27
Ordinary NPV	Purchase	22	AUD 43.28
Ordinary NPV	Purchase	2,500	AUD 43.285
Ordinary NPV	Purchase	25	AUD 43.29
Ordinary NPV	Purchase	892	AUD 43.295
Ordinary NPV	Purchase	34	AUD 43.30
Ordinary NPV	Purchase	765	AUD 43.31
Ordinary NPV	Purchase	1,154	AUD 43.315
Ordinary NPV	Purchase	7,022	AUD 43.32
Ordinary NPV	Purchase	3,579	AUD 43.33
Ordinary NPV	Purchase	35,633	AUD 43.34
Ordinary NPV	Purchase	879	AUD 43.35
Ordinary NPV	Purchase	1,460	AUD 43.36
Ordinary NPV	Purchase	1,436	AUD 43.37
Ordinary NPV	Purchase	3,595	AUD 43.38
Ordinary NPV	Purchase	711	AUD 43.39
Ordinary NPV	Purchase	718	AUD 43.4
Ordinary NPV	Purchase	713	AUD 43.41
Ordinary NPV	Purchase	589,384	AUD 43.42
Ordinary NPV	Purchase	5,476	AUD 43.4268
Ordinary NPV	Purchase	1,605	AUD 43.43
Ordinary NPV	Purchase	719	AUD 43.44
Ordinary NPV	Purchase	7	AUD 43.46
Ordinary NPV	Purchase	148	AUD 43.58
Ordinary NPV	Purchase	148	AUD 43.61
Ordinary NPV	Purchase	115	AUD 43.62
Ordinary NPV	Purchase	114	AUD 43.96
Ordinary NPV	Sale	115	AUD 42.83
Ordinary NPV	Sale	500	AUD 42.9
Ordinary NPV	Sale	500	AUD 42.94
Ordinary NPV	Sale	500	AUD 42.97
Ordinary NPV	Sale	510	AUD 43.06
Ordinary NPV	Sale	850	AUD 43.08
Ordinary NPV	Sale	1,754	AUD 43.11
Ordinary NPV	Sale	746	AUD 43.115
Ordinary NPV	Sale	2,251	AUD 43.15
Ordinary NPV	Sale	249	AUD 43.155
Ordinary NPV	Sale	1,500	AUD 43.19
Ordinary NPV	Sale	2,500	AUD 43.22
Ordinary NPV	Sale	2,500	AUD 43.225
Ordinary NPV	Sale	3,403	AUD 43.23
Ordinary NPV	Sale	1,597	AUD 43.235
Ordinary NPV	Sale	35,050	AUD 43.26
Ordinary NPV	Sale	300	AUD 43.28
Ordinary NPV	Sale	750	AUD 43.3
Ordinary NPV	Sale	10,000	AUD 43.32
Ordinary NPV	Sale	30,634	AUD 43.34
Ordinary NPV	Sale	650	AUD 43.35
Ordinary NPV	Sale	1,795	AUD 43.39
Ordinary NPV	Sale	698	AUD 43.395
Ordinary NPV	Sale	100	AUD 43.4
Ordinary NPV	Sale	70,955	AUD 43.42

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
Ordinary NPV	Client account transfer in	20,648
Ordinary NPV	Client account transfer out	988

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

(c)        Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:	8th May 2024
Contact name:	Francesca Cola
Telephone number*:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END