Form 8.3 - BHP Group Ltd

Macquarie Group Ltd

10 May 2024

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Full name of discloser:	Macquarie Group Limited
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):      The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.	Macquarie Group Limited
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Ltd
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:	N/A
(e) Date position held/dealing undertaken:      For an opening position disclosure, state the latest practicable date prior to the disclosure	9th May 2024
(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	Yes, Anglo American PLC

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Ordinary NPV & ADR
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	116,791,855	2.30	0	0
(2) Cash-settled derivatives:	0	0	0	0
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	638,812	0.01	48,520	0.001
TOTAL:	117,430,667	2.31	48,520	0.001

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit
Ordinary NPV	Purchase	427	AUD 43.02
Ordinary NPV	Purchase	854	AUD 43.04
Ordinary NPV	Purchase	527	AUD 43.05
Ordinary NPV	Purchase	702	AUD 43.055
Ordinary NPV	Purchase	103,727	AUD 43.06
Ordinary NPV	Purchase	2,801	AUD 43.065
Ordinary NPV	Purchase	854	AUD 43.07
Ordinary NPV	Purchase	933	AUD 43.075
Ordinary NPV	Purchase	427	AUD 43.08
Ordinary NPV	Purchase	892	AUD 43.085
Ordinary NPV	Purchase	4,362	AUD 43.09
Ordinary NPV	Purchase	3,242	AUD 43.095
Ordinary NPV	Purchase	2,104	AUD 43.1
Ordinary NPV	Purchase	1,250	AUD 43.105
Ordinary NPV	Purchase	2,135	AUD 43.11
Ordinary NPV	Purchase	427	AUD 43.12
Ordinary NPV	Purchase	3,135	AUD 43.13
Ordinary NPV	Purchase	500	AUD 43.14
Ordinary NPV	Purchase	1,098	AUD 43.145
Ordinary NPV	Purchase	10,307	AUD 43.15
Ordinary NPV	Purchase	68	AUD 43.155
Ordinary NPV	Purchase	10,999	AUD 43.16
Ordinary NPV	Purchase	2,781	AUD 43.17
Ordinary NPV	Purchase	2,269	AUD 43.18
Ordinary NPV	Purchase	32	AUD 43.185
Ordinary NPV	Purchase	1,749	AUD 43.19
Ordinary NPV	Purchase	27	AUD 43.195
Ordinary NPV	Purchase	1,473	AUD 43.2
Ordinary NPV	Purchase	4,383	AUD 43.21
Ordinary NPV	Purchase	427	AUD 43.22
Ordinary NPV	Purchase	1,281	AUD 43.23
Ordinary NPV	Purchase	958	AUD 43.235
Ordinary NPV	Purchase	877	AUD 43.24
Ordinary NPV	Purchase	427	AUD 43.25
Ordinary NPV	Purchase	2,208	AUD 43.26
Ordinary NPV	Purchase	2,335	AUD 43.27
Ordinary NPV	Purchase	6,690	AUD 43.275
Ordinary NPV	Purchase	9,821	AUD 43.28
Ordinary NPV	Purchase	6,692	AUD 43.29
Ordinary NPV	Purchase	5,634	AUD 43.3
Ordinary NPV	Purchase	2,931	AUD 43.31
Ordinary NPV	Purchase	12,257	AUD 43.34
Ordinary NPV	Purchase	1,490	AUD 43.35
Ordinary NPV	Purchase	1,193	AUD 43.36
Ordinary NPV	Purchase	615	AUD 43.37
Ordinary NPV	Purchase	3,000	AUD 43.38
Ordinary NPV	Purchase	10	AUD 43.385
Ordinary NPV	Purchase	990	AUD 43.39
Ordinary NPV	Sale	63,422	AUD 43.06
Ordinary NPV	Sale	944	AUD 43.09
Ordinary NPV	Sale	2,478	AUD 43.15
Ordinary NPV	Sale	22	AUD 43.155
Ordinary NPV	Sale	6,338	AUD 43.17
Ordinary NPV	Sale	500	AUD 43.19
Ordinary NPV	Sale	34	AUD 43.25
Ordinary NPV	Sale	16	AUD 43.27
Ordinary NPV	Sale	2,502	AUD 43.28
Ordinary NPV	Sale	5,554	AUD 43.29
Ordinary NPV	Sale	1,052,059	AUD 43.3
Ordinary NPV	Sale	1,000	AUD 43.31
Ordinary NPV	Sale	256	AUD 43.33
Ordinary NPV	Sale	13,703	AUD 43.34
Ordinary NPV	Sale	2,000	AUD 43.345
Ordinary NPV	Sale	6,500	AUD 43.35
Ordinary NPV	Sale	1,000	AUD 43.36

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
Ordinary NPV	Client account transfer in	5,436
Ordinary NPV	Client account transfer out	6,517

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

(c)        Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.         KEY INFORMATION

Full name of person making disclosure:	Macquarie Group Limited
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:	BHP Group Ltd

2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security	Product description e.g. call option	Written or purchased	Number of securities to which option or derivative relates	Exercise price per unit	Type	Expiry date
					e.g. American, European etc.
Ordinary NPV	Call Option	Purchased	3,360	44.6	European	20240620
Ordinary NPV	Put Option	Purchased	1,120	44.6	European	20240620
Ordinary NPV	Call Option	Purchased	896	50.84	European	20240620
Ordinary NPV	Call Option	Purchased	1,120	47.26	American	20240620
Ordinary NPV	Put Option	Purchased	2,000	43	American	20240516
Ordinary NPV	Put Option	Purchased	1,680	41.03	European	20240620
Ordinary NPV	Call Option	Purchased	28,000	43.7	American	20240620
Ordinary NPV	Put Option	Purchased	28,000	43.7	American	20240620
Ordinary NPV	Put Option	Purchased	1,120	42.36	American	20240620
Ordinary NPV	Call Option	Purchased	6,160	46.38	European	20240620
Ordinary NPV	Call Option	Purchased	100,000	48	American	20240516
Ordinary NPV	Call Option	Purchased	5,040	48.16	European	20240620
Ordinary NPV	Call Option	Purchased	301,000	44.5	American	20240516
Ordinary NPV	Put Option	Purchased	14,600	44	American	20240516
Ordinary NPV	Call Option	Purchased	71,344	46.37	American	20240620
Ordinary NPV	Call Option	Purchased	99,792	49.05	American	20240620
Ordinary NPV	Call Option	Purchased	5,000	49	American	20240516
Ordinary NPV	Call Option	Purchased	5,500	47	American	20240516
Ordinary NPV	Call Option	Purchased	9,300	46.5	American	20240516
Ordinary NPV	Call Option	Purchased	700	47.5	American	20240718
Ordinary NPV	Call Option	Purchased	500	47	American	20240718
Ordinary NPV	Call Option	Purchased	1,100	46	American	20240516

3.         AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

Date of disclosure:	10th May 2024
Contact name:	Francesca Cola
Telephone number*:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END