Form 8.3 - BHP Group Ltd

Macquarie Group Ltd
13 May 2024
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Full name of discloser:

Macquarie Group Limited

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.

Macquarie Group Limited

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

BHP Group Ltd

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

N/A

(e) Date position held/dealing undertaken:

     For an opening position disclosure, state the latest practicable date prior to the disclosure

10th May 2024

(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes, Anglo American PLC

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary NPV & ADR

 

 

Interests

Short positions

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

116,794,087

2.30

0

0

(2) Cash-settled derivatives:

 

0

0

0

0

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

638,812

0.01

48,520

0.001

 

     TOTAL:

117,432,899

2.31

48,520

0.001

 

 

 

 

 

 

 

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

 

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary NPV

Purchase

80

AUD 42.845

Ordinary NPV

Purchase

1,055

AUD 42.85

Ordinary NPV

Purchase

2,102

AUD 42.855

Ordinary NPV

Purchase

13,104

AUD 42.86

Ordinary NPV

Purchase

15,000

AUD 42.865

Ordinary NPV

Purchase

274

AUD 42.87

Ordinary NPV

Purchase

236

AUD 42.88

Ordinary NPV

Purchase

433

AUD 42.89

Ordinary NPV

Purchase

42

AUD 42.895

Ordinary NPV

Purchase

182

AUD 42.90

Ordinary NPV

Purchase

6,914

AUD 42.905

Ordinary NPV

Purchase

31,193

AUD 42.91

Ordinary NPV

Purchase

290

AUD 42.92

Ordinary NPV

Purchase

5,586

AUD 42.93

Ordinary NPV

Purchase

40

AUD 43.155

Ordinary NPV

Purchase

960

AUD 43.16

Ordinary NPV

Purchase

1,000

AUD 43.17

Ordinary NPV

Purchase

232

AUD 43.19

Ordinary NPV

Purchase

781

AUD 43.205

Ordinary NPV

Purchase

1,940

AUD 43.21

Ordinary NPV

Purchase

547

AUD 43.215

Ordinary NPV

Purchase

444

AUD 43.22

Ordinary NPV

Purchase

4,720

AUD 43.225

Ordinary NPV

Purchase

280

AUD 43.23

Ordinary NPV

Purchase

8,598

AUD 43.31

Ordinary NPV

Sale

1,000

GBP 22.80

Ordinary NPV

Sale

1,000

GBP 22.85

Ordinary NPV

Sale

977

GBP 22.885

Ordinary NPV

Sale

23

GBP 22.90

Ordinary NPV

Sale

5,000

GBP 22.97

Ordinary NPV

Sale

13,028

AUD 42.86

Ordinary NPV

Sale

1,100

AUD 42.89

Ordinary NPV

Sale

270

AUD 42.90

Ordinary NPV

Sale

37,927

AUD 42.91

Ordinary NPV

Sale

30

AUD 42.92

Ordinary NPV

Sale

5,738

AUD 42.99

Ordinary NPV

Sale

180

AUD 43.18

Ordinary NPV

Sale

5,500

AUD 43.20

Ordinary NPV

Sale

212

AUD 43.21

Ordinary NPV

Sale

571

AUD 43.255

Ordinary NPV

Sale

2,281

AUD 43.275

Ordinary NPV

Sale

251

AUD 43.295

Ordinary NPV

Sale

3,642

AUD 43.30

Ordinary NPV

Sale

43

AUD 43.305

Ordinary NPV

Sale

11,750

AUD 43.31

Ordinary NPV

Sale

227

AUD 43.315

Ordinary NPV

Sale

387

AUD 43.32

Ordinary NPV

Sale

1,684

AUD 43.325

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit


 

 




 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

Ordinary NPV

Client account transfer in

2,908

 

Ordinary NPV

Client account transfer out

3,888

 

 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

 

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1.         KEY INFORMATION

 

Full name of person making disclosure:

Macquarie Group Limited

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

BHP Group Ltd

 

 

2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type

Expiry date

e.g. American, European etc.

Ordinary NPV

Call Option

Purchased

3,360

44.6

European

20240620

Ordinary NPV

Put Option

Purchased

1,120

44.6

European

20240620

Ordinary NPV

Call Option

Purchased

896

50.84

European

20240620

Ordinary NPV

Call Option

Purchased

1,120

47.26

American

20240620

Ordinary NPV

Put Option

Purchased

2,000

43

American

20240516

Ordinary NPV

Put Option

Purchased

1,680

41.03

European

20240620

Ordinary NPV

Call Option

Purchased

28,000

43.7

American

20240620

Ordinary NPV

Put Option

Purchased

28,000

43.7

American

20240620

Ordinary NPV

Put Option

Purchased

1,120

42.36

American

20240620

Ordinary NPV

Call Option

Purchased

6,160

46.38

European

20240620

Ordinary NPV

Call Option

Purchased

100,000

48

American

20240516

Ordinary NPV

Call Option

Purchased

5,040

48.16

European

20240620

Ordinary NPV

Call Option

Purchased

301,000

44.5

American

20240516

Ordinary NPV

Put Option

Purchased

14,600

44

American

20240516

Ordinary NPV

Call Option

Purchased

71,344

46.37

American

20240620

Ordinary NPV

Call Option

Purchased

99,792

49.05

American

20240620

Ordinary NPV

Call Option

Purchased

5,000

49

American

20240516

Ordinary NPV

Call Option

Purchased

5,500

47

American

20240516

Ordinary NPV

Call Option

Purchased

9,300

46.5

American

20240516

Ordinary NPV

Call Option

Purchased

700

47.5

American

20240718

Ordinary NPV

Call Option

Purchased

500

47

American

20240718

Ordinary NPV

Call Option

Purchased

1,100

46

American

20240516

 

3.         AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

Date of disclosure:

13th May 2024

Contact name:

Stephanie Kannimmel

Telephone number*:

+44 20 3037 2936

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

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