Form 8.3 - BHP Group Ltd

Macquarie Group Ltd
20 May 2024
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Full name of discloser:

Macquarie Group Limited

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.

Macquarie Group Limited

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

BHP Group Ltd

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

N/A

(e) Date position held/dealing undertaken:

     For an opening position disclosure, state the latest practicable date prior to the disclosure

17th May 2024

(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes, Anglo American PLC

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary NPV & ADR's

 

 

Interests

Short positions

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

114,697,822

2.26

0

0

(2) Cash-settled derivatives:

 

0

0

0

0

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

364,032

0.007

494,480

0.0009

 

     TOTAL:

115,061,854

2.26

494,480

0.0009

 


 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

 

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary NPV

Purchase

556

44.83 AUD

Ordinary NPV

Purchase

4,189

44.835 AUD

Ordinary NPV

Purchase

916

44.84 AUD

Ordinary NPV

Purchase

1,981

44.85 AUD

Ordinary NPV

Purchase

23

44.87 AUD

Ordinary NPV

Purchase

21

44.875 AUD

Ordinary NPV

Purchase

414,580

44.89 AUD

Ordinary NPV

Purchase

87

44.905 AUD

Ordinary NPV

Purchase

8,438

44.95 AUD

Ordinary NPV

Purchase

52

44.975 AUD

Ordinary NPV

Purchase

11,360

44.98 AUD

Ordinary NPV

Purchase

2,457

44.99 AUD

Ordinary NPV

Purchase

500

44.995 AUD

Ordinary NPV

Purchase

500

45 AUD

Ordinary NPV

Purchase

140,000

45.0047 AUD

Ordinary NPV

Purchase

1,000

45.005 AUD

Ordinary NPV

Purchase

1,500

45.01 AUD

Ordinary NPV

Purchase

1,079

45.015 AUD

Ordinary NPV

Purchase

2,281

45.02 AUD

Ordinary NPV

Purchase

32,549

45.03 AUD

Ordinary NPV

Purchase

189

45.035 AUD

Ordinary NPV

Purchase

2,049

45.04 AUD

Ordinary NPV

Purchase

300

45.045 AUD

Ordinary NPV

Purchase

14,437

45.05 AUD

Ordinary NPV

Purchase

11,900

45.07 AUD

Ordinary NPV

Purchase

43

45.085 AUD

Ordinary NPV

Purchase

1,957

45.09 AUD

Ordinary NPV

Purchase

1,000

45.1 AUD

Ordinary NPV

Sale

1,000

23.65 GBP

Ordinary NPV

Sale

1,000

23.8 GBP

Ordinary NPV

Sale

1,000

23.85 GBP

Ordinary NPV

Sale

1,000

23.9 GBP

Ordinary NPV

Sale

2,000

23.92 GBP

Ordinary NPV

Sale

2,000

23.99 GBP

Ordinary NPV

Sale

3,000

24 GBP

Ordinary NPV

Sale

221

44.84 AUD

Ordinary NPV

Sale

529

44.845 AUD

Ordinary NPV

Sale

52,534

44.85 AUD

Ordinary NPV

Sale

92

44.87 AUD

Ordinary NPV

Sale

768,655

44.89 AUD

Ordinary NPV

Sale

500

44.895 AUD

Ordinary NPV

Sale

6,180

44.91 AUD

Ordinary NPV

Sale

2,500

44.94 AUD

Ordinary NPV

Sale

500

44.945 AUD

Ordinary NPV

Sale

150

44.955 AUD

Ordinary NPV

Sale

4,919

44.97 AUD

Ordinary NPV

Sale

81

44.975 AUD

Ordinary NPV

Sale

500

44.985 AUD

Ordinary NPV

Sale

12,796

44.995 AUD

Ordinary NPV

Sale

12,573

45 AUD

Ordinary NPV

Sale

15,968

45.005 AUD

Ordinary NPV

Sale

16,750

45.01 AUD

Ordinary NPV

Sale

8,843

45.015 AUD

Ordinary NPV

Sale

10,366

45.02 AUD

Ordinary NPV

Sale

12,442

45.025 AUD

Ordinary NPV

Sale

37,152

45.03 AUD

Ordinary NPV

Sale

7,118

45.035 AUD

Ordinary NPV

Sale

6,137

45.04 AUD

Ordinary NPV

Sale

1,000

45.05 AUD

Ordinary NPV

Sale

3,036

45.06 AUD

Ordinary NPV

Sale

1,000

45.065 AUD

Ordinary NPV

Sale

2,505

45.07 AUD

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit


 

 




 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

Ordinary NPV

Call Option

Purchasing

1,500

48 AUD

American

20240815

0.85 AUD

Ordinary NPV

Call Option

Purchasing

1,120

45.48 AUD

American

20240620

0.95 AUD

Ordinary NPV

Put Option

Purchasing

5,600

43.25 AUD

American

20240620

0.45 AUD

Ordinary NPV

Call Option

Purchasing

2,500

47.5 AUD

American

20240718

0.615 AUD

Ordinary NPV

Call Option

Purchasing

4,480

45.48 AUD

American

20240620

0.95 AUD

Ordinary NPV

Call Option

Purchasing

1,500

48 AUD

American

20240815

0.85 AUD

Ordinary NPV

Call Option

Purchasing

672

47.27 AUD

European

20240620

0.305 AUD

Ordinary NPV

Call Option

Purchasing

1,008

45.48 AUD

American

20240620

0.9 AUD

Ordinary NPV

Put Option

Purchasing

560

41.92 AUD

European

20240620

0.2 AUD

Ordinary NPV

Call Option

Purchasing

1,100

46.5 AUD

American

20240815

1.42 AUD

Ordinary NPV

Call Option

Purchasing

19,000

48 AUD

American

20240718

0.52 AUD

Ordinary NPV

Put Option

Purchasing

1,120

43.25 AUD

American

20240620

0.445 AUD

Ordinary NPV

Call Option

Purchasing

112,000

47.26 AUD

American

20240620

0.385 AUD

Ordinary NPV

Put Option

Purchasing

5,040

43.25 AUD

American

20240620

0.43 AUD

Ordinary NPV

Put Option

Purchasing

2,240

45.49 AUD

European

20240620

1.26 AUD

Ordinary NPV

Call Option

Selling

1,120

45.48 AUD

American

20240620

0.9 AUD

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

Ordinary NPV

Client Account Transfer in

4,918

 

Ordinary NPV

Client Account Transfer out

5,638

 

 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

Yes

 

 

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1.         KEY INFORMATION

 

Full name of person making disclosure:

Macquarie Group Limited

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

BHP Group Ltd

 

2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Ordinary NPV

Call Option

Purchased

3,360

AUD 44.60

European

20240620

Ordinary NPV

Put Option

Purchased

1,120

AUD 44.60

European

20240620

Ordinary NPV

Call Option

Purchased

896

AUD 50.84

European

20240620

Ordinary NPV

Call Option

Purchased

113,120

AUD 47.26

American

20240620

Ordinary NPV

Put Option

Purchased

1,680

AUD 41.03

European

20240620

Ordinary NPV

Call Option

Purchased

28,000

AUD 43.70

American

20240620

Ordinary NPV

Put Option

Purchased

28,000

AUD 43.70

American

20240620

Ordinary NPV

Put Option

Purchased

1,120

AUD 42.36

American

20240620

Ordinary NPV

Call Option

Purchased

6,160

AUD 46.38

European

20240620

Ordinary NPV

Call Option

Purchased

5,040

AUD 48.16

European

20240620

Ordinary NPV

Call Option

Purchased

71,344

AUD 46.37

American

20240620

Ordinary NPV

Call Option

Purchased

99,792

AUD 49.05

American

20240620

Ordinary NPV

Call Option

Purchased

3,200

AUD 47.50

American

20240718

Ordinary NPV

Call Option

Purchased

500

AUD 47.00

American

20240718

Ordinary NPV

Call Option

Purchased

3,360

AUD 44.59

American

20240620

Ordinary NPV

Call Option

Purchased

5,488

AUD 45.48

American

20240620

Ordinary NPV

Call Option

Purchased

1,100

AUD 46.50

American

20240815

Ordinary NPV

Call Option

Purchased

3,000

AUD 48.00

American

20240815

Ordinary NPV

Call Option

Purchased

19,000

AUD 48.00

American

20240718

Ordinary NPV

Call Option

Purchased

672

AUD 47.27

European

20240620

Ordinary NPV

Put Option

Purchased

11,760

AUD 43.25

American

20240620

Ordinary NPV

Put Option

Purchased

560

AUD 41.92

European

20240620

Ordinary NPV

Put Option

Purchased

2,240

AUD 45.49

European

20240620

 

3.         AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

Date of disclosure:

20th May 2024

Contact name:

Kieran Prendergast

Telephone number*:

+44 20 3037 2956

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

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