Form 8.3 - BHP Group Ltd

Macquarie Group Ltd

20 May 2024

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Full name of discloser:	Macquarie Group Limited
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):      The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.	Macquarie Group Limited
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Ltd
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:	N/A
(e) Date position held/dealing undertaken:      For an opening position disclosure, state the latest practicable date prior to the disclosure	17th May 2024
(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	Yes, Anglo American PLC

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Ordinary NPV & ADR's
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	114,697,822	2.26	0	0
(2) Cash-settled derivatives:	0	0	0	0
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	364,032	0.007	494,480	0.0009
TOTAL:	115,061,854	2.26	494,480	0.0009

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit
Ordinary NPV	Purchase	556	44.83 AUD
Ordinary NPV	Purchase	4,189	44.835 AUD
Ordinary NPV	Purchase	916	44.84 AUD
Ordinary NPV	Purchase	1,981	44.85 AUD
Ordinary NPV	Purchase	23	44.87 AUD
Ordinary NPV	Purchase	21	44.875 AUD
Ordinary NPV	Purchase	414,580	44.89 AUD
Ordinary NPV	Purchase	87	44.905 AUD
Ordinary NPV	Purchase	8,438	44.95 AUD
Ordinary NPV	Purchase	52	44.975 AUD
Ordinary NPV	Purchase	11,360	44.98 AUD
Ordinary NPV	Purchase	2,457	44.99 AUD
Ordinary NPV	Purchase	500	44.995 AUD
Ordinary NPV	Purchase	500	45 AUD
Ordinary NPV	Purchase	140,000	45.0047 AUD
Ordinary NPV	Purchase	1,000	45.005 AUD
Ordinary NPV	Purchase	1,500	45.01 AUD
Ordinary NPV	Purchase	1,079	45.015 AUD
Ordinary NPV	Purchase	2,281	45.02 AUD
Ordinary NPV	Purchase	32,549	45.03 AUD
Ordinary NPV	Purchase	189	45.035 AUD
Ordinary NPV	Purchase	2,049	45.04 AUD
Ordinary NPV	Purchase	300	45.045 AUD
Ordinary NPV	Purchase	14,437	45.05 AUD
Ordinary NPV	Purchase	11,900	45.07 AUD
Ordinary NPV	Purchase	43	45.085 AUD
Ordinary NPV	Purchase	1,957	45.09 AUD
Ordinary NPV	Purchase	1,000	45.1 AUD
Ordinary NPV	Sale	1,000	23.65 GBP
Ordinary NPV	Sale	1,000	23.8 GBP
Ordinary NPV	Sale	1,000	23.85 GBP
Ordinary NPV	Sale	1,000	23.9 GBP
Ordinary NPV	Sale	2,000	23.92 GBP
Ordinary NPV	Sale	2,000	23.99 GBP
Ordinary NPV	Sale	3,000	24 GBP
Ordinary NPV	Sale	221	44.84 AUD
Ordinary NPV	Sale	529	44.845 AUD
Ordinary NPV	Sale	52,534	44.85 AUD
Ordinary NPV	Sale	92	44.87 AUD
Ordinary NPV	Sale	768,655	44.89 AUD
Ordinary NPV	Sale	500	44.895 AUD
Ordinary NPV	Sale	6,180	44.91 AUD
Ordinary NPV	Sale	2,500	44.94 AUD
Ordinary NPV	Sale	500	44.945 AUD
Ordinary NPV	Sale	150	44.955 AUD
Ordinary NPV	Sale	4,919	44.97 AUD
Ordinary NPV	Sale	81	44.975 AUD
Ordinary NPV	Sale	500	44.985 AUD
Ordinary NPV	Sale	12,796	44.995 AUD
Ordinary NPV	Sale	12,573	45 AUD
Ordinary NPV	Sale	15,968	45.005 AUD
Ordinary NPV	Sale	16,750	45.01 AUD
Ordinary NPV	Sale	8,843	45.015 AUD
Ordinary NPV	Sale	10,366	45.02 AUD
Ordinary NPV	Sale	12,442	45.025 AUD
Ordinary NPV	Sale	37,152	45.03 AUD
Ordinary NPV	Sale	7,118	45.035 AUD
Ordinary NPV	Sale	6,137	45.04 AUD
Ordinary NPV	Sale	1,000	45.05 AUD
Ordinary NPV	Sale	3,036	45.06 AUD
Ordinary NPV	Sale	1,000	45.065 AUD
Ordinary NPV	Sale	2,505	45.07 AUD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
Ordinary NPV	Call Option	Purchasing	1,500	48 AUD	American	20240815	0.85 AUD
Ordinary NPV	Call Option	Purchasing	1,120	45.48 AUD	American	20240620	0.95 AUD
Ordinary NPV	Put Option	Purchasing	5,600	43.25 AUD	American	20240620	0.45 AUD
Ordinary NPV	Call Option	Purchasing	2,500	47.5 AUD	American	20240718	0.615 AUD
Ordinary NPV	Call Option	Purchasing	4,480	45.48 AUD	American	20240620	0.95 AUD
Ordinary NPV	Call Option	Purchasing	1,500	48 AUD	American	20240815	0.85 AUD
Ordinary NPV	Call Option	Purchasing	672	47.27 AUD	European	20240620	0.305 AUD
Ordinary NPV	Call Option	Purchasing	1,008	45.48 AUD	American	20240620	0.9 AUD
Ordinary NPV	Put Option	Purchasing	560	41.92 AUD	European	20240620	0.2 AUD
Ordinary NPV	Call Option	Purchasing	1,100	46.5 AUD	American	20240815	1.42 AUD
Ordinary NPV	Call Option	Purchasing	19,000	48 AUD	American	20240718	0.52 AUD
Ordinary NPV	Put Option	Purchasing	1,120	43.25 AUD	American	20240620	0.445 AUD
Ordinary NPV	Call Option	Purchasing	112,000	47.26 AUD	American	20240620	0.385 AUD
Ordinary NPV	Put Option	Purchasing	5,040	43.25 AUD	American	20240620	0.43 AUD
Ordinary NPV	Put Option	Purchasing	2,240	45.49 AUD	European	20240620	1.26 AUD
Ordinary NPV	Call Option	Selling	1,120	45.48 AUD	American	20240620	0.9 AUD

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
Ordinary NPV	Client Account Transfer in	4,918
Ordinary NPV	Client Account Transfer out	5,638

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

(c)        Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Yes

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.         KEY INFORMATION

Full name of person making disclosure:	Macquarie Group Limited
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:	BHP Group Ltd

2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security	Product description e.g. call option	Written or purchased	Number of securities to which option or derivative relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date
Ordinary NPV	Call Option	Purchased	3,360	AUD 44.60	European	20240620
Ordinary NPV	Put Option	Purchased	1,120	AUD 44.60	European	20240620
Ordinary NPV	Call Option	Purchased	896	AUD 50.84	European	20240620
Ordinary NPV	Call Option	Purchased	113,120	AUD 47.26	American	20240620
Ordinary NPV	Put Option	Purchased	1,680	AUD 41.03	European	20240620
Ordinary NPV	Call Option	Purchased	28,000	AUD 43.70	American	20240620
Ordinary NPV	Put Option	Purchased	28,000	AUD 43.70	American	20240620
Ordinary NPV	Put Option	Purchased	1,120	AUD 42.36	American	20240620
Ordinary NPV	Call Option	Purchased	6,160	AUD 46.38	European	20240620
Ordinary NPV	Call Option	Purchased	5,040	AUD 48.16	European	20240620
Ordinary NPV	Call Option	Purchased	71,344	AUD 46.37	American	20240620
Ordinary NPV	Call Option	Purchased	99,792	AUD 49.05	American	20240620
Ordinary NPV	Call Option	Purchased	3,200	AUD 47.50	American	20240718
Ordinary NPV	Call Option	Purchased	500	AUD 47.00	American	20240718
Ordinary NPV	Call Option	Purchased	3,360	AUD 44.59	American	20240620
Ordinary NPV	Call Option	Purchased	5,488	AUD 45.48	American	20240620
Ordinary NPV	Call Option	Purchased	1,100	AUD 46.50	American	20240815
Ordinary NPV	Call Option	Purchased	3,000	AUD 48.00	American	20240815
Ordinary NPV	Call Option	Purchased	19,000	AUD 48.00	American	20240718
Ordinary NPV	Call Option	Purchased	672	AUD 47.27	European	20240620
Ordinary NPV	Put Option	Purchased	11,760	AUD 43.25	American	20240620
Ordinary NPV	Put Option	Purchased	560	AUD 41.92	European	20240620
Ordinary NPV	Put Option	Purchased	2,240	AUD 45.49	European	20240620

3.         AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

Date of disclosure:	20th May 2024
Contact name:	Kieran Prendergast
Telephone number*:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END