Form 8.3 - BHP Group Ltd

Macquarie Group Ltd
21 May 2024
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Full name of discloser:

Macquarie Group Limited

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.

Macquarie Group Limited

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

BHP Group Ltd

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

N/A

(e) Date position held/dealing undertaken:

     For an opening position disclosure, state the latest practicable date prior to the disclosure

20th May 2024

(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes, Anglo American PLC

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary NPV & ADR's

 

 

Interests

Short positions

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

114,649,323

2.26

0

0

(2) Cash-settled derivatives:

 

0

0

0

0

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

367,840

0.007

495,600

0.009

 

     TOTAL:

115,017,163

2.26

495,600

0.009

 

 

 

 

 

 

 

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

 

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary NPV

Purchase

110,312

AUD 45.72

Ordinary NPV

Purchase

639

AUD 45.75

Ordinary NPV

Purchase

613

AUD 45.76

Ordinary NPV

Purchase

213

AUD 45.77

Ordinary NPV

Purchase

1,491

AUD 45.78

Ordinary NPV

Purchase

213

AUD 45.79

Ordinary NPV

Purchase

22,928

AUD 45.80

Ordinary NPV

Purchase

4,056

 AUD 45.81

Ordinary NPV

Purchase

9,178

AUD 45.82

Ordinary NPV

Purchase

3,344

AUD 45.83

Ordinary NPV

Purchase

215

AUD 45.835

Ordinary NPV

Purchase

5,277

AUD 45.84

Ordinary NPV

Purchase

2,928

AUD 45.85

Ordinary NPV

Purchase

855

AUD 45.86

Ordinary NPV

Purchase

4,837

AUD 45.87

Ordinary NPV

Purchase

2,603

AUD 45.88

Ordinary NPV

Purchase

200

AUD 45.895

Ordinary NPV

Purchase

214

AUD 45.90

Ordinary NPV

Purchase

17,961

AUD 46.01

Ordinary NPV

Purchase

300

AUD 46.20

Ordinary NPV

Purchase

1,000

AUD 46.28

Ordinary NPV

Sale

1,000

GBP 24.23

Ordinary NPV

Sale

1,976

GBP 24.24

Ordinary NPV

Sale

24

GBP 24.245

Ordinary NPV

Sale

5,000

GBP 24.30

Ordinary NPV

Sale

4,000

GBP 24.36

Ordinary NPV

Sale

1,483

AUD 45.68

Ordinary NPV

Sale

72,643

AUD 45.72

Ordinary NPV

Sale

5,000

AUD 45.75

Ordinary NPV

Sale

435

AUD 45.76

Ordinary NPV

Sale

400

AUD 45.78

Ordinary NPV

Sale

14,056

AUD 45.79

Ordinary NPV

Sale

29,062

AUD 45.80

Ordinary NPV

Sale

158

AUD 45.805

Ordinary NPV

Sale

1,371

AUD 45.81

Ordinary NPV

Sale

4,850

AUD 45.82

Ordinary NPV

Sale

404

AUD 45.825

Ordinary NPV

Sale

1,771

AUD 45.83

Ordinary NPV

Sale

10,726

AUD 45.835

Ordinary NPV

Sale

26,095

AUD 45.8351

Ordinary NPV

Sale

5,172

AUD 45.84

Ordinary NPV

Sale

4,828

AUD 45.845

Ordinary NPV

Sale

4,967

AUD 45.85

Ordinary NPV

Sale

4,220

AUD 45.855

Ordinary NPV

Sale

4,814

AUD 45.86

Ordinary NPV

Sale

1,049

AUD 45.865

Ordinary NPV

Sale

80

AUD 45.88

Ordinary NPV

Sale

100

AUD 45.895

Ordinary NPV

Sale

7,177

AUD 45.90

Ordinary NPV

Sale

231

AUD 45.91

Ordinary NPV

Sale

920

AUD 45.925

Ordinary NPV

Sale

2,384

AUD 45.93

Ordinary NPV

Sale

644

AUD 45.95

Ordinary NPV

Sale

602

AUD 45.955

Ordinary NPV

Sale

1,210

AUD 45.98

Ordinary NPV

Sale

970

AUD 45.985

Ordinary NPV

Sale

11,455

AUD 45.99

Ordinary NPV

Sale

1,963

AUD 46

Ordinary NPV

Sale

3,833

AUD 46.01

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit


 

 




 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

Ordinary NPV

Call Option

Purchasing

896

AUD 46.38

European

20240620

 

 

AUD 1.015

Ordinary NPV

Call Option

Purchasing

1,120

AUD 46.38

European

20240620

 

 

AUD 0.97

Ordinary NPV

Call Option

Purchasing

1,456

AUD 46.38

European

20240620

 

 

AUD 0.975

Ordinary NPV

Call Option

Purchasing

336

AUD 47.26

American

20240620

 

AUD 0.655

Ordinary NPV

Put Option

Purchasing

1,120

AUD 43.71

European

20240620

 

AUD 0.375

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

Ordinary NPV

Client account transfer in

3,568

 

Ordinary NPV

Client account transfer out

4,371

 

 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1.         KEY INFORMATION

 

Full name of person making disclosure:

Macquarie Group Limited

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

BHP Group Limited

 

2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Ordinary NPV

Call Option

Purchased

3,360

AUD 44.60

European

20240620

Ordinary NPV

Call Option

Purchased

896

 AUD 50.84

European

20240620

Ordinary NPV

Call Option

Purchased

113,456

AUD 47.26

American

20240620

Ordinary NPV

Call Option

Purchased

28,000

AUD 43.70

American

20240620

Ordinary NPV

Call Option

Purchased

9,632

AUD 46.38

European

20240620

Ordinary NPV

Call Option

Purchased

5,040

AUD 48.16

European

20240620

Ordinary NPV

Call Option

Purchased

71,344

AUD 46.37

American

20240620

Ordinary NPV

Call Option

Purchased

99,792

AUD 49.05

American

20240620

Ordinary NPV

Call Option

Purchased

3,200

AUD 47.50

American

20240718

Ordinary NPV

Call Option

Purchased

500

AUD 47

American

20240718

Ordinary NPV

Call Option

Purchased

3,360

AUD 44.59

American

20240620

Ordinary NPV

Call Option

Purchased

5,488

AUD 45.48

American

20240620

Ordinary NPV

Call Option

Purchased

1,100

AUD 46.50

American

20240815

Ordinary NPV

Call Option

Purchased

3,000

AUD 48

American

20240815

Ordinary NPV

Call Option

Purchased

19,000

AUD 48

American

20240718

Ordinary NPV

Call Option

Purchased

672

AUD 47.27

European

20240620

Ordinary NPV

OTC Call Option

Purchased

52,518

AUD 44.69

European

20240620

Ordinary NPV

OTC Call Option

Purchased

46,385

AUD 44.67

European

20240620

Ordinary NPV

OTC Call Option

Purchased

83,228

AUD 45.88

European

20240620

Ordinary NPV

Put Option

Purchased

1,120

AUD 44.60

European

20240620

Ordinary NPV

Put Option

Purchased

1,680

AUD 41.03

European

20240620

Ordinary NPV

Put Option

Purchased

476,000

AUD 43.70

American

20240620

Ordinary NPV

Put Option

Purchased

1,120

AUD 42.36

American

20240620

Ordinary NPV

Put Option

Purchased

560

AUD 41.92

European

20240620

Ordinary NPV

Put Option

Purchased

11,760

AUD 43.25

American

20240620

Ordinary NPV

Put Option

Purchased

2,240

AUD 45.49

European

20240620

Ordinary NPV

Put Option

Purchased

1,120

AUD 43.71

European

20240620

Ordinary NPV

OTC Put Option

Purchased

10,100

AUD 45.65

European

20241219

Ordinary NPV

OTC Put Option

Purchased

60,208

AUD 44.78

European

20241219

Ordinary NPV

OTC Put Option

Purchased

52,518

AUD 44.69

European

20240620

Ordinary NPV

OTC Put Option

Purchased

46,385

AUD 44.67

European

20240620

Ordinary NPV

OTC Put Option

Purchased

83,228

AUD 45.88

European

20240620

Ordinary NPV

OTC Call Option

Written

52,518

AUD 44.69

European

20240620

Ordinary NPV

OTC Call Option

Written

46,385

AUD 44.67

European

20240620

Ordinary NPV

OTC Call Option

Written

83,228

AUD 45.88

European

20240620

Ordinary NPV

OTC Put Option

Written

10,100

AUD 45.65

European

20241219

Ordinary NPV

OTC Put Option

Written

60,208

AUD 44.78

European

20241219

Ordinary NPV

OTC Put Option

Written

52,518

AUD 44.69

European

20240620

Ordinary NPV

OTC Put Option

Written

46,385

AUD 44.67

European

20240620

Ordinary NPV

OTC Put Option

Written

83,228

AUD 45.88

European

20240620

 

3.         AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

Date of disclosure:

21st May 2024

Contact name:

Kieran Prendergast

Telephone number*:

+44 20 3037 2956

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

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