Man Group plc
Man Group plc (the "Company") announces that, on 12 March 2020, ordinary shares of 3 3/7 US cents each in the Company were acquired by the individuals listed below, who are considered to be persons discharging managerial responsibilities ("PDMRs"), pursuant to the vesting of conditional awards and the exercise of nil cost options granted under the Company's incentive plans.
Following such exercise or vesting, certain PDMRs immediately sold shares as detailed below at a price of 102.05 pence per share.
Name |
Role |
Form of Award |
Shares acquired under Award(s) / Option(s) |
Total number of shares sold |
Retained beneficial holding after sale |
Luke Ellis |
Chief Executive Officer, Man Group plc |
Nil cost option |
736,636 |
- |
841,080 |
Conditional award |
104,444 |
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Mark Jones |
Chief Financial Officer, Man Group plc |
Nil cost option |
140,622 |
-
|
582,461 |
Conditional award |
441,839 |
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Robyn Grew |
Group Chief Operating Officer and General Counsel, Man Group plc |
Nil cost option |
936,197 |
670,925 |
707,111 |
Conditional award |
441,839 |
||||
Sandy Rattray |
Chief Investment Officer, Man Group plc |
Nil cost option |
549,450 |
1,820,039 |
-
|
Conditional award |
1,270,589 |
||||
Shanta Puchtler |
Chief Executive Officer, Man Numeric |
Nil cost option |
211,660 |
211,660 |
- |
The notifications below, made in accordance with the requirements of the EU Market Abuse Regulation, provide further detail.
Enquiries:
Alex Dee
Head of Investor Relations
+44 (0)20 7144 1370
Georgiana Brunner
Director of Communications
+44 (0)20 7144 1000
Michael Turner
Finsbury
+44 (0)20 7251 3801
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
1 |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name |
Luke Ellis |
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2 |
Reason for the notification |
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a) |
Position/status |
Chief Executive Officer, Man Group plc |
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b) |
Initial notification/Amendment |
This is an initial notification. |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
Man Group plc |
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b) |
LEI |
2549003YWC1DW6LALB09 |
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4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
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a) |
Description of the financial instrument, type of instrument |
Ordinary shares of 3 3/7 US cents nominal value in Man Group plc. |
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Identification code |
JE00BJ1DLW90 |
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b) |
Nature of the transaction |
Acquisition of 441,839 shares pursuant to the exercise of a nil cost share option granted under the Man Group Ltd 2015 Deferred Share Plan.
Acquisition of 215,215 shares pursuant to the exercise of a nil cost share option granted under the Man Group Ltd 2016 Deferred Share Plan.
Acquisition of 79,582 shares pursuant to the exercise of a nil cost share option granted under the Man Group Ltd 2018 Deferred Share Plan.
Acquisition of 104,444 shares pursuant to the vesting of an award granted under the Man Group Ltd 2013 Deferred Executive Incentive Plan.
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c) |
Price(s) and volume(s) |
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d) |
Aggregated information |
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e) |
Date of the transaction |
2020-03-12 |
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f) |
Place of the transaction |
London Stock Exchange, Main Market (XLON) |
1 |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name |
Mark Jones |
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2 |
Reason for the notification |
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a) |
Position/status |
Chief Financial Officer, Man Group plc |
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b) |
Initial notification/Amendment |
This is an initial notification. |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
Man Group plc |
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b) |
LEI |
2549003YWC1DW6LALB09 |
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4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
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a) |
Description of the financial instrument, type of instrument |
Ordinary shares of 3 3/7 US cents nominal value in Man Group plc. |
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Identification code |
JE00BJ1DLW90 |
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b) |
Nature of the transaction |
Acquisition of 441,839 shares pursuant to the vesting of an award granted under the GLG Partners LLP 2015 Partner Deferred Share Plan.
Acquisition of 50,081 shares pursuant to the exercise of a nil cost share option granted under the Man Group Ltd 2016 Deferred Share Plan.
Acquisition of 90,541 shares pursuant to the exercise of a nil cost share option granted under the Man Group Ltd 2018 Deferred Share Plan.
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c) |
Price(s) and volume(s) |
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d) |
Aggregated information |
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e) |
Date of the transaction |
2020-03-12 |
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f) |
Place of the transaction |
London Stock Exchange, Main Market (XLON) |
1 | Details of the person discharging managerial responsibilities/person closely associated | |||||||||||||||
a) | Name | Robyn Grew | ||||||||||||||
2 | Reason for the notification | |||||||||||||||
a) | Position/status | Group Chief Operating Officer and General Counsel, Man Group plc | ||||||||||||||
b) | Initial notification/Amendment | This is an initial notification. | ||||||||||||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||||||||
a) | Name | Man Group plc | ||||||||||||||
b) | LEI | 2549003YWC1DW6LALB09 | ||||||||||||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||||||||||
a) | Description of the financial instrument, type of instrument | Ordinary shares of 3 3/7 US cents nominal value in Man Group plc. | ||||||||||||||
Identification code | JE00BJ1DLW90 | |||||||||||||||
b) | Nature of the transaction | Acquisition of 42,822 shares pursuant to the exercise of a nil cost share option granted under the Man Group Ltd 2016 Deferred Share Plan.
Acquisition of 416,543 shares pursuant to the exercise of a nil cost share option granted under the Man Group Ltd 2016 Deferred Share Plan.
Acquisition of 93,685 shares pursuant to the exercise of a nil cost share option granted under the Man Group Ltd 2016 Deferred Share Plan.
Acquisition of 85,312 shares pursuant to the exercise of a nil cost share option granted under the Man Group Ltd 2018 Deferred Share Plan
Acquisition of 297,835 shares pursuant to the exercise of a nil cost share option granted under the Man Group Ltd 2018 Deferred Share Plan
Acquisition of 441,839 shares pursuant to the exercise of a nil cost share option granted under the GLG Partners LLP 2015 Partner Deferred Share Plan. | ||||||||||||||
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c) | Price(s) and volume(s) |
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d) | Aggregated information |
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e) | Date of the transaction | 2020-03-12 | ||||||||||||||
f) | Place of the transaction | London Stock Exchange, Main Market (XLON) |
1 | Details of the person discharging managerial responsibilities/person closely associated | |||||
a) | Name | Robyn Grew | ||||
2 | Reason for the notification | |||||
a) | Position/status | Group Chief Operating Officer and General Counsel, Man Group plc | ||||
b) | Initial notification/Amendment | This is an initial notification. | ||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Name | Man Group plc | ||||
b) | LEI | 2549003YWC1DW6LALB09 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument | Ordinary shares of 3 3/7 US cents nominal value in Man Group plc. | ||||
Identification code | JE00BJ1DLW90 | |||||
b) | Nature of the transaction | Sale of shares to cover tax liabilities. | ||||
c) | Price(s) and volume(s) |
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d) | Aggregated information |
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e) | Date of the transaction | 2020-03-12 | ||||
f) | Place of the transaction | London Stock Exchange, Main Market (XLON) |
1 | Details of the person discharging managerial responsibilities/person closely associated | |||||||||||||||||
a) | Name | Sandy Rattray | ||||||||||||||||
2 | Reason for the notification | |||||||||||||||||
a) | Position/status | Chief Investment Officer, Man Group plc | ||||||||||||||||
b) | Initial notification/Amendment | This is an initial notification. | ||||||||||||||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||||||||||
a) | Name | Man Group plc | ||||||||||||||||
b) | LEI | 2549003YWC1DW6LALB09 | ||||||||||||||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||||||||||||
a) | Description of the financial instrument, type of instrument | Ordinary shares of 3 3/7 US cents nominal value in Man Group plc. | ||||||||||||||||
Identification code | JE00BJ1DLW90 | |||||||||||||||||
b) | Nature of the transaction | Acquisition of 205,723 shares pursuant to the exercise of a nil cost share option granted under the Man Group Ltd 2016 Deferred Share Plan.
Acquisition of 45,892 shares pursuant to the exercise of a nil cost share option granted under the Man Group Ltd 2018 Deferred Share Plan
Acquisition of 297,835 shares pursuant to the exercise of a nil cost share option granted under the Man Group Ltd 2018 Deferred Share Plan
Acquisition of 441,839 shares pursuant to the vesting of an award granted under the AHL Partners LLP 2014 Partner Deferred Share Plan.
Acquisition of 141,121 shares pursuant to the vesting of an award granted under the AHL Partners LLP 2016 Partner Deferred Share Plan.
Acquisition of 46,793 shares pursuant to the vesting of an award granted under the AHL Partners LLP 2016 Partner Deferred Share Plan.
Acquisition of 640,836 shares pursuant to the vesting of an award granted under the AHL Partners LLP 2016 Partner Deferred Share Plan.
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c) | Price(s) and volume(s) |
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d) | Aggregated information |
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e) | Date of the transaction | 2020-03-12 | ||||||||||||||||
f) | Place of the transaction | London Stock Exchange, Main Market (XLON) |
1 | Details of the person discharging managerial responsibilities/person closely associated | |||||
a) | Name | Sandy Rattray | ||||
2 | Reason for the notification | |||||
a) | Position/status | Chief Investment Officer, Man Group plc | ||||
b) | Initial notification/Amendment | This is an initial notification | ||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Name | Man Group plc | ||||
b) | LEI | 2549003YWC1DW6LALB09 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument | Ordinary shares of 3 3/7 US cents nominal value in Man Group plc. | ||||
Identification code | JE00BJ1DLW90 | |||||
b) | Nature of the transaction | Sale of shares | ||||
c) | Price(s) and volume(s) |
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d) | Aggregated information |
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e) | Date of the transaction | 2020-03-12 | ||||
f) | Place of the transaction | London Stock Exchange, Main Market (XLON) |
1 | Details of the person discharging managerial responsibilities/person closely associated | |||||||||
a) | Name | Shanta Puchtler | ||||||||
2 | Reason for the notification | |||||||||
a) | Position/status | Chief Executive Officer, Man Numeric | ||||||||
b) | Initial notification/Amendment | This is an initial notification. | ||||||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||
a) | Name | Man Group plc | ||||||||
b) | LEI | 2549003YWC1DW6LALB09 | ||||||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||||
a) | Description of the financial instrument, type of instrument | Ordinary shares of 3 3/7 US cents nominal value in Man Group plc. | ||||||||
Identification code | JE00BJ1DLW90 | |||||||||
b) | Nature of the transaction |
Acquisition of 38,794 shares pursuant to the exercise of a nil cost share option granted under the Man Group Ltd 2016 Deferred Share Plan.
Acquisition of 99,173 shares pursuant to the exercise of a nil cost share option granted under the Man Group Ltd 2016 Deferred Share Plan.
Acquisition of 73,693 shares pursuant to the exercise of a nil cost share option granted under the Man Group Ltd 2018 Deferred Share Plan
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c) | Price(s) and volume(s) |
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d) | Aggregated information |
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e) | Date of the transaction | 2020-03-12 | ||||||||
f) | Place of the transaction | London Stock Exchange, Main Market (XLON) |
1 | Details of the person discharging managerial responsibilities/person closely associated | |||||
a) | Name | Shanta Puchtler | ||||
2 | Reason for the notification | |||||
a) | Position/status | Chief Executive Officer, Man Numeric | ||||
b) | Initial notification/Amendment | This is an initial notification. | ||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Name | Man Group plc | ||||
b) | LEI | 2549003YWC1DW6LALB09 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument | Ordinary shares of 3 3/7 US cents nominal value in Man Group plc. | ||||
Identification code | JE00BJ1DLW90 | |||||
b) | Nature of the transaction | Sale of shares | ||||
c) | Price(s) and volume(s) |
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d) | Aggregated information |
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e) | Date of the transaction | 2020-03-12 | ||||
f) | Place of the transaction | London Stock Exchange, Main Market (XLON) |