TR-1: NOTIFICATION OF MAJOR INTERESTS IN SHARES |
||||||||||||||||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Marshalls plc |
|||||||||||||||||
2. Reason for the notification (please tick the appropriate box or boxes) |
|
|||||||||||||||||
An acquisition or disposal of voting rights |
|
|||||||||||||||||
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
|
|||||||||||||||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
|
|||||||||||||||||
An event changing the breakdown of voting rights |
|
|||||||||||||||||
Other (please specify): On market transfer between indirect and direct funds |
X |
|||||||||||||||||
3. Full name of person(s) subject to the notification obligation: |
Aviva plc and its subsidiaries |
|||||||||||||||||
4. Full name of shareholder(s) (if different from 3.): |
Registered Holder: BNY (Nominees) Limited (166,976)* BNY Norwich Union Nominees Limited (2,287,299)* Chase (GA Group) Nominees Limited (14,636,286)* Chase Nominees Limited (267,371)* CUIM Nominee Limited (592,367)* Vidacos Nominees Limited (108,574)* * denotes direct interest Chase Nominees Limited (243,089) Vidacos Nominees Limited (60,481) |
|||||||||||||||||
5. Date of the transaction (and date on which the threshold is crossed or reached if different): |
12 March 2012 |
|||||||||||||||||
6. Date on which issuer notified: |
13 March 2012 |
|||||||||||||||||
7. Threshold(s) that is/are crossed or reached: |
8% to 9% change at direct interest level |
|||||||||||||||||
8. Notified details: |
||||||||||||||||||
A: Voting rights attached to shares |
||||||||||||||||||
Class/type of shares if possible using the ISIN CODE |
Situation previous to the Triggering transaction |
Resulting situation after the triggering transaction |
||||||||||||||||
Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights |
||||||||||||||
Direct |
Direct |
Indirect |
Direct |
Indirect |
||||||||||||||
GB00B012BV22 |
Direct 17,649,183 (8.96%) Indirect 713,260 (0.36%)
|
Direct 17,649,183 (8.96%) Indirect 713,260 (0.36%)
|
18,362,443 |
18,058,873 |
303,570 |
9.17% |
0.15% |
|||||||||||
B: Qualifying Financial Instruments |
||||||||||||||||||
Resulting situation after the triggering transaction |
||||||||||||||||||
Type of financial instrument |
Expiration date |
Exercise/ Conversion Period/ Date |
Number of voting rights that may be acquired if the instrument is exercised/ converted |
% of voting rights |
||||||||||||||
|
|
|
|
|
||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
||||||||||||||||||
Resulting situation after the triggering transaction |
||||||||||||||||||
Type of financial instrument |
Exercise price |
Expiration date |
Exercise/ Conversion period |
Number of voting rights instrument refers to |
% of voting rights |
|||||||||||||
|
|
|
|
|
Nominal |
Delta |
||||||||||||
|
|
|||||||||||||||||
Total (A+B+C) |
||||||||||||||||||
Number of voting rights |
% of voting rights |
|||||||||||||||||
18,362,443 |
9.32% |
|||||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
|
|||||||||||||||||
The voting rights are managed and controlled by Aviva Investors Global Services Limited with the following chain of controlled undertakings:-
Aviva Investors Global Services Limited: · Aviva plc (Parent Company) · Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc) · Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva Group Holdings Limited) · Aviva Investors Global Services Limited (wholly owned subsidiary of Aviva Investors Holdings Limited)
|
|
|||||||||||||||||
Proxy Voting: |
|
|||||||||||||||||
10. Name of the proxy holder: |
See Section 4 |
|
||||||||||||||||
11. Number of voting rights proxy holder will cease to hold: |
|
|
||||||||||||||||
12. Date on which proxy holder will cease to hold voting rights: |
|
|
||||||||||||||||
13. Additional information: |
Figures are based on a total number of voting rights of 196,953,755 as per the Company's Total Voting Rights Announcement of 15 March 2010. |
|
||||||||||||||||
14. Contact name: |
Cathy Baxandall, Company Secretary, Marshalls plc |
|
||||||||||||||||
15. Contact telephone number: |
01484 438900 |
|
||||||||||||||||