TR-1: NOTIFICATION OF MAJOR INTERESTS IN SHARES |
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Marshalls plc |
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2. Reason for the notification (please tick the appropriate box or boxes) |
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An acquisition or disposal of voting rights |
X |
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An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the notification obligation: |
Aviva plc and its subsidiaries |
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4. Full name of shareholder(s) (if different from 3.): |
Registered Holder: BNY (Nominees) Limited (138,175)* BNY Norwich Union Nominees Limited (2,249,375)* Chase (GA Group) Nominees Limited (14,433,094)* Chase Nominees Limited (658,315)* Vidacos Nominees Limited (110,416)* * denotes direct interest Chase Nominees Limited (326,160) Vidacos Nominees Limited (60,481) |
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5. Date of the transaction (and date on which the threshold is crossed or reached if different): |
4 January 2013 |
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6. Date on which issuer notified: |
7 January 2013 |
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7. Threshold(s) that is/are crossed or reached: |
9% to 8% change at direct interest level |
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8. Notified details: |
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A: Voting rights attached to shares |
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Class/type of shares if possible using the ISIN CODE |
Situation previous to the Triggering transaction |
Resulting situation after the triggering transaction |
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Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights |
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Direct |
Direct |
Indirect |
Direct |
Indirect |
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GB00B012BV22 |
18,362,443 |
18,362,443 |
17,976,016 |
17,589,375 |
386,641 |
8.93% |
0.20% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Expiration date |
Exercise/ Conversion Period/ Date |
Number of voting rights that may be acquired if the instrument is exercised/ converted |
% of voting rights |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Exercise price |
Expiration date |
Exercise/ Conversion period |
Number of voting rights instrument refers to |
% of voting rights |
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
% of voting rights |
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17,976,016 |
9.13% |
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9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
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The voting rights are managed and controlled by Aviva Investors Global Services Limited with the following chain of controlled undertakings:-
Aviva Investors Global Services Limited: · Aviva plc (Parent Company) · Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc) · Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva Group Holdings Limited) · Aviva Investors Global Services Limited (wholly owned subsidiary of Aviva Investors Holdings Limited)
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Proxy Voting: |
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10. Name of the proxy holder: |
See Section 4 |
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11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: |
Figures are based on a total number of voting rights of 196,953,755 as per the Company's Total Voting Rights Announcement of 15 March 2010. |
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14. Contact name: |
Cathy Baxandall, Company Secretary, Marshalls plc |
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15. Contact telephone number: |
01484 438900 |
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