Director/PDMR Dealing & TVR

RNS Number : 2905Y
Mattioli Woods PLC
02 March 2017
 

 

 

2 March 2017

 

Mattioli Woods plc

 

("Mattioli Woods" or "the Company")

 

Exercise of Options, PDMR Dealing and Total Voting Rights

 

Mattioli Woods (AIM: MTW.L), the specialist wealth management and employee benefits business, announces that options to subscribe for 155,184 new ordinary shares of 1p each in the Company ("Ordinary Shares" and the "Options") have been exercised by certain of its persons discharging managerial responsibilities ("PDMRs") and employees. 

 

Exercise of Options

 

Nathan Imlach (Chief Financial Officer of the Company), Murray Smith (Group Managing Director of the Company) and Mark Smith (Chief Operating Officer of the Company), who are each considered to be PMDRs, have exercised 50,199, 48,975 and 41,628 Options respectively, with their total interest in Options following these exercises being:

 

Name

Total Interest in

Nominal Cost Options Before Exercise

Nominal Cost Options Exercised on 28 February 2017

Total Interest in

Nominal Cost Options following Exercise





Nathan Imlach

170,444

50,199

120,245

Murray Smith

151,207

48,975

102,232

Mark Smith

137,847

41,628

96,219

 

Director Dealings

 

Following the exercise of Options, Nathan Imlach (Chief Financial Officer of the Company), Murray Smith (Group Managing Director of the Company) and Mark Smith (Chief Operating Officer of the Company) together with their connected persons sold 85,000, 48,975 and 41,628 Ordinary Shares respectively, whilst Anne Gunther (Non-Executive Director of the Company), purchased 4,000 Ordinary Shares.  Their resultant interests in the Company are:

 


Number of Ordinary Shares

% of total issued share capital

Nathan Imlach

103,892

0.40%

Murray Smith

88,136

0.34%

Mark Smith

4,367

0.02%

Anne Gunther

4,000

0.02%

 

Further details of Director Dealings are provided below.

 

PDMR dealing

 

The Company announces that it has received the following notification of dealings in Ordinary Shares from Nathan Imlach, Murray Smith, Mark Smith and Anne Gunther, being PDMRs of Mattioli Woods and the following notification of dealing from Donna Imlach, wife and person closely associated with Nathan Imlach.  The notifications set out below are provided in accordance with the requirements of the EU Market Abuse Regulation No 596/2014. 

 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

1.   Nathan Imlach

2.   Murray Smith

3.   Mark Smith

 

2

Reason for the notification

a)

Position/status

 

1.  PDMR, Chief Financial Officer

2.  PDMR, Group Managing Director

3.  PDMR, Chief Operating Officer

 

b)

Initial notification /Amendment

 

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

 

Mattioli Woods plc

b)

 

LEI

 

2138003LAM79SNI63R97

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary Shares of 1 pence each

 

 

ISIN: GB00B0MT3Y97

 

b)

 

Nature of the transaction

 

Exercise of Options

c)

 

Price(s) and volume(s)

 

 

 Price(s)

 

   Volume(s)

1.   1p per Ordinary Share

2.   1p per Ordinary Share

3.   1p per Ordinary Share

 

1.   50,199

2.   48,975

3.   41,628

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

N/a (Single transaction)

e)

 

Date of the transaction

 

1.   28 February 2017

2.   28 February 2017

3.   28 February 2017

 

f)

 

Place of the transaction

 

London Stock Exchange, AIM

 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

1.   Nathan Imlach

2.   Murray Smith

3.   Mark Smith

4.   Donna Imlach

 

2

Reason for the notification

a)

Position/status

 

1.  PDMR, Chief Financial Officer

2.  PDMR, Group Managing Director

3.  PDMR, Chief Operating Officer

4.  Wife of PDMR, Chief Financial Officer

 

b)

Initial notification /Amendment

 

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

 

Mattioli Woods plc

b)

 

LEI

 

2138003LAM79SNI63R97

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary Shares of 1 pence each

 

 

ISIN: GB00B0MT3Y97

 

b)

 

Nature of the transaction

 

Sale of Shares

c)

 

Price(s) and volume(s)

 

 

 Price(s)

 

   Volume(s)

1.   750p

2.   750p

3.   750p

4.   750p

1.   50,199

2.   48,975

3.   41,628

4.   34,801

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

N/a (Single transaction)

e)

 

Date of the transaction

 

1.   28 February 2017

2.   28 February 2017

3.   28 February 2017

4.   28 February 2017

 

f)

 

Place of the transaction

 

London Stock Exchange, AIM

 

 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Anne Gunther

 

2

Reason for the notification

a)

Position/status

 

Non-Executive Director

 

b)

Initial notification /Amendment

 

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

 

Mattioli Woods plc

b)

 

LEI

 

2138003LAM79SNI63R97

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary Shares of 1 pence each

 

 

ISIN: GB00B0MT3Y97

 

b)

 

Nature of the transaction

 

Purchase of Shares

c)

 

Price(s) and volume(s)

 

 

Price(s)

 

 Volume(s)

750p

 

 4,000

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

Price(s)

 

 Volume(s)

750p

 

 4,000

 

e)

 

Date of the transaction

 

28 February 2017

 

f)

 

Place of the transaction

 

London Stock Exchange, AIM

 

Total Voting Rights

 

Following the issue of the 155,184 new Ordinary Shares the Company will have a total of 25,744,819 Ordinary Shares in issue each carrying one voting right.  The Company does not hold any shares in Treasury.  Therefore, the total number of voting rights in the Company at close of business 28 February 2017 is 25,744,819. 

 

The above figure may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, the Company under the FCA's Disclosure and Transparency Rules. 

 

The above information is provided by the Company in accordance with its obligations under the FCA's Disclosure and Transparency Rules. 

 

This announcement contains inside information for the purposes of Article 7 of EU Regulation 596/2014.  Upon publication of this announcement, this information is now considered to be in the public domain. 

 

- Ends -

 

For further information please contact:

Mattioli Woods plc


Nathan Imlach, Chief Financial Officer

Tel: +44 (0) 116 240 8700


www.mattioli-woods.com

 

Canaccord Genuity Limited


Sunil Duggal, Investment Banking

Tel: +44 (0) 20 7523 8000

Andrew Buchanan, Corporate Broking

www.canaccordgenuity.com

Kit Stephenson, Corporate Broking


 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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