Director/PDMR Dealing & TVR

RNS Number : 2905Y

Mattioli Woods PLC

02 March 2017

 

2 March 2017

Mattioli Woods plc

("Mattioli Woods" or "the Company")

Exercise of Options, PDMR Dealing and Total Voting Rights

Mattioli Woods (AIM: MTW.L), the specialist wealth management and employee benefits business, announces that options to subscribe for 155,184 new ordinary shares of 1p each in the Company ("Ordinary Shares" and the "Options") have been exercised by certain of its persons discharging managerial responsibilities ("PDMRs") and employees. 

Exercise of Options

Nathan Imlach (Chief Financial Officer of the Company), Murray Smith (Group Managing Director of the Company) and Mark Smith (Chief Operating Officer of the Company), who are each considered to be PMDRs, have exercised 50,199, 48,975 and 41,628 Options respectively, with their total interest in Options following these exercises being:

Name	Total Interest in Nominal Cost Options Before Exercise	Nominal Cost Options Exercised on 28 February 2017	Total Interest in Nominal Cost Options following Exercise
Nathan Imlach	170,444	50,199	120,245
Murray Smith	151,207	48,975	102,232
Mark Smith	137,847	41,628	96,219

Director Dealings

Following the exercise of Options, Nathan Imlach (Chief Financial Officer of the Company), Murray Smith (Group Managing Director of the Company) and Mark Smith (Chief Operating Officer of the Company) together with their connected persons sold 85,000, 48,975 and 41,628 Ordinary Shares respectively, whilst Anne Gunther (Non-Executive Director of the Company), purchased 4,000 Ordinary Shares.  Their resultant interests in the Company are:

	Number of Ordinary Shares	% of total issued share capital
Nathan Imlach	103,892	0.40%
Murray Smith	88,136	0.34%
Mark Smith	4,367	0.02%
Anne Gunther	4,000	0.02%

Further details of Director Dealings are provided below.

PDMR dealing

The Company announces that it has received the following notification of dealings in Ordinary Shares from Nathan Imlach, Murray Smith, Mark Smith and Anne Gunther, being PDMRs of Mattioli Woods and the following notification of dealing from Donna Imlach, wife and person closely associated with Nathan Imlach.  The notifications set out below are provided in accordance with the requirements of the EU Market Abuse Regulation No 596/2014. 

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	1.   Nathan Imlach 2.   Murray Smith 3.   Mark Smith
2	Reason for the notification
a)	Position/status	1.  PDMR, Chief Financial Officer 2.  PDMR, Group Managing Director 3.  PDMR, Chief Operating Officer
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Mattioli Woods plc
b)	LEI	2138003LAM79SNI63R97
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary Shares of 1 pence each ISIN: GB00B0MT3Y97
b)	Nature of the transaction	Exercise of Options
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		1.   1p per Ordinary Share 2.   1p per Ordinary Share 3.   1p per Ordinary Share	1.   50,199 2.   48,975 3.   41,628
d)	Aggregated information - Aggregated volume - Price	N/a (Single transaction)
e)	Date of the transaction	1.   28 February 2017 2.   28 February 2017 3.   28 February 2017
f)	Place of the transaction	London Stock Exchange, AIM

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	1.   Nathan Imlach 2.   Murray Smith 3.   Mark Smith 4.   Donna Imlach
2	Reason for the notification
a)	Position/status	1.  PDMR, Chief Financial Officer 2.  PDMR, Group Managing Director 3.  PDMR, Chief Operating Officer 4.  Wife of PDMR, Chief Financial Officer
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Mattioli Woods plc
b)	LEI	2138003LAM79SNI63R97
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary Shares of 1 pence each ISIN: GB00B0MT3Y97
b)	Nature of the transaction	Sale of Shares
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		1.   750p 2.   750p 3.   750p 4.   750p	1.   50,199 2.   48,975 3.   41,628 4.   34,801
d)	Aggregated information - Aggregated volume - Price	N/a (Single transaction)
e)	Date of the transaction	1.   28 February 2017 2.   28 February 2017 3.   28 February 2017 4.   28 February 2017
f)	Place of the transaction	London Stock Exchange, AIM

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Anne Gunther
2	Reason for the notification
a)	Position/status	Non-Executive Director
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Mattioli Woods plc
b)	LEI	2138003LAM79SNI63R97
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary Shares of 1 pence each ISIN: GB00B0MT3Y97
b)	Nature of the transaction	Purchase of Shares
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		750p	4,000
d)	Aggregated information - Aggregated volume - Price	Price(s)	Volume(s)
		750p	4,000
e)	Date of the transaction	28 February 2017
f)	Place of the transaction	London Stock Exchange, AIM

Total Voting Rights

Following the issue of the 155,184 new Ordinary Shares the Company will have a total of 25,744,819 Ordinary Shares in issue each carrying one voting right.  The Company does not hold any shares in Treasury.  Therefore, the total number of voting rights in the Company at close of business 28 February 2017 is 25,744,819. 

The above figure may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, the Company under the FCA's Disclosure and Transparency Rules. 

The above information is provided by the Company in accordance with its obligations under the FCA's Disclosure and Transparency Rules. 

This announcement contains inside information for the purposes of Article 7 of EU Regulation 596/2014.  Upon publication of this announcement, this information is now considered to be in the public domain. 

- Ends -

For further information please contact:

Mattioli Woods plc
Nathan Imlach, Chief Financial Officer	Tel: [phone]
	www.mattioli-woods.com

Canaccord Genuity Limited
Sunil Duggal, Investment Banking	Tel: [phone]
Andrew Buchanan, Corporate Broking	www.canaccordgenuity.com
Kit Stephenson, Corporate Broking

 

END

 

 

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