Holding(s) in Company

RNS Number : 3746W

Metro Bank PLC

31 July 2018

 

METRO BANK PLC

Legal Entity Identifier: 213800X5WU57YL9GPK89

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:			METRO BANK PLC
1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments						X
An event changing the breakdown of voting rights
Other (please specify)iii: Result of Tender Offer
3. Details of person subject to the notification obligationiv
Name			Bank of America Corporation
City and country of registered office (if applicable)			Wilmington, DE, United States
4. Full name of shareholder(s) (if different from 3.)v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reachedvi:			26th July 2018
6. Date on which issuer notified (DD/MM/YYYY):			30th July 2018
7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached	2.407%	3.275%		5.682%	88,537,128
Position of previous notification (if applicable)	2.380%	3.058%		5.438%

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of shares ISIN code (if possible)	Number of voting rightsix				% of voting rights
	Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)		Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)	Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB00BZ6STL67	0		2,130,964		0%	2.407%
SUBTOTAL 8. A	2,130,964				2.407%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument	Expiration datex	Exercise/ Conversion Periodxi		Number of voting rights that may be acquired if the instrument is exercised/converted.		% of voting rights
Rights to Recall	N/A	N/A		137,884		0.156%
		SUBTOTAL 8. B 1		137,884		0.156%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) Type of financial instrument Expiration datex Exercise/ Conversion Period xi Physical or cash settlementxii Number of voting rights % of voting rights Swaps 13/08/2018 N/A Cash Settled 274,108 0.310% Swaps 31/08/2018 N/A Cash Settled 4,844 0.005% Swaps 17/09/2018 N/A Cash Settled 71 0.000% Swaps 31/10/2018 N/A Cash Settled 211,790 0.239% Swaps 30/11/2018 N/A Cash Settled 726 0.001% Swaps 17/12/2018 N/A Cash Settled 3,735 0.004% Swaps 31/12/2018 N/A Cash Settled 11,874 0.013% Swaps 31/01/2019 N/A Cash Settled 10,000 0.011% Swaps 22/02/2019 N/A Cash Settled 9,085 0.010% Swaps 25/02/2019 N/A Cash Settled 7,954 0.009% Swaps 06/03/2019 N/A Cash Settled 83,720 0.095% Swaps 27/03/2019 N/A Cash Settled 115,038 0.130% Swaps 29/03/2019 N/A Cash Settled 250,937 0.283% Swaps 05/04/2019 N/A Cash Settled 160,165 0.181% Swaps 15/04/2019 N/A Cash Settled 52,600 0.059% Swaps 18/04/2019 N/A Cash Settled 148,145 0.167% Swaps 26/04/2019 N/A Cash Settled 8,000 0.009% Swaps 30/04/2019 N/A Cash Settled 20,746 0.023% Swaps 31/05/2019 N/A Cash Settled 26,404 0.030% Swaps 12/07/2019 N/A Cash Settled 220,000 0.248% Swaps 16/08/2019 N/A Cash Settled 25,051 0.028% Swaps 19/08/2019 N/A Cash Settled 122,000 0.138% Swaps 27/08/2019 N/A Cash Settled 122,000 0.138% Swaps 30/08/2019 N/A Cash Settled 3,849 0.004% Swaps 16/09/2019 N/A Cash Settled 2,219 0.003% Swaps 27/09/2019 N/A Cash Settled 33 0.000% Swaps 30/09/2019 N/A Cash Settled 5,923 0.007% Swaps 03/10/2019 N/A Cash Settled 23 0.000% Swaps 07/10/2019 N/A Cash Settled 1,081 0.001% Swaps 11/10/2019 N/A Cash Settled 23 0.000% Swaps 15/10/2019 N/A Cash Settled 2,848 0.003% Swaps 17/10/2019 N/A Cash Settled 417 0.000% Swaps 18/10/2019 N/A Cash Settled 79,768 0.090% Swaps 21/10/2019 N/A Cash Settled 1,089 0.001% Swaps 24/10/2019 N/A Cash Settled 88 0.000% Swaps 25/10/2019 N/A Cash Settled 873 0.001% Swaps 28/10/2019 N/A Cash Settled 23,225 0.026% Swaps 04/11/2019 N/A Cash Settled 663 0.001% Swaps 12/11/2019 N/A Cash Settled 5 0.000% Swaps 18/11/2019 N/A Cash Settled 47,566 0.054% Swaps 29/11/2019 N/A Cash Settled 10,237 0.012% Swaps 31/01/2020 N/A Cash Settled 2,038 0.002% Swaps 30/04/2020 N/A Cash Settled 1,859 0.002% Swaps 29/05/2020 N/A Cash Settled 918 0.001% Swaps 30/06/2020 N/A Cash Settled 2,231 0.003% Swaps 31/07/2020 N/A Cash Settled 5,914 0.007% Swaps 30/09/2020 N/A Cash Settled 7,942 0.009% Swaps 30/10/2020 N/A Cash Settled 539 0.001% Swaps 31/12/2020 N/A Cash Settled 1,167 0.001% Swaps 29/01/2021 N/A Cash Settled 2,328 0.003% Swaps 26/02/2021 N/A Cash Settled 111 0.000% Swaps 30/06/2021 N/A Cash Settled 5,123 0.006% Swaps 30/07/2021 N/A Cash Settled 1,725 0.002% Swaps 15/02/2023 N/A Cash Settled 660,689 0.746% SUBTOTAL 8.B.2 2,761,507                     3.119%

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)		X
Namexv % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold Bank of America Corporation N/A N/A N/A NB Holdings Corporation N/A N/A N/A BofAML Jersey Holdings Limited N/A N/A N/A BofAML EMEA Holdings 2 Limited N/A N/A N/A ML UK Capital Holdings Limited N/A N/A N/A Merrill Lynch International N/A N/A 5.310% Namexv % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold Bank of America Corporation N/A N/A N/A NB Holdings Corporation N/A N/A N/A BAC North America Holding Company N/A N/A N/A BANA Holding Corporation N/A N/A N/A Bank of America, National Association N/A N/A N/A
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi

Place of completion	United Kingdom
Date of completion	30th July 2018

 

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