Form 8.5 (EPT/RI) - Amend - Mondi Plc

GoldmanSachs International

09 April 2024

 

Amendment - due to the amendment of Derivatives transactions, the disclosure made on 3^rd April for dealings on 2^nd April has been updated. Section 2(b) has been updated.

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	MONDI PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	Advisor to SMITH (DS) PLC
(d) Date dealing undertaken:	02 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for INTERNATIONAL PAPER COMPANY & SMITH (DS) PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Purchases	1,196,323	14.0750 GBP	13.6850 GBP
EUR 0.22 ordinary	Sales	1,187,387	14.0800 GBP	13.6850 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Reducing a short position	2	13.6892 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	1	13.6958 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	2,110	13.7046 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	7,804	13.7088 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	23,090	13.7203 GBP
EUR 0.22 ordinary	CFD	Opening a short position	29	13.7223 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	2,421	13.7236 GBP
EUR 0.22 ordinary	CFD	Opening a long position	2,910	13.7249 GBP
EUR 0.22 ordinary	CFD	Opening a short position	1	13.7250 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	35,367	13.7327 GBP
EUR 0.22 ordinary	CFD	Opening a short position	89	13.7327 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	127	13.7327 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	3,378	13.7450 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	808	13.7490 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	4,163	13.7628 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	73	13.7633 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	3,100	13.7757 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	923	13.7793 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	591	13.7793 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	64	13.7827 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	225	13.7827 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	5	13.7841 GBP
EUR 0.22 ordinary	CFD	Opening a long position	2	13.7900 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	28,700	13.7916 GBP
EUR 0.22 ordinary	CFD	Opening a long position	240	13.7922 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	67,196	13.7942 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	5,490	13.8017 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	9,235	13.8106 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	37	13.8115 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	75,000	13.8281 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	32,426	13.8293 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1,600	13.8312 GBP
EUR 0.22 ordinary	CFD	Opening a long position	4,356	13.8365 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	2,910	13.8505 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	47	13.8621 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	45	13.8651 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	32	13.8732 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	287	13.8732 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	2,920	13.8732 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	53	13.8732 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	495	13.9179 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	60	13.9550 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1	13.9550 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	5	13.9550 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	133	13.9550 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	148	13.9550 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	53	13.9550 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	16	13.9550 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1	13.9550 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	31	13.9550 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	89	14.0733 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	2,821	14.0750 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	232	14.0761 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	335	324.9499 ZAR
EUR 0.22 ordinary	SWAP	Reducing a long position	366	13.8756 GBP
EUR 0.22 ordinary	SWAP	Increasing a long position	177	13.8824 GBP
EUR 0.22 ordinary	SWAP	Reducing a short position	76	17.2489 USD
EUR 0.22 ordinary	SWAP	Reducing a short position	335	324.8525 ZAR
EUR 0.22 ordinary	SWAP	Increasing a short position	14,261	326.4060 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	09 April 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END