Form 8.5 (EPT/RI) - Amend- MONDI PLC

GoldmanSachs International

09 April 2024

 

Amendment - due to the amendment of Derivatives transactions, the disclosure made on 21 March for dealings on 20 March has been updated. Section 2(b) has been updated.

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	MONDI PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	SMITH (DS) PLC
(d) Date dealing undertaken:	20 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for SMITH (DS) PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Purchases	440,277	13.4325 GBP	13.2850 GBP
EUR 0.22 ordinary	Sales	327,690	13.4300 GBP	13.2850 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Reducing a long position	17	13.3220 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	116	13.3220 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	19	13.3220 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	388	13.3250 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	1,065	13.3250 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	37	13.3350 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	253	13.3350 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	42	13.3350 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	74	13.3350 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	258	13.3350 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	128	13.3384 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	47	13.3385 GBP
EUR 0.22 ordinary	CFD	Opening a short position	4,292	13.3397 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	35,500	13.3448 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	7,264	13.3451 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	26,319	13.3451 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	24,732	13.3451 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	7,025	13.3451 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	18,300	13.3451 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	27,590	13.3451 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	60	13.3467 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	33,869	13.3535 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	6,282	13.3566 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	200	13.3574 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	3,142	13.3650 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	15,543	13.3675 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	4,332	13.3717 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	1,835	13.3720 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	668	13.3720 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	5,557	13.3720 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	2,023	13.3720 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	82	13.3745 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	286	13.3745 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	67	13.3745 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	92	13.3755 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	289	13.3755 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	999	13.3755 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	492	13.3837 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	2,824	13.3837 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	1,700	13.3847 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	4,292	13.3849 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	1,673	13.3849 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	4,413	13.3851 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	1,117	13.3852 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1,096	320.1751 ZAR
EUR 0.22 ordinary	CFD	Opening a short position	525	320.9083 ZAR
EUR 0.22 ordinary	CFD	Reducing a long position	938	320.9083 ZAR
EUR 0.22 ordinary	CFD	Reducing a long position	1,336	321.2037 ZAR
EUR 0.22 ordinary	Call Option	Opening a long position	49,462	0.1673 GBP
EUR 0.22 ordinary	SWAP	Reducing a long position	4,997	13.3665 GBP
EUR 0.22 ordinary	SWAP	Increasing a short position	1,096	320.2392 ZAR
EUR 0.22 ordinary	SWAP	Increasing a short position	230,974	320.7200 ZAR
EUR 0.22 ordinary	SWAP	Reducing a short position	2,799	321.0143 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	09 April 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END