Form 8.5 (EPT/RI) - Amend - Mondi Plc

GoldmanSachs International

09 April 2024

 

Amendment - due to the amendment of Equity transaction, the disclosure made on 1^st April for dealings on 28^th March has been updated. Sections 2(a) and 2(b) have been updated.

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	MONDI PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	SMITH (DS) PLC
(d) Date dealing undertaken:	28 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for INTERNATIONAL PAPER COMPANY & SMITH (DS) PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Purchases	805,375	14.0550 GBP	13.8700 GBP
EUR 0.22 ordinary	Sales	904,082	14.0500 GBP	13.8600 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Reducing a long position	72,500	13.8857 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	6	13.8914 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	12,628	13.9020 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	72,500	13.9027 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	4,200	13.9046 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	2,469	13.9046 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	3,640	13.9046 GBP
EUR 0.22 ordinary	CFD	Opening a short position	2,821	13.9227 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	257	13.9316 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	181	13.9325 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	498	13.9325 GBP
EUR 0.22 ordinary	CFD	Opening a long position	1,544	13.9333 GBP
EUR 0.22 ordinary	CFD	Opening a long position	12,456	13.9333 GBP
EUR 0.22 ordinary	CFD	Opening a long position	690	13.9333 GBP
EUR 0.22 ordinary	CFD	Opening a long position	772	13.9333 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	37,372	13.9343 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	807	13.9360 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	447	13.9364 GBP
EUR 0.22 ordinary	CFD	Opening a long position	384	13.9399 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	244	13.9426 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	122	13.9436 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	422	13.9436 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	129	13.9461 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	5,343	13.9485 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1,338	13.9529 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	140	13.9532 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	4,330	13.9532 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	14,845	13.9532 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	435	13.9532 GBP
EUR 0.22 ordinary	CFD	Opening a short position	29,677	13.9547 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	437	13.9549 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	2,000	13.9549 GBP
EUR 0.22 ordinary	CFD	Opening a short position	447	13.9551 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	9,543	13.9556 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	243	13.9562 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	841	13.9562 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	66	13.9562 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1,600	13.9598 GBP
EUR 0.22 ordinary	CFD	Opening a long position	12,132	13.9609 GBP
EUR 0.22 ordinary	CFD	Opening a long position	14,001	13.9609 GBP
EUR 0.22 ordinary	CFD	Opening a long position	8,231	13.9609 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	19,964	13.9699 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	15,194	13.9699 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	110,612	13.9699 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	16,660	13.9699 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	18,164	13.9699 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	50,977	13.9714 GBP
EUR 0.22 ordinary	CFD	Opening a short position	21,811	13.9714 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	208	13.9850 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	12	13.9850 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	1,403	13.9850 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	353	13.9850 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1,211	13.9850 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	35	13.9850 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	264	13.9929 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	14	13.9929 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	820	13.9937 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	400	14.0059 GBP
EUR 0.22 ordinary	CFD	Opening a short position	11,824	14.0170 GBP
EUR 0.22 ordinary	CFD	Opening a short position	18,641	14.0170 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	11,319	14.0203 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	1,512	14.0203 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	2,609	14.0203 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	403	333.7864 ZAR
EUR 0.22 ordinary	CFD	Opening a long position	685	333.7864 ZAR
EUR 0.22 ordinary	CFD	Increasing a long position	951	334.2332 ZAR
EUR 0.22 ordinary	CFD	Reducing a long position	1,793	334.7440 ZAR
EUR 0.22 ordinary	SWAP	Increasing a long position	444	13.9851 GBP
EUR 0.22 ordinary	SWAP	Increasing a short position	20,643	334.4379 ZAR
EUR 0.22 ordinary	SWAP	Reducing a short position	1,793	334.5099 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	09 April 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END