Form 8.5 (EPT/RI) - Amend - MONDI PLC

GoldmanSachs International

09 April 2024

 

Amendment - due to the amendment of Derivatives transactions, the disclosure made on 12 March for dealings on 11 March has been updated. Section 2(b) has been updated.

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	MONDI PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	SMITH (DS) PLC
(d) Date dealing undertaken:	11 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for SMITH (DS) PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Purchases	877,403	13.5550 GBP	13.2450 GBP
EUR 0.22 ordinary	Sales	1,011,699	13.6050 GBP	13.2450 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Opening a long position	34,650	13.3130 GBP
EUR 0.22 ordinary	CFD	Opening a long position	350	13.3130 GBP
EUR 0.22 ordinary	CFD	Opening a long position	174,117	13.3396 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	18	13.3455 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	19,386	13.3583 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	2,143	13.3601 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	203	13.3618 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	55	13.3618 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	90	13.3652 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	675	13.3666 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	1,300	13.3684 GBP
EUR 0.22 ordinary	CFD	Opening a short position	2,300	13.3684 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	147	13.3697 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	275	13.3702 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	191	13.3702 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	518	13.3738 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	200	13.3746 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	26	13.3784 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	1,078	13.3786 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	241	13.3798 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	748	13.3800 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	664	13.3820 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	6	13.3857 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	201	13.3858 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	843	13.3918 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	145	13.3975 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	38	13.4030 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	382	13.4039 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	37	13.4039 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	110	13.4039 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	856	13.4061 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	12,201	13.4106 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	16,483	13.4112 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	548	13.4117 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	169	13.4117 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	132	13.4122 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	800	13.4355 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	70,492	13.4407 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	158	13.4708 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	162	13.4830 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	225	13.4832 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	33	13.4832 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	7,123	13.4840 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	9	13.4861 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	60	13.4911 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1,101	13.4939 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	384	13.4939 GBP
EUR 0.22 ordinary	CFD	Opening a long position	1,078	13.4949 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	2,319	13.4951 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	59	13.4955 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	2,267	13.4955 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	5,913	13.4963 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	379	13.4963 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	238	13.4970 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	1,670	13.4970 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	10	13.4989 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	8	13.5549 GBP
EUR 0.22 ordinary	CFD	Opening a short position	1,304	319.5478 ZAR
EUR 0.22 ordinary	CFD	Reducing a long position	20	319.5478 ZAR
EUR 0.22 ordinary	CFD	Reducing a long position	33,182	320.9851 ZAR
EUR 0.22 ordinary	CFD	Reducing a long position	5,839	320.9851 ZAR
EUR 0.22 ordinary	CFD	Reducing a long position	8,183	320.9851 ZAR
EUR 0.22 ordinary	SWAP	Reducing a long position	2,579	13.3152 GBP
EUR 0.22 ordinary	SWAP	Increasing a long position	193	13.6024 GBP
EUR 0.22 ordinary	SWAP	Increasing a short position	13,584	319.1538 ZAR
EUR 0.22 ordinary	SWAP	Reducing a short position	48,528	320.8497 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	09 April 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END