Form 8.5 (EPT/RI) - Amendment - Mondi Plc

GoldmanSachs International

27 March 2024

 

Amendment - due to the amendment of Equity and Derivatives transactions, the disclosure made on 14th March for dealings on 13th March has been updated. Sections 2(a) and 2(b) have been updated.

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	MONDI PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	SMITH (DS) PLC
(d) Date dealing undertaken:	13 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for SMITH (DS) PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Purchases	1,083,913	13.3250 GBP	13.1150 GBP
EUR 0.22 ordinary	Sales	932,452	13.3455 GBP	13.1257 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Increasing a short position	2,900	13.1168 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	2,012	13.1257 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	1,890	13.1521 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	123	13.1741 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	6,518	13.1746 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	2,372	13.1754 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	1,163	13.1754 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	3,406	13.1754 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	37	13.1757 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	105	13.1761 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	74	13.1765 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	109	13.1780 GBP
EUR 0.22 ordinary	CFD	Opening a short position	5,920	13.1787 GBP
EUR 0.22 ordinary	CFD	Opening a long position	2,029	13.1799 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	23,750	13.1801 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	2,242	13.1803 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	1,565	13.1803 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	766	13.1803 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	8,955	13.1813 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	181	13.1818 GBP
EUR 0.22 ordinary	CFD	Opening a short position	13,387	13.1820 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	1,945	13.1820 GBP
EUR 0.22 ordinary	CFD	Opening a short position	652	13.1820 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	126	13.1822 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	330	13.1829 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	95	13.1829 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	64	13.1832 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	3,988	13.1833 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	154	13.1842 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	280	13.1849 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	572	13.1852 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	813	13.1852 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	1,000	13.1873 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	84,401	13.1877 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	6	13.1879 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	3	13.1893 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	8	13.1896 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	6	13.1897 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	432	13.1918 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	15	13.1933 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	6,695	13.1933 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	39	13.1934 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	294	13.1942 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	86	13.1943 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	86	13.1947 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	122	13.1947 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	3,250	13.1949 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	11	13.1954 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	31,149	13.1961 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	6,967	13.1968 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	2	13.2013 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	2,848	13.2020 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	2,029	13.2047 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1,543	13.2098 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	100	13.2098 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	97	13.2098 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	500	13.2098 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	12,600	13.2101 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	12,392	13.2106 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	20,000	13.2271 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	68	13.2333 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	152	13.2612 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	4,644	13.2650 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	518	13.2680 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	878	13.2680 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	47	13.2680 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	77	13.2680 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	85	13.2680 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	253	13.2680 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	192	13.2730 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	56	13.2730 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	8	13.3237 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	163	13.3266 GBP
EUR 0.22 ordinary	CFD	Opening a long position	33,631	13.3455 GBP
EUR 0.22 ordinary	CFD	Opening a long position	13,079	13.3455 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	797	314.0556 ZAR
EUR 0.22 ordinary	CFD	Reducing a short position	800	314.8592 ZAR
EUR 0.22 ordinary	SWAP	Reducing a long position	4,945	13.2246 GBP
EUR 0.22 ordinary	SWAP	Reducing a short position	797	313.9614 ZAR
EUR 0.22 ordinary	SWAP	Increasing a short position	24,049	315.0131 ZAR
EUR 0.22 ordinary	SWAP	Increasing a short position	131,928	315.3685 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	27 March 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END