Form 8.5 (EPT/RI) - Amendment - MONDI PLC

GoldmanSachs International

05 April 2024

 

Amendment - due to the amendment of Equity & Derivative transactions, the disclosure made on 9 February for dealings on 8 February has been updated. Sections 2(a) and 2(b) have been updated.

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	MONDI PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	SMITH (DS) PLC
(d) Date dealing undertaken:	08 February 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosing today for SMITH (DS) PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Purchases	992,123 6,904	14.2100 GBP 324.6531 ZAR	13.1700 GBP 321.5025 ZAR
EUR 0.22 ordinary	Sales	1,252,012 6,904	14.2200 GBP 324.6856 ZAR	13.1750 GBP 319.6752 ZAR

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Reducing a long position	3	13.2175 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	2,929	13.3295 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	445	13.3459 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	483	13.3587 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	4,799	13.3601 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	14,320	13.3602 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	113	13.3603 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	15,000	13.3613 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	4,713	13.3613 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	12	13.3617 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	27,783	13.3632 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	5,518	13.3687 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	2,976	13.3707 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	45	13.3829 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	915	13.3829 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	314	13.3829 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	5,819	13.3933 GBP
EUR 0.22 ordinary	CFD	Opening a long position	17,223	13.3933 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1,553	13.3933 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	624	13.3985 GBP
EUR 0.22 ordinary	CFD	Opening a long position	57,340	13.4015 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	2,952	13.4019 GBP
EUR 0.22 ordinary	CFD	Opening a long position	57,340	13.4094 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	14,881	13.4265 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	18,442	13.4265 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	16,359	13.4298 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	2,948	13.4427 GBP
EUR 0.22 ordinary	CFD	Opening a long position	57,340	13.4431 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	3,445	13.4532 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	2,184	13.4532 GBP
EUR 0.22 ordinary	CFD	Opening a long position	1,447	13.4552 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	10,119	13.4673 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	38	13.4731 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	18	13.5150 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	3	13.5150 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	50	13.5150 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	50	13.5150 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	17	13.5150 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	52	13.5150 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	722	13.5568 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	60	13.5570 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	2,899	13.6020 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	2,912	13.6072 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	1,447	13.6079 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	2,870	13.6162 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	16,854	13.6215 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	19	13.6460 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	3	13.6559 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	11	13.6559 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	7	13.6559 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	61	13.6559 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	237	13.6559 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	237	13.6559 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	58,267	13.6560 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	996	13.6630 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	1,122	13.7239 GBP
EUR 0.22 ordinary	CFD	Opening a long position	49,660	13.7816 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	1,077	13.8318 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	448	13.8433 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	9	13.8464 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	3,004	13.8724 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1,818	13.8830 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	768	13.9134 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	10	13.9623 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	4	13.9623 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	17	13.9623 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	357	13.9623 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	357	13.9623 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	113	13.9623 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	69	14.0004 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	226	14.0004 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	2,293	14.0004 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	2,293	14.0004 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	680	14.0004 GBP
EUR 0.22 ordinary	CFD	Opening a long position	3,753	14.0253 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	111	14.0878 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	111	14.0878 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	33	14.0878 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1,482	14.1179 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	208	14.1179 GBP
EUR 0.22 ordinary	CFD	Opening a long position	7,680	14.1348 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	7,700	14.1438 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	13	14.1721 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	12	14.1721 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	74	14.1721 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	51	14.1721 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	51	14.1721 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	4,127	14.1827 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	3	14.1879 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	1	14.1879 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	6	14.1879 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	89	14.1879 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	89	14.1879 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	29	14.1879 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	4	14.1976 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	5	14.1976 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	26	14.1976 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	310	14.1976 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	325	322.1988 ZAR
EUR 0.22 ordinary	CFD	Reducing a long position	635	324.7505 ZAR
EUR 0.22 ordinary	SWAP	Increasing a short position	5,309	321.5025 ZAR
EUR 0.22 ordinary	SWAP	Reducing a short position	960	323.8110 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	05 April 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END