Form 8.5 (EPT/RI) - Amendment - MONDI PLC

GoldmanSachs International

11 April 2024

 

Amendment - due to the amendment of Equity and derivative transaction, the disclosure made on 9^th April for dealings on 8^th April has been updated. Sections 2(a) and 2(b) have been updated.

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	MONDI PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	Advisor to SMITH (DS) PLC
(d) Date dealing undertaken:	08 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for INTERNATIONAL PAPER COMPANY & SMITH (DS) PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Purchases	737,319	14.1700 GBP	13.8800 GBP
EUR 0.22 ordinary	Sales	756,425	14.1725 GBP	13.8800 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Reducing a long position	19	13.9409 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	132	13.9409 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	63	13.9529 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	123	13.9667 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	1,835	13.9841 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	129	14.0100 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	452	14.0100 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	82	14.0100 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	65	14.0100 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	564	14.0100 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	86	14.0171 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	981	14.0171 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	32	14.0171 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	228	14.0171 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	3,700	14.0204 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1,900	14.0214 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	145	14.0352 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	994	14.0352 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	9,663	14.0568 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	3,198	14.0673 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	1,012	14.0697 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	12,032	14.0777 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	141,597	14.0896 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	3,300	14.0897 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	23,136	14.0932 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	1,666	14.0994 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	400	14.1002 GBP
EUR 0.22 ordinary	CFD	Opening a short position	3,100	14.1002 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	2,299	14.1019 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	850	14.1019 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	251	14.1019 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	134	14.1019 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	96	14.1019 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	92	14.1019 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	8	14.1019 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	164	14.1019 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	300	14.1074 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	346	14.1169 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	39	14.1169 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	144	14.1169 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	44	14.1169 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	125	14.1169 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	3,024	14.1169 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	173	14.1169 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	1,634	14.1189 GBP
EUR 0.22 ordinary	CFD	Opening a short position	25,000	14.1193 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	1,364	14.1326 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	70	14.1372 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	112,420	14.1465 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	765	14.1465 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	8,587	14.1574 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	236	14.1629 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	39,582	14.1645 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	1,456	14.1651 GBP
EUR 0.22 ordinary	CFD	Opening a short position	1,666	14.1651 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	616	14.1661 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	231	14.1661 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	3,334	14.1664 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	101	14.1671 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	3,376	330.0661 ZAR
EUR 0.22 ordinary	CFD	Reducing a short position	561	331.7073 ZAR
EUR 0.22 ordinary	SWAP	Reducing a long position	373	14.0677 GBP
EUR 0.22 ordinary	SWAP	Increasing a long position	378	14.1028 GBP
EUR 0.22 ordinary	SWAP	Reducing a long position	2	17.6400 USD
EUR 0.22 ordinary	SWAP	Opening a long position	2	17.6400 USD
EUR 0.22 ordinary	SWAP	Reducing a short position	131,928	327.6700 ZAR
EUR 0.22 ordinary	SWAP	Increasing a short position	3,937	330.3707 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	11 April 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END