Form 8.5 (EPT/RI) - Amendment - MONDI PLC

GoldmanSachs International

11 April 2024

 

Amendment - due to the amendment of Equity and Derivatives transactions, the disclosure made on 28 March for dealings on 27 March has been updated. Sections 2(a) and 2(b) have been updated.

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	MONDI PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	SMITH (DS) PLC
(d) Date dealing undertaken:	27 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for SMITH (DS) PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Purchases	1,712,531	14.2600 GBP	13.9150 GBP
EUR 0.22 ordinary	Sales	1,513,511	14.2825 GBP	13.9200 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Opening a short position	200	13.9366 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	2,663	13.9417 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	38	13.9500 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	15	13.9500 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	10	13.9500 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	11	13.9500 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	30	13.9500 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	99	13.9500 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	123	13.9500 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	3	13.9521 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	17,325	13.9528 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	175	13.9528 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	115	13.9548 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	26,036	13.9589 GBP
EUR 0.22 ordinary	CFD	Opening a long position	952	13.9771 GBP
EUR 0.22 ordinary	CFD	Opening a long position	1,728	13.9771 GBP
EUR 0.22 ordinary	CFD	Opening a long position	13,942	13.9771 GBP
EUR 0.22 ordinary	CFD	Opening a long position	863	13.9771 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	1,248	13.9785 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	14,923	13.9801 GBP
EUR 0.22 ordinary	CFD	Opening a short position	30,000	13.9818 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	647	13.9847 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	2,739	13.9856 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	698	13.9861 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1,279	13.9899 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	6,021	13.9902 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	1,799	13.9902 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	85	13.9902 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	195	13.9902 GBP
EUR 0.22 ordinary	CFD	Opening a long position	2,663	14.0074 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	10,275	14.0132 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	28	14.0171 GBP
EUR 0.22 ordinary	CFD	Opening a long position	113,538	14.0172 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	42,056	14.0246 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	2,719	14.0285 GBP
EUR 0.22 ordinary	CFD	Opening a long position	113,538	14.0335 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	6,100	14.0381 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	3,115	14.0483 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	1,889	14.0483 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	6,580	14.0483 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	1,756	14.0483 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	14,467	14.0483 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	33	14.0544 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	8,992	14.0570 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	59	14.0804 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1,422	14.0865 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	37	14.0865 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	427	14.0865 GBP
EUR 0.22 ordinary	CFD	Opening a long position	11,354	14.0904 GBP
EUR 0.22 ordinary	CFD	Opening a long position	4,134	14.0904 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	50,000	14.0962 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	200	14.0983 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	4	14.1014 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	22,549	14.1099 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	35,718	14.1148 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	152,624	14.1148 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	35,546	14.1148 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	39,883	14.1148 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	48,800	14.1289 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	50,000	14.1545 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	28	14.1864 GBP
EUR 0.22 ordinary	CFD	Opening a long position	480	14.1949 GBP
EUR 0.22 ordinary	CFD	Opening a long position	3,874	14.1949 GBP
EUR 0.22 ordinary	CFD	Opening a long position	264	14.1950 GBP
EUR 0.22 ordinary	CFD	Opening a long position	240	14.1950 GBP
EUR 0.22 ordinary	CFD	Opening a long position	480	14.1989 GBP
EUR 0.22 ordinary	CFD	Opening a long position	3,874	14.1989 GBP
EUR 0.22 ordinary	CFD	Opening a long position	264	14.1989 GBP
EUR 0.22 ordinary	CFD	Opening a long position	240	14.1989 GBP
EUR 0.22 ordinary	CFD	Opening a long position	101,174	14.1993 GBP
EUR 0.22 ordinary	CFD	Opening a long position	110,702	14.1993 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	13,079	14.2178 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	33,631	14.2178 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	96	14.2190 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	29	14.2190 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	37	14.2221 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	253	14.2221 GBP
EUR 0.22 ordinary	SWAP	Increasing a long position	43,688	14.0684 GBP
EUR 0.22 ordinary	SWAP	Reducing a long position	942	14.1015 GBP
EUR 0.22 ordinary	SWAP	Increasing a short position	25,983	334.7870 ZAR
EUR 0.22 ordinary	SWAP	Reducing a short position	20,590	339.9199 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	11 April  2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END