Form 8.5 (EPT/RI) - Mondi Plc - Amendment

UBS AG (EPT)

19 February 2024

 

This announcement replaces the previous RNS announcement 6402D released at 11:48 on the 16^th February 2024. Amendments to sections 2a and 2b. All other information remains unchanged.

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	16 February 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	188827	13.85016        GBP	13.69750        GBP
EUR 0.22 ordinary	Sell	201090	13.79076        GBP	13.68500        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	1119	13.7972386059        GBP
EUR 0.22 ordinary	CFD	Long	4304	13.75        GBP
EUR 0.22 ordinary	CFD	Long	786	13.711858        GBP
EUR 0.22 ordinary	CFD	Long	65	13.864308        GBP
EUR 0.22 ordinary	CFD	Long	57	13.749298        GBP
EUR 0.22 ordinary	CFD	Long	4614	13.743565        GBP
EUR 0.22 ordinary	CFD	Long	2	13.765        GBP
EUR 0.22 ordinary	CFD	Long	16	13.703876        GBP
EUR 0.22 ordinary	CFD	Long	3727	13.731441        GBP
EUR 0.22 ordinary	CFD	Long	18819	13.791386        GBP
EUR 0.22 ordinary	CFD	Long	5703	13.7471401        GBP
EUR 0.22 ordinary	CFD	Long	791	13.76405045        GBP
EUR 0.22 ordinary	CFD	Long	322	13.799448        GBP
EUR 0.22 ordinary	CFD	Long	154	13.79811688        GBP
EUR 0.22 ordinary	CFD	Long	12654	13.8250779999546        GBP
EUR 0.22 ordinary	CFD	Long	23545	13.75414        GBP
EUR 0.22 ordinary	CFD	Long	104	13.87537973        GBP
EUR 0.22 ordinary	CFD	Long	132	13.8550643        GBP
EUR 0.22 ordinary	CFD	Long	299	13.87232382        GBP
EUR 0.22 ordinary	CFD	Long	473	13.89200848        GBP
EUR 0.22 ordinary	CFD	Long	11671	327.180894524891        ZAR
EUR 0.22 ordinary	CFD	Long	6502	329.69988004        ZAR
EUR 0.22 ordinary	CFD	Long	600	13.695549665        GBP
EUR 0.22 ordinary	CFD	Long	1300	327.530000        ZAR
EUR 0.22 ordinary	CFD	Long	30907	13.7489        GBP
EUR 0.22 ordinary	CFD	Long	3090	13.748272        GBP
EUR 0.22 ordinary	CFD	Long	1	13.7525        GBP
EUR 0.22 ordinary	CFD	Long	5146	327.180773416246        ZAR
EUR 0.22 ordinary	CFD	Long	1	13.7075        GBP
EUR 0.22 ordinary	CFD	Long	616	13.760089        GBP
EUR 0.22 ordinary	CFD	Long	17971	13.7507        GBP
EUR 0.22 ordinary	CFD	Long	65	13.750692        GBP
EUR 0.22 ordinary	CFD	Long	66	13.742803        GBP
EUR 0.22 ordinary	CFD	Long	2	13.795        GBP
EUR 0.22 ordinary	CFD	Short	16439	13.748227        GBP
EUR 0.22 ordinary	CFD	Short	314	13.83357        GBP
EUR 0.22 ordinary	CFD	Short	17085	13.75        GBP
EUR 0.22 ordinary	CFD	Short	1528	13.757732        GBP
EUR 0.22 ordinary	CFD	Short	3871	13.760305        GBP
EUR 0.22 ordinary	CFD	Short	2029	13.745636        GBP
EUR 0.22 ordinary	CFD	Short	17000	13.794649        GBP
EUR 0.22 ordinary	CFD	Short	13674	13.75486836        GBP
EUR 0.22 ordinary	CFD	Short	16817	327.18085747        ZAR
EUR 0.22 ordinary	CFD	Short	4335	13.745819        GBP
EUR 0.22 ordinary	CFD	Short	353	13.78555049        GBP
EUR 0.22 ordinary	CFD	Short	655	13.72457576        GBP
EUR 0.22 ordinary	CFD	Short	32000	13.7245409375        GBP
EUR 0.22 ordinary	CFD	Short	6502	329.69988004        ZAR
EUR 0.22 ordinary	CFD	Short	1300	327.530000        ZAR
EUR 0.22 ordinary	CFD	Short	11082	13.750688        GBP
EUR 0.22 ordinary	CFD	Short	2	13.865        GBP
EUR 0.22 ordinary	CFD	Short	1582	13.750596        GBP
EUR 0.22 ordinary	CFD	Short	90	13.75017187        GBP
EUR 0.22 ordinary	CFD	Short	59	13.78762712        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	19 February 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END