Form 8.5 (EPT/RI) - Mondi Plc Amendment

UBS AG (EPT)

15 March 2024

 

This announcement replaces the previous RNS announcement 8979G released at 11:33 on the 14^th March 2024. Amendments to sections 2a and 2b. All other information remains unchanged

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	13 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	779018	13.32828 GBP	13.11515        GBP
EUR 0.22 ordinary	Sell	1364014	13.52330 GBP	13.11515        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	615250	13.200892        GBP
EUR 0.22 ordinary	CFD	Long	376	13.18578848        GBP
EUR 0.22 ordinary	CFD	Long	665	13.30840602        GBP
EUR 0.22 ordinary	CFD	Long	32	13.230625        GBP
EUR 0.22 ordinary	CFD	Long	3404	13.23141598        GBP
EUR 0.22 ordinary	CFD	Long	548	13.2699635        GBP
EUR 0.22 ordinary	CFD	Long	188	13.24853894        GBP
EUR 0.22 ordinary	CFD	Long	61839	13.19689347        GBP
EUR 0.22 ordinary	CFD	Long	17945	315.57808582        ZAR
EUR 0.22 ordinary	CFD	Long	34659	13.18        GBP
EUR 0.22 ordinary	CFD	Long	102	13.1943380038235        GBP
EUR 0.22 ordinary	CFD	Long	22696	13.184112        GBP
EUR 0.22 ordinary	CFD	Long	605	316.64657851        ZAR
EUR 0.22 ordinary	CFD	Long	2905	13.179343        GBP
EUR 0.22 ordinary	CFD	Long	171327	13.25492625        GBP
EUR 0.22 ordinary	CFD	Long	135000	13.3933        GBP
EUR 0.22 ordinary	CFD	Long	270100	13.1268        GBP
EUR 0.22 ordinary	CFD	Long	12	313.415        ZAR
EUR 0.22 ordinary	CFD	Long	286	13.19828671        GBP
EUR 0.22 ordinary	CFD	Long	32	13.275        GBP
EUR 0.22 ordinary	CFD	Long	14916	13.23772045        GBP
EUR 0.22 ordinary	CFD	Long	50906	314.967329        ZAR
EUR 0.22 ordinary	CFD	Long	3943	13.208494        GBP
EUR 0.22 ordinary	CFD	Long	185	13.25676573        GBP
EUR 0.22 ordinary	CFD	Short	10930	13.29164227        GBP
EUR 0.22 ordinary	CFD	Short	43648	13.18        GBP
EUR 0.22 ordinary	CFD	Short	2044	13.18016475        GBP
EUR 0.22 ordinary	CFD	Short	39902	13.19415527        GBP
EUR 0.22 ordinary	CFD	Short	2633	13.2133365        GBP
EUR 0.22 ordinary	CFD	Short	5399	13.179611        GBP
EUR 0.22 ordinary	CFD	Short	16857	13.185746        GBP
EUR 0.22 ordinary	CFD	Short	1813	13.192453        GBP
EUR 0.22 ordinary	CFD	Short	23450	13.183519        GBP
EUR 0.22 ordinary	CFD	Short	185	13.200462        GBP
EUR 0.22 ordinary	CFD	Short	840	13.1805272        GBP
EUR 0.22 ordinary	CFD	Short	211	13.182654028436        GBP
EUR 0.22 ordinary	CFD	Short	21411	13.29164261        GBP
EUR 0.22 ordinary	CFD	Short	3596	13.2040454        GBP
EUR 0.22 ordinary	CFD	Short	2186	13.180659        GBP
EUR 0.22 ordinary	CFD	Short	7370	13.1509229363094        GBP
EUR 0.22 ordinary	CFD	Short	360	13.191972        GBP
EUR 0.22 ordinary	CFD	Short	14358	13.1928        GBP
EUR 0.22 ordinary	CFD	Short	5302	13.17535458        GBP
EUR 0.22 ordinary	CFD	Short	82200	13.2115590024331        GBP
EUR 0.22 ordinary	CFD	Short	2207	13.328283        GBP
EUR 0.22 ordinary	CFD	Short	50906	314.967329        ZAR
EUR 0.22 ordinary	CFD	Short	348	13.201724        GBP
EUR 0.22 ordinary	CFD	Short	188	316.64829787234        ZAR
EUR 0.22 ordinary	CFD	Short	417	316.645803357314        ZAR
EUR 0.22 ordinary	CFD	Short	242	13.1360738794215        GBP
EUR 0.22 ordinary	CFD	Short	12	313.415        ZAR
EUR 0.22 ordinary	CFD	Short	1525	13.193334        GBP
EUR 0.22 ordinary	CFD	Short	18711	13.17825878        GBP
EUR 0.22 ordinary	CFD	Short	6206	13.18689131        GBP
EUR 0.22 ordinary	CFD	Short	564	13.13908541        GBP
EUR 0.22 ordinary	CFD	Short	328	13.201283        GBP
EUR 0.22 ordinary	CFD	Short	43	13.220135        GBP
EUR 0.22 ordinary	CFD	Short	5357	13.194916        GBP
EUR 0.22 ordinary	CFD	Short	15154	13.19258001        GBP
EUR 0.22 ordinary	CFD	Short	4227	13.180477        GBP
EUR 0.22 ordinary	CFD	Short	2699	13.20994072        GBP
EUR 0.22 ordinary	CFD	Short	38348	13.18716632        GBP
EUR 0.22 ordinary	CFD	Short	424	13.189297        GBP
EUR 0.22 ordinary	CFD	Short	24	13.189721        GBP
EUR 0.22 ordinary	CFD	Short	3121	13.18025        GBP
EUR 0.22 ordinary	CFD	Short	18865	13.20816        GBP
EUR 0.22 ordinary	CFD	Short	49355	13.17745598        GBP
EUR 0.22 ordinary	CFD	Short	289	13.20906574        GBP
EUR 0.22 ordinary	CFD	Short	233	13.182938        GBP
EUR 0.22 ordinary	CFD	Short	2005	13.183409        GBP
EUR 0.22 ordinary	CFD	Short	1221	13.1881602        GBP
EUR 0.22 ordinary	CFD	Short	6914	13.1867663        GBP
EUR 0.22 ordinary	CFD	Short	17945	315.57808582        ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
EUR 0.22 ordinary	Call	Purchasing	58128	14.325        GBP	European	10 April 2024	0.0659        GBP
EUR 0.22 ordinary	Call	Selling	58128	14.325        GBP	European	10 April 2024	0.0659        GBP
EUR 0.22 ordinary	Call	Purchasing	58128	14.325        GBP	European	10 April 2024	0.0659        GBP

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	15 March 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END