Form 8.5 (EPT/RI) - Mondi plc Amendment

UBS AG (EPT)

18 March 2024

 

This announcement replaces the previous RNS announcement 0623H released at 10:45 on the 15^th March 2024. Amendments to sections 2a and 2b. All other information remains unchanged.

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	14 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	1416684	13.29000           GBP	13.05000        GBP
EUR 0.22 ordinary	Sell	2089179	13.29000           GBP	13.03901        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	1312	13.11694181        GBP
EUR 0.22 ordinary	CFD	Long	358	13.13042031        GBP
EUR 0.22 ordinary	CFD	Long	2193	13.149455        GBP
EUR 0.22 ordinary	CFD	Long	559	13.14097495        GBP
EUR 0.22 ordinary	CFD	Long	21952	13.115        GBP
EUR 0.22 ordinary	CFD	Long	647	13.2145675        GBP
EUR 0.22 ordinary	CFD	Long	1091	13.226774        GBP
EUR 0.22 ordinary	CFD	Long	572	13.11483606        GBP
EUR 0.22 ordinary	CFD	Long	106	13.27        GBP
EUR 0.22 ordinary	CFD	Long	1108	13.10390281        GBP
EUR 0.22 ordinary	CFD	Long	1004	13.11292749        GBP
EUR 0.22 ordinary	CFD	Long	384	13.11428057        GBP
EUR 0.22 ordinary	CFD	Long	122	13.08439636        GBP
EUR 0.22 ordinary	CFD	Long	142759	13.11        GBP
EUR 0.22 ordinary	CFD	Long	64	13.126269        GBP
EUR 0.22 ordinary	CFD	Long	35661	314.038        ZAR
EUR 0.22 ordinary	CFD	Long	400	13.214025        GBP
EUR 0.22 ordinary	CFD	Long	17738	313.79570357        ZAR
EUR 0.22 ordinary	CFD	Long	3029	13.172512        GBP
EUR 0.22 ordinary	CFD	Long	152	13.245        GBP
EUR 0.22 ordinary	CFD	Long	8000	13.0822715        GBP
EUR 0.22 ordinary	CFD	Long	1500	13.093782        GBP
EUR 0.22 ordinary	CFD	Long	12500	13.075803        GBP
EUR 0.22 ordinary	CFD	Long	10197	13.0822775635        GBP
EUR 0.22 ordinary	CFD	Long	5171	13.0745324187        GBP
EUR 0.22 ordinary	CFD	Long	1649	13.1150000000387        GBP
EUR 0.22 ordinary	CFD	Long	8882	13.1143900000444        GBP
EUR 0.22 ordinary	CFD	Long	270100	13.1294        GBP
EUR 0.22 ordinary	CFD	Long	9385	13.115001        GBP
EUR 0.22 ordinary	CFD	Long	38611	13.19700804        GBP
EUR 0.22 ordinary	CFD	Long	78	13.11073796        GBP
EUR 0.22 ordinary	CFD	Long	4890	315.61705317        ZAR
EUR 0.22 ordinary	CFD	Long	34042	312.85514746        ZAR
EUR 0.22 ordinary	CFD	Long	813	13.12006969        GBP
EUR 0.22 ordinary	CFD	Long	407	13.15495903        GBP
EUR 0.22 ordinary	CFD	Long	191	13.12204071        GBP
EUR 0.22 ordinary	CFD	Long	108	13.11032816        GBP
EUR 0.22 ordinary	CFD	Long	77	13.0954832        GBP
EUR 0.22 ordinary	CFD	Long	6071	13.16354025        GBP
EUR 0.22 ordinary	CFD	Long	595	13.12111217        GBP
EUR 0.22 ordinary	CFD	Long	55230	13.2416        GBP
EUR 0.22 ordinary	CFD	Long	270000	13.1625 GBP
EUR 0.22 ordinary	CFD	Short	6342	13.2455881425418        GBP
EUR 0.22 ordinary	CFD	Short	1516	315.617849604222        ZAR
EUR 0.22 ordinary	CFD	Short	11599	13.118966        GBP
EUR 0.22 ordinary	CFD	Short	31	13.0531452        GBP
EUR 0.22 ordinary	CFD	Short	16552	13.15959        GBP
EUR 0.22 ordinary	CFD	Short	5409	13.08677112        GBP
EUR 0.22 ordinary	CFD	Short	23	13.0526087        GBP
EUR 0.22 ordinary	CFD	Short	2430	13.115654        GBP
EUR 0.22 ordinary	CFD	Short	399	13.110652        GBP
EUR 0.22 ordinary	CFD	Short	6878	13.115656        GBP
EUR 0.22 ordinary	CFD	Short	372	13.0706306        GBP
EUR 0.22 ordinary	CFD	Short	22622	13.115        GBP
EUR 0.22 ordinary	CFD	Short	1170	13.14564957        GBP
EUR 0.22 ordinary	CFD	Short	1091	13.150202        GBP
EUR 0.22 ordinary	CFD	Short	106	13.065        GBP
EUR 0.22 ordinary	CFD	Short	106	13.13        GBP
EUR 0.22 ordinary	CFD	Short	28165	13.14471772        GBP
EUR 0.22 ordinary	CFD	Short	486	13.07820464        GBP
EUR 0.22 ordinary	CFD	Short	4947	13.1414        GBP
EUR 0.22 ordinary	CFD	Short	21839	13.1111607674344        GBP
EUR 0.22 ordinary	CFD	Short	30661	13.1711480382244        GBP
EUR 0.22 ordinary	CFD	Short	34042	312.85514746        ZAR
EUR 0.22 ordinary	CFD	Short	4850	13.266359        GBP
EUR 0.22 ordinary	CFD	Short	458	13.15048        GBP
EUR 0.22 ordinary	CFD	Short	371	13.104953        GBP
EUR 0.22 ordinary	CFD	Short	3291	13.16962        GBP
EUR 0.22 ordinary	CFD	Short	103	13.08203883        GBP
EUR 0.22 ordinary	CFD	Short	113	13.148009        GBP
EUR 0.22 ordinary	CFD	Short	107	13.140164        GBP
EUR 0.22 ordinary	CFD	Short	1229	13.131835        GBP
EUR 0.22 ordinary	CFD	Short	23	13.101304        GBP
EUR 0.22 ordinary	CFD	Short	11449	13.149492        GBP
EUR 0.22 ordinary	CFD	Short	7426	13.1512077        GBP
EUR 0.22 ordinary	CFD	Short	35661	314.038        ZAR
EUR 0.22 ordinary	CFD	Short	17738	313.79570357        ZAR
EUR 0.22 ordinary	CFD	Short	3374	315.616695317131        ZAR
EUR 0.22 ordinary	CFD	Short	12144	13.1133628        GBP
EUR 0.22 ordinary	CFD	Short	21272	13.245588097029        GBP
EUR 0.22 ordinary	CFD	Short	5813	13.1176242903836        GBP
EUR 0.22 ordinary	CFD	Short	3168	13.14576312        GBP
EUR 0.22 ordinary	CFD	Short	2257	13.16402741        GBP
EUR 0.22 ordinary	CFD	Short	1634	13.19690312        GBP
EUR 0.22 ordinary	CFD	Short	3624	13.15422694        GBP
EUR 0.22 ordinary	CFD	Short	1381	13.14251102        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	18 March 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END