Form 8.5 (EPT/RI) - Mondi Plc - Amendment

UBS AG (EPT)

25 March 2024

 

This announcement replaces the previous RNS announcement 9944H released at 11:41 on the 22^nd March 2024. Amendments to sections 2a and 2b. All other information remains unchanged.

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	21 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	919748	13.68500        GBP	13.53645        GBP
EUR 0.22 ordinary	Sell	1680899	13.71502        GBP	13.34755        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	201	13.594328        GBP
EUR 0.22 ordinary	CFD	Long	1660	13.6216422        GBP
EUR 0.22 ordinary	CFD	Long	106	13.585        GBP
EUR 0.22 ordinary	CFD	Long	106	13.64        GBP
EUR 0.22 ordinary	CFD	Long	4198	13.65032828        GBP
EUR 0.22 ordinary	CFD	Long	444	13.59398649        GBP
EUR 0.22 ordinary	CFD	Long	27000	13.58836389        GBP
EUR 0.22 ordinary	CFD	Long	1690	13.62009615        GBP
EUR 0.22 ordinary	CFD	Long	472500	13.676429        GBP
EUR 0.22 ordinary	CFD	Long	33541	13.61679795        GBP
EUR 0.22 ordinary	CFD	Long	29275	13.6142        GBP
EUR 0.22 ordinary	CFD	Long	521	13.638762        GBP
EUR 0.22 ordinary	CFD	Long	515	13.63466        GBP
EUR 0.22 ordinary	CFD	Long	100000	13.3475545        GBP
EUR 0.22 ordinary	CFD	Long	695	13.63282374        GBP
EUR 0.22 ordinary	CFD	Long	2029	13.608379        GBP
EUR 0.22 ordinary	CFD	Long	4192	13.58045245        GBP
EUR 0.22 ordinary	CFD	Long	3607	13.64011902        GBP
EUR 0.22 ordinary	CFD	Long	868	13.61721923        GBP
EUR 0.22 ordinary	CFD	Long	465	13.62941391        GBP
EUR 0.22 ordinary	CFD	Long	3164	13.66246586        GBP
EUR 0.22 ordinary	CFD	Long	3138	13.58253288        GBP
EUR 0.22 ordinary	CFD	Long	2328	13.59105565        GBP
EUR 0.22 ordinary	CFD	Long	1921	13.57817129        GBP
EUR 0.22 ordinary	CFD	Long	1566	13.55452558        GBP
EUR 0.22 ordinary	CFD	Long	789	13.62379121        GBP
EUR 0.22 ordinary	CFD	Long	509	13.6348764        GBP
EUR 0.22 ordinary	CFD	Long	621	13.624143        GBP
EUR 0.22 ordinary	CFD	Long	78300	13.603846        GBP
EUR 0.22 ordinary	CFD	Long	135000	13.601385        GBP
EUR 0.22 ordinary	CFD	Long	135000	13.385547        GBP
EUR 0.22 ordinary	CFD	Long	8	13.59483006        GBP
EUR 0.22 ordinary	CFD	Long	24996	13.665        GBP
EUR 0.22 ordinary	CFD	Long	1485	13.56863788        GBP
EUR 0.22 ordinary	CFD	Long	969	13.63229891        GBP
EUR 0.22 ordinary	CFD	Long	943	13.62157784        GBP
EUR 0.22 ordinary	CFD	Long	1773	13.64887761        GBP
EUR 0.22 ordinary	CFD	Long	1167	13.645758        GBP
EUR 0.22 ordinary	CFD	Long	352	13.572557        GBP
EUR 0.22 ordinary	CFD	Long	135000	13.60139 GBP
EUR 0.22 ordinary	CFD	Long	53466	13.62610 GBP
EUR 0.22 ordinary	CFD	Long	356	13.57747191        GBP
EUR 0.22 ordinary	CFD	Short	6312	13.665683        GBP
EUR 0.22 ordinary	CFD	Short	179	13.665698        GBP
EUR 0.22 ordinary	CFD	Short	37898	13.665        GBP
EUR 0.22 ordinary	CFD	Short	106	13.63        GBP
EUR 0.22 ordinary	CFD	Short	106	13.64        GBP
EUR 0.22 ordinary	CFD	Short	106	13.66        GBP
EUR 0.22 ordinary	CFD	Short	718	13.66985054        GBP
EUR 0.22 ordinary	CFD	Short	61721	13.62828        GBP
EUR 0.22 ordinary	CFD	Short	1	13.56        GBP
EUR 0.22 ordinary	CFD	Short	350	13.61476221        GBP
EUR 0.22 ordinary	CFD	Short	4169	13.60630854        GBP
EUR 0.22 ordinary	CFD	Short	4745	13.60571749        GBP
EUR 0.22 ordinary	CFD	Short	2645	13.6099527        GBP
EUR 0.22 ordinary	CFD	Short	200	13.62547688        GBP
EUR 0.22 ordinary	CFD	Short	329	13.62277921        GBP
EUR 0.22 ordinary	CFD	Short	177	13.60923337        GBP
EUR 0.22 ordinary	CFD	Short	3164	13.6655466        GBP
EUR 0.22 ordinary	CFD	Short	1854	13.6436585103776        GBP
EUR 0.22 ordinary	CFD	Short	16756	13.6557519694438        GBP
EUR 0.22 ordinary	CFD	Short	12827	13.5929952444063        GBP
EUR 0.22 ordinary	CFD	Short	4431	13.5835951252539        GBP
EUR 0.22 ordinary	CFD	Short	886	13.5727878103837        GBP
EUR 0.22 ordinary	CFD	Short	190	13.664053        GBP
EUR 0.22 ordinary	CFD	Short	10888	13.606899        GBP
EUR 0.22 ordinary	CFD	Short	112	13.6408035714286        GBP
EUR 0.22 ordinary	CFD	Short	1253	13.61427517        GBP
EUR 0.22 ordinary	CFD	Short	11912	13.66232119        GBP
EUR 0.22 ordinary	CFD	Short	4063	13.61332041        GBP
EUR 0.22 ordinary	CFD	Short	484	13.62634467        GBP
EUR 0.22 ordinary	CFD	Short	8782	13.61436854        GBP
EUR 0.22 ordinary	CFD	Short	15286	13.617305        GBP
EUR 0.22 ordinary	CFD	Short	1099	13.6257325        GBP
EUR 0.22 ordinary	CFD	Short	1495	13.61289465        GBP
EUR 0.22 ordinary	CFD	Short	210	13.62295238        GBP
EUR 0.22 ordinary	CFD	Short	199	13.5953235        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	25 March 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END