Form 8.5 (EPT/RI) - Mondi plc Amendment

UBS AG (EPT)

10 April 2024

 

This announcement replaces the previous RNS announcement 8717J released at 10:57 on the 9^th April 2024. Amendments to sections 2a and 2b. All other information remains unchanged.

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	08 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	775117	14.16566        GBP	13.88928        GBP
EUR 0.22 ordinary	Sell	512960	14.16528        GBP	13.89000        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	1238	14.14998737        GBP
EUR 0.22 ordinary	CFD	Long	2976	14.11073259        GBP
EUR 0.22 ordinary	CFD	Long	2477	14.09599179        GBP
EUR 0.22 ordinary	CFD	Long	1033	14.16450423        GBP
EUR 0.22 ordinary	CFD	Long	479	14.15277345        GBP
EUR 0.22 ordinary	CFD	Long	36901	14.165        GBP
EUR 0.22 ordinary	CFD	Long	2636	14.1630254        GBP
EUR 0.22 ordinary	CFD	Long	13668	14.1628753292362        GBP
EUR 0.22 ordinary	CFD	Long	49	13.95        GBP
EUR 0.22 ordinary	CFD	Long	99	14.106869        GBP
EUR 0.22 ordinary	CFD	Long	2763	14.0753456387984        GBP
EUR 0.22 ordinary	CFD	Long	250	14.10566        GBP
EUR 0.22 ordinary	CFD	Long	1669	14.020702        GBP
EUR 0.22 ordinary	CFD	Long	251	14.1650199203187        GBP
EUR 0.22 ordinary	CFD	Long	101	14.111931        GBP
EUR 0.22 ordinary	CFD	Long	11274	14.058216        GBP
EUR 0.22 ordinary	CFD	Long	843	14.04055753        GBP
EUR 0.22 ordinary	CFD	Long	315	14.08305707        GBP
EUR 0.22 ordinary	CFD	Long	1755	14.07833618        GBP
EUR 0.22 ordinary	CFD	Long	30342	330.45464735        ZAR
EUR 0.22 ordinary	CFD	Long	3722	14.0839        GBP
EUR 0.22 ordinary	CFD	Long	2806	14.064506        GBP
EUR 0.22 ordinary	CFD	Long	814	14.055227        GBP
EUR 0.22 ordinary	CFD	Long	486	14.094767        GBP
EUR 0.22 ordinary	CFD	Long	279	14.046436        GBP
EUR 0.22 ordinary	CFD	Long	95	14.02304        GBP
EUR 0.22 ordinary	CFD	Long	58	14.0852620827586        GBP
EUR 0.22 ordinary	CFD	Long	13720	14.15393838        GBP
EUR 0.22 ordinary	CFD	Long	881	14.081896        GBP
EUR 0.22 ordinary	CFD	Long	324	14.16237654        GBP
EUR 0.22 ordinary	CFD	Long	28	14.02107143        GBP
EUR 0.22 ordinary	CFD	Long	120	14.12391667        GBP
EUR 0.22 ordinary	CFD	Long	49	14.0        GBP
EUR 0.22 ordinary	CFD	Long	2027	14.047413        GBP
EUR 0.22 ordinary	CFD	Long	17	14.015294        GBP
EUR 0.22 ordinary	CFD	Long	675	14.105        GBP
EUR 0.22 ordinary	CFD	Long	365	14.108336        GBP
EUR 0.22 ordinary	CFD	Long	9769	14.164292        GBP
EUR 0.22 ordinary	CFD	Long	6390	14.164291        GBP
EUR 0.22 ordinary	CFD	Long	2586	14.07535093        GBP
EUR 0.22 ordinary	CFD	Long	8347	14.13544        GBP
EUR 0.22 ordinary	CFD	Long	666	14.0699099099099        GBP
EUR 0.22 ordinary	CFD	Long	13374	14.0600560789592        GBP
EUR 0.22 ordinary	CFD	Long	4260	14.0201291079812        GBP
EUR 0.22 ordinary	CFD	Long	7322	14.1527847582628        GBP
EUR 0.22 ordinary	CFD	Long	43428	329.70527977        ZAR
EUR 0.22 ordinary	CFD	Long	2512	14.10686691        GBP
EUR 0.22 ordinary	CFD	Long	2397	14.1066433        GBP
EUR 0.22 ordinary	CFD	Long	1925	14.15140988        GBP
EUR 0.22 ordinary	CFD	Long	1106	14.15219905        GBP
EUR 0.22 ordinary	CFD	Long	19442	14.16252544        GBP
EUR 0.22 ordinary	CFD	Short	1888	14.0604375        GBP
EUR 0.22 ordinary	CFD	Short	7654	14.04555364        GBP
EUR 0.22 ordinary	CFD	Short	5153	14.04924583        GBP
EUR 0.22 ordinary	CFD	Short	618	14.098722        GBP
EUR 0.22 ordinary	CFD	Short	89	14.054944        GBP
EUR 0.22 ordinary	CFD	Short	45000	14.03402        GBP
EUR 0.22 ordinary	CFD	Short	12866	14.08789873        GBP
EUR 0.22 ordinary	CFD	Short	26427	14.051405        GBP
EUR 0.22 ordinary	CFD	Short	3805	14.1128081        GBP
EUR 0.22 ordinary	CFD	Short	1781	14.00926165        GBP
EUR 0.22 ordinary	CFD	Short	43428	329.70527977        ZAR
EUR 0.22 ordinary	CFD	Short	80000	14.07173        GBP
EUR 0.22 ordinary	CFD	Short	120000	14.040546        GBP
EUR 0.22 ordinary	CFD	Short	4634	14.0991        GBP
EUR 0.22 ordinary	CFD	Short	106	13.97        GBP
EUR 0.22 ordinary	CFD	Short	106	14.04        GBP
EUR 0.22 ordinary	CFD	Short	106	14.11        GBP
EUR 0.22 ordinary	CFD	Short	6	14.12        GBP
EUR 0.22 ordinary	CFD	Short	802	13.88928928        GBP
EUR 0.22 ordinary	CFD	Short	655	14.16517706        GBP
EUR 0.22 ordinary	CFD	Short	275	13.9252        GBP
EUR 0.22 ordinary	CFD	Short	107118	13.96527596        GBP
EUR 0.22 ordinary	CFD	Short	15000	14.055013        GBP
EUR 0.22 ordinary	CFD	Short	83	14.165663        GBP
EUR 0.22 ordinary	CFD	Short	11300	14.01616232        GBP
EUR 0.22 ordinary	CFD	Short	2330	14.1022044        GBP
EUR 0.22 ordinary	CFD	Short	30342	330.45464735        ZAR
EUR 0.22 ordinary	CFD	Short	6847	14.02758785        GBP
EUR 0.22 ordinary	CFD	Short	2271	13.958593        GBP
EUR 0.22 ordinary	CFD	Short	7649	14.03502873        GBP
EUR 0.22 ordinary	CFD	Short	5576	14.06043751        GBP
EUR 0.22 ordinary	CFD	Short	2706	14.03674219        GBP
EUR 0.22 ordinary	CFD	Long	2052	14.06166667        GBP
EUR 0.22 ordinary	CFD	Short	2052	14.06166667        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	10 April 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END