Form 8.5 (EPT/RI) - Mondi plc Amendment

UBS AG (EPT)

16 April 2024

 

This announcement replaces the previous RNS announcement 6524K released at 12:00 on the 15^th April 2024. Amendments to sections 2a and 2b. All other information remains unchanged

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	12 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	1149936	14.28000 GBP	13.89707        GBP
EUR 0.22 ordinary	Sell	349752	14.28000 GBP	13.88819 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	85000	14.07591        GBP
EUR 0.22 ordinary	CFD	Long	8558	331.175073107074        ZAR
EUR 0.22 ordinary	CFD	Long	8	14.084        GBP
EUR 0.22 ordinary	CFD	Long	3911	14.11        GBP
EUR 0.22 ordinary	CFD	Long	1214	14.09482381        GBP
EUR 0.22 ordinary	CFD	Long	210	14.27895238        GBP
EUR 0.22 ordinary	CFD	Long	106	14.055        GBP
EUR 0.22 ordinary	CFD	Long	106	14.075        GBP
EUR 0.22 ordinary	CFD	Long	106	14.1        GBP
EUR 0.22 ordinary	CFD	Long	2259	14.17839752        GBP
EUR 0.22 ordinary	CFD	Long	4725	14.07941        GBP
EUR 0.22 ordinary	CFD	Long	14	14.0975        GBP
EUR 0.22 ordinary	CFD	Long	2885	14.134998        GBP
EUR 0.22 ordinary	CFD	Long	913	330.676966046002        ZAR
EUR 0.22 ordinary	CFD	Long	2513	14.20578213        GBP
EUR 0.22 ordinary	CFD	Long	2892	14.1769994        GBP
EUR 0.22 ordinary	CFD	Long	1427	14.20076259        GBP
EUR 0.22 ordinary	CFD	Long	1371	14.16702055        GBP
EUR 0.22 ordinary	CFD	Long	4099	14.21251242        GBP
EUR 0.22 ordinary	CFD	Long	2089	14.10900431        GBP
EUR 0.22 ordinary	CFD	Long	34028	330.44003585        ZAR
EUR 0.22 ordinary	CFD	Long	1503	14.077982        GBP
EUR 0.22 ordinary	CFD	Long	1354	14.095825        GBP
EUR 0.22 ordinary	CFD	Long	10272	14.19095        GBP
EUR 0.22 ordinary	CFD	Long	292	14.25        GBP
EUR 0.22 ordinary	CFD	Long	185	14.098162        GBP
EUR 0.22 ordinary	CFD	Long	1405	330.99        ZAR
EUR 0.22 ordinary	CFD	Long	423	331.3906        ZAR
EUR 0.22 ordinary	CFD	Long	16504	330.79409295        ZAR
EUR 0.22 ordinary	CFD	Long	2027	330.66135668        ZAR
EUR 0.22 ordinary	CFD	Long	1791	14.109296        GBP
EUR 0.22 ordinary	CFD	Long	193	14.109275        GBP
EUR 0.22 ordinary	CFD	Long	4127	14.085063        GBP
EUR 0.22 ordinary	CFD	Long	405	330.674617283951        ZAR
EUR 0.22 ordinary	CFD	Long	5851	14.10396936        GBP
EUR 0.22 ordinary	CFD	Long	16123	14.100834        GBP
EUR 0.22 ordinary	CFD	Short	423	331.390633        ZAR
EUR 0.22 ordinary	CFD	Short	2520	14.128889        GBP
EUR 0.22 ordinary	CFD	Short	873	14.0778729        GBP
EUR 0.22 ordinary	CFD	Short	32595	14.2630673416168        GBP
EUR 0.22 ordinary	CFD	Short	405	14.2731604938272        GBP
EUR 0.22 ordinary	CFD	Short	1457	14.15245024        GBP
EUR 0.22 ordinary	CFD	Short	106	14.095        GBP
EUR 0.22 ordinary	CFD	Short	106	14.165        GBP
EUR 0.22 ordinary	CFD	Short	600000	14.09486        GBP
EUR 0.22 ordinary	CFD	Short	18875	14.09692238        GBP
EUR 0.22 ordinary	CFD	Short	18472	14.09842035        GBP
EUR 0.22 ordinary	CFD	Short	9143	14.091986        GBP
EUR 0.22 ordinary	CFD	Short	29141	14.11        GBP
EUR 0.22 ordinary	CFD	Short	1405	330.661494661922        ZAR
EUR 0.22 ordinary	CFD	Short	88	14.163159        GBP
EUR 0.22 ordinary	CFD	Short	3081	14.08115576        GBP
EUR 0.22 ordinary	CFD	Short	3503	14.07478107        GBP
EUR 0.22 ordinary	CFD	Short	5718	14.1020145        GBP
EUR 0.22 ordinary	CFD	Short	186	14.10201452        GBP
EUR 0.22 ordinary	CFD	Short	1405	330.99        ZAR
EUR 0.22 ordinary	CFD	Short	16504	330.79409295        ZAR
EUR 0.22 ordinary	CFD	Short	1278	14.16708529        GBP
EUR 0.22 ordinary	CFD	Short	394	14.141618        GBP
EUR 0.22 ordinary	CFD	Short	10793	14.12023117        GBP
EUR 0.22 ordinary	CFD	Short	33910	14.102126        GBP
EUR 0.22 ordinary	CFD	Short	2100	14.167319047619        GBP
EUR 0.22 ordinary	CFD	Short	4546	14.28        GBP
EUR 0.22 ordinary	CFD	Short	41934	14.109227        GBP
EUR 0.22 ordinary	CFD	Short	912	14.09706963        GBP
EUR 0.22 ordinary	CFD	Short	29762	14.096619        GBP
EUR 0.22 ordinary	CFD	Short	2576	14.1028532608696        GBP
EUR 0.22 ordinary	CFD	Short	34028	330.44003585        ZAR
EUR 0.22 ordinary	CFD	Short	1318	330.67624431        ZAR
EUR 0.22 ordinary	CFD	Short	8558	331.1751        ZAR
EUR 0.22 ordinary	CFD	Short	622	330.661045016077        ZAR
EUR 0.22 ordinary	CFD	Short	52601	14.09792     GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	16 April 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END