Form 8.5 (EPT/RI) - Mondi plc Amendment

UBS AG (EPT)

19 April 2024

 

This announcement replaces the previous RNS announcement 1917L released at 11:32 on the 18^th April 2024. Amendments to sections 2a and 2b. All other information remains unchanged.

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	17 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	433906	13.84073 GBP	13.50493        GBP
EUR 0.22 ordinary	Sell	700629	13.82000 GBP	13.52389        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	94238	13.635        GBP
EUR 0.22 ordinary	CFD	Long	5249	13.626249        GBP
EUR 0.22 ordinary	CFD	Long	4849	13.6483        GBP
EUR 0.22 ordinary	CFD	Long	26812	13.629375        GBP
EUR 0.22 ordinary	CFD	Long	115	13.555        GBP
EUR 0.22 ordinary	CFD	Long	901	13.6171714        GBP
EUR 0.22 ordinary	CFD	Long	2440	13.61393254        GBP
EUR 0.22 ordinary	CFD	Long	1010	13.66486139        GBP
EUR 0.22 ordinary	CFD	Long	215	13.6392093        GBP
EUR 0.22 ordinary	CFD	Long	106	13.8        GBP
EUR 0.22 ordinary	CFD	Long	136	327.75        ZAR
EUR 0.22 ordinary	CFD	Long	3119	13.634319        GBP
EUR 0.22 ordinary	CFD	Long	399	13.634311        GBP
EUR 0.22 ordinary	CFD	Long	94	13.719362        GBP
EUR 0.22 ordinary	CFD	Long	163	13.74300613        GBP
EUR 0.22 ordinary	CFD	Long	3831	13.7736289999697        GBP
EUR 0.22 ordinary	CFD	Long	55	321.765        ZAR
EUR 0.22 ordinary	CFD	Long	132727	13.6769        GBP
EUR 0.22 ordinary	CFD	Long	6750	13.656        GBP
EUR 0.22 ordinary	CFD	Long	25000	13.5913852        GBP
EUR 0.22 ordinary	CFD	Long	35000	13.5548085714        GBP
EUR 0.22 ordinary	CFD	Long	36357	13.6026689999952        GBP
EUR 0.22 ordinary	CFD	Long	34014	13.7210855096        GBP
EUR 0.22 ordinary	CFD	Long	1415	323.6883        ZAR
EUR 0.22 ordinary	CFD	Long	33984	323.04543167        ZAR
EUR 0.22 ordinary	CFD	Long	6672	322.16378747        ZAR
EUR 0.22 ordinary	CFD	Long	22987	13.72252143        GBP
EUR 0.22 ordinary	CFD	Long	1070	13.653596        GBP
EUR 0.22 ordinary	CFD	Long	859	13.64963912        GBP
EUR 0.22 ordinary	CFD	Long	3372	13.65950707        GBP
EUR 0.22 ordinary	CFD	Long	569	13.66005129        GBP
EUR 0.22 ordinary	CFD	Long	819	13.66534643        GBP
EUR 0.22 ordinary	CFD	Long	2794	13.6567813        GBP
EUR 0.22 ordinary	CFD	Long	8728	13.62429255        GBP
EUR 0.22 ordinary	CFD	Long	9781	13.63796121        GBP
EUR 0.22 ordinary	CFD	Long	2465	13.61218887        GBP
EUR 0.22 ordinary	CFD	Long	2295	13.65563315        GBP
EUR 0.22 ordinary	CFD	Long	3234	13.60628653        GBP
EUR 0.22 ordinary	CFD	Long	6948	13.6573969        GBP
EUR 0.22 ordinary	CFD	Long	6009	13.6624965        GBP
EUR 0.22 ordinary	CFD	Long	2097	13.77289895        GBP
EUR 0.22 ordinary	CFD	Long	1669	13.63613241        GBP
EUR 0.22 ordinary	CFD	Long	18103	323.43358559        ZAR
EUR 0.22 ordinary	CFD	Long	1216	13.745        GBP
EUR 0.22 ordinary	CFD	Long	384	13.625        GBP
EUR 0.22 ordinary	CFD	Long	19613	13.653931        GBP
EUR 0.22 ordinary	CFD	Long	375	13.725        GBP
EUR 0.22 ordinary	CFD	Long	481	13.67898129        GBP
EUR 0.22 ordinary	CFD	Short	26202	13.657223        GBP
EUR 0.22 ordinary	CFD	Short	3765	13.615176        GBP
EUR 0.22 ordinary	CFD	Short	379	13.6884631        GBP
EUR 0.22 ordinary	CFD	Short	26200	13.6452820610687        GBP
EUR 0.22 ordinary	CFD	Short	2322	13.63517044        GBP
EUR 0.22 ordinary	CFD	Short	1272	13.685204        GBP
EUR 0.22 ordinary	CFD	Short	106	13.71        GBP
EUR 0.22 ordinary	CFD	Short	2	13.665        GBP
EUR 0.22 ordinary	CFD	Short	10776	13.620817        GBP
EUR 0.22 ordinary	CFD	Short	4637	322.163750269571        ZAR
EUR 0.22 ordinary	CFD	Short	1415	323.688279        ZAR
EUR 0.22 ordinary	CFD	Short	1145	13.84073362        GBP
EUR 0.22 ordinary	CFD	Short	5564	13.635        GBP
EUR 0.22 ordinary	CFD	Short	2517	13.6556        GBP
EUR 0.22 ordinary	CFD	Short	164663	13.576785        GBP
EUR 0.22 ordinary	CFD	Short	55	321.765        ZAR
EUR 0.22 ordinary	CFD	Short	18103	323.43358559        ZAR
EUR 0.22 ordinary	CFD	Short	136	327.75        ZAR
EUR 0.22 ordinary	CFD	Short	2035	322.163872235872        ZAR
EUR 0.22 ordinary	CFD	Short	100199	13.6570841        GBP
EUR 0.22 ordinary	CFD	Short	2742	13.64692183        GBP
EUR 0.22 ordinary	CFD	Short	3386	13.67224239        GBP
EUR 0.22 ordinary	CFD	Short	284	13.76067527        GBP
EUR 0.22 ordinary	CFD	Short	255	13.68547898        GBP
EUR 0.22 ordinary	CFD	Short	2314	13.66871305        GBP
EUR 0.22 ordinary	CFD	Short	800	13.67936626        GBP
EUR 0.22 ordinary	CFD	Short	33984	323.04543167        ZAR
EUR 0.22 ordinary	CFD	Short	476	13.663319        GBP
EUR 0.22 ordinary	CFD	Short	3299	13.622149        GBP
EUR 0.22 ordinary	CFD	Short	13343	13.6244720077944        GBP
EUR 0.22 ordinary	CFD	Short	5600	13.7935642857143        GBP
EUR 0.22 ordinary	CFD	Short	2648	13.60519826        GBP
EUR 0.22 ordinary	CFD	Short	4214	13.61016255        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
EUR 0.22 ordinary	Call	Purchasing	46439	15.836        GBP	European	17 July 2024	0.2045        GBP
EUR 0.22 ordinary	Call	Purchasing	46439	15.836        GBP	European	17 July 2024	0.2045        GBP
EUR 0.22 ordinary	Call	Selling	46439	15.836        GBP	European	17 July 2024	0.2045        GBP

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	19 April 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END