Form 8.5 (EPT/RI) - Mondi plc

UBS AG (EPT)

09 February 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	08 February 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	1619875	14.21000        GBP	13.10690        GBP
EUR 0.22 ordinary	Sell	3115372	14.21000        GBP	13.15529        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	20804	13.47660109        GBP
EUR 0.22 ordinary	CFD	Long	246	13.425        GBP
EUR 0.22 ordinary	CFD	Long	540	14.08        GBP
EUR 0.22 ordinary	CFD	Long	1882	13.369298618491        GBP
EUR 0.22 ordinary	CFD	Long	5889	13.5426201392427        GBP
EUR 0.22 ordinary	CFD	Long	5889	13.5426184411615        GBP
EUR 0.22 ordinary	CFD	Long	16761	13.4833337        GBP
EUR 0.22 ordinary	CFD	Long	25875	13.37143884        GBP
EUR 0.22 ordinary	CFD	Long	185665	13.37143894        GBP
EUR 0.22 ordinary	CFD	Long	539	321.743302411874        ZAR
EUR 0.22 ordinary	CFD	Long	550	13.63161142        GBP
EUR 0.22 ordinary	CFD	Long	28	13.4        GBP
EUR 0.22 ordinary	CFD	Long	7298	13.868505        GBP
EUR 0.22 ordinary	CFD	Long	309	13.4657928802589        GBP
EUR 0.22 ordinary	CFD	Long	9347	13.70604        GBP
EUR 0.22 ordinary	CFD	Long	21567	13.483929        GBP
EUR 0.22 ordinary	CFD	Long	13422	325.24508419        ZAR
EUR 0.22 ordinary	CFD	Long	109623	13.439388999953        GBP
EUR 0.22 ordinary	CFD	Long	1500	13.52540024        GBP
EUR 0.22 ordinary	CFD	Long	42125	321.90647763        ZAR
EUR 0.22 ordinary	CFD	Long	2313	322.33038478        ZAR
EUR 0.22 ordinary	CFD	Long	1222	321.765613747954        ZAR
EUR 0.22 ordinary	CFD	Long	8920	13.36        GBP
EUR 0.22 ordinary	CFD	Long	32981	13.32056324        GBP
EUR 0.22 ordinary	CFD	Long	6330	13.3692954186414        GBP
EUR 0.22 ordinary	CFD	Long	19806	13.5426189033626        GBP
EUR 0.22 ordinary	CFD	Long	19806	13.5426199131576        GBP
EUR 0.22 ordinary	CFD	Long	1058	13.406933        GBP
EUR 0.22 ordinary	CFD	Long	9830	13.364569        GBP
EUR 0.22 ordinary	CFD	Long	1016	13.686107        GBP
EUR 0.22 ordinary	CFD	Long	9689	13.503812        GBP
EUR 0.22 ordinary	CFD	Long	884	13.3925        GBP
EUR 0.22 ordinary	CFD	Long	3951	13.672246        GBP
EUR 0.22 ordinary	CFD	Long	28	14.15102        GBP
EUR 0.22 ordinary	CFD	Long	13308	13.419697        GBP
EUR 0.22 ordinary	CFD	Long	31607	13.390714        GBP
EUR 0.22 ordinary	CFD	Long	685	13.5981897810219        GBP
EUR 0.22 ordinary	CFD	Long	415	13.4653012048193        GBP
EUR 0.22 ordinary	CFD	Long	3317	13.5645462767561        GBP
EUR 0.22 ordinary	CFD	Long	21126	13.545174666288        GBP
EUR 0.22 ordinary	CFD	Long	5470	13.59048        GBP
EUR 0.22 ordinary	CFD	Long	5615	13.49266768        GBP
EUR 0.22 ordinary	CFD	Long	2251	13.49268502        GBP
EUR 0.22 ordinary	CFD	Long	5764	13.51007495        GBP
EUR 0.22 ordinary	CFD	Long	68700	13.280659377        GBP
EUR 0.22 ordinary	CFD	Long	20000	13.302347        GBP
EUR 0.22 ordinary	CFD	Long	59000	13.4393890000102        GBP
EUR 0.22 ordinary	CFD	Long	315	14.105        GBP
EUR 0.22 ordinary	CFD	Long	280	14.175        GBP
EUR 0.22 ordinary	CFD	Long	625	14.195        GBP
EUR 0.22 ordinary	CFD	Long	469	14.2        GBP
EUR 0.22 ordinary	CFD	Long	120	13.4425        GBP
EUR 0.22 ordinary	CFD	Long	481	13.355        GBP
EUR 0.22 ordinary	CFD	Long	416	13.345        GBP
EUR 0.22 ordinary	CFD	Long	200	13.335        GBP
EUR 0.22 ordinary	CFD	Short	8465	13.5        GBP
EUR 0.22 ordinary	CFD	Short	241	13.23        GBP
EUR 0.22 ordinary	CFD	Short	1686	13.235        GBP
EUR 0.22 ordinary	CFD	Short	62	13.435        GBP
EUR 0.22 ordinary	CFD	Short	1104	13.475        GBP
EUR 0.22 ordinary	CFD	Short	368	13.4775        GBP
EUR 0.22 ordinary	CFD	Short	200	13.575        GBP
EUR 0.22 ordinary	CFD	Short	996	13.2825        GBP
EUR 0.22 ordinary	CFD	Short	200	13.595        GBP
EUR 0.22 ordinary	CFD	Short	960	13.4975        GBP
EUR 0.22 ordinary	CFD	Short	379	13.2875        GBP
EUR 0.22 ordinary	CFD	Short	498	13.29        GBP
EUR 0.22 ordinary	CFD	Short	2080	13.315        GBP
EUR 0.22 ordinary	CFD	Short	708	322.330663841808        ZAR
EUR 0.22 ordinary	CFD	Short	2159	13.676672        GBP
EUR 0.22 ordinary	CFD	Short	1774	13.720916        GBP
EUR 0.22 ordinary	CFD	Short	9646	13.36        GBP
EUR 0.22 ordinary	CFD	Short	8292	13.521149        GBP
EUR 0.22 ordinary	CFD	Short	27752	13.3599998000144        GBP
EUR 0.22 ordinary	CFD	Short	15690	13.4646067078394        GBP
EUR 0.22 ordinary	CFD	Short	802	13.52        GBP
EUR 0.22 ordinary	CFD	Short	1297	13.515        GBP
EUR 0.22 ordinary	CFD	Short	613	13.33        GBP
EUR 0.22 ordinary	CFD	Short	1242	13.335        GBP
EUR 0.22 ordinary	CFD	Short	58	13.22        GBP
EUR 0.22 ordinary	CFD	Short	346	13.21        GBP
EUR 0.22 ordinary	CFD	Short	1137	13.24        GBP
EUR 0.22 ordinary	CFD	Short	241	13.2275        GBP
EUR 0.22 ordinary	CFD	Short	29242	13.476913        GBP
EUR 0.22 ordinary	CFD	Short	388	13.5645101853608        GBP
EUR 0.22 ordinary	CFD	Short	1162	13.544785        GBP
EUR 0.22 ordinary	CFD	Short	869	13.536419        GBP
EUR 0.22 ordinary	CFD	Short	15	13.365236        GBP
EUR 0.22 ordinary	CFD	Short	2965	13.446969        GBP
EUR 0.22 ordinary	CFD	Short	20866	13.414439        GBP
EUR 0.22 ordinary	CFD	Short	8637	13.455256        GBP
EUR 0.22 ordinary	CFD	Short	1235	13.400387        GBP
EUR 0.22 ordinary	CFD	Short	148	13.396774        GBP
EUR 0.22 ordinary	CFD	Short	88	13.420114        GBP
EUR 0.22 ordinary	CFD	Short	57	13.405614        GBP
EUR 0.22 ordinary	CFD	Short	336	13.3839880952381        GBP
EUR 0.22 ordinary	CFD	Short	746	13.39248        GBP
EUR 0.22 ordinary	CFD	Short	16746	13.371203        GBP
EUR 0.22 ordinary	CFD	Short	10000	13.5136        GBP
EUR 0.22 ordinary	CFD	Short	9707	13.561119        GBP
EUR 0.22 ordinary	CFD	Short	293	13.5716        GBP
EUR 0.22 ordinary	CFD	Short	42125	321.90647763        ZAR
EUR 0.22 ordinary	CFD	Short	1761	321.75878478        ZAR
EUR 0.22 ordinary	CFD	Short	13422	325.24508419        ZAR
EUR 0.22 ordinary	CFD	Short	1605	322.330261682243        ZAR
EUR 0.22 ordinary	CFD	Short	5733	13.362571        GBP
EUR 0.22 ordinary	CFD	Short	1966	13.413962        GBP
EUR 0.22 ordinary	CFD	Short	5510	13.452214        GBP
EUR 0.22 ordinary	CFD	Short	18393	13.416323        GBP
EUR 0.22 ordinary	CFD	Short	14202	13.519039        GBP
EUR 0.22 ordinary	CFD	Short	12036	13.4694        GBP
EUR 0.22 ordinary	CFD	Short	16716	13.360668        GBP
EUR 0.22 ordinary	CFD	Short	15	13.5039998        GBP
EUR 0.22 ordinary	CFD	Short	15	14.07        GBP
EUR 0.22 ordinary	CFD	Short	10004	13.3654558176729        GBP
EUR 0.22 ordinary	CFD	Short	434	13.7359677419355        GBP
EUR 0.22 ordinary	CFD	Short	3490	13.5997936962751        GBP
EUR 0.22 ordinary	CFD	Short	126	13.465        GBP
EUR 0.22 ordinary	CFD	Short	202	13.415        GBP
EUR 0.22 ordinary	CFD	Short	1021	13.51        GBP
EUR 0.22 ordinary	CFD	Short	105	13.365        GBP
EUR 0.22 ordinary	CFD	Short	600	13.585        GBP
EUR 0.22 ordinary	CFD	Short	478	13.45        GBP
EUR 0.22 ordinary	CFD	Short	833	13.49        GBP
EUR 0.22 ordinary	CFD	Short	200	13.50795        GBP
EUR 0.22 ordinary	CFD	Short	600	13.5175        GBP
EUR 0.22 ordinary	CFD	Short	2087	13.35        GBP
EUR 0.22 ordinary	CFD	Short	350	13.510243        GBP
EUR 0.22 ordinary	CFD	Short	492	13.4        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	09 February 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END