Form 8.5 (EPT/RI) - Mondi Plc

UBS AG (EPT)

12 February 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	09 February 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	387750	32.22410        GBP	13.31500        GBP
EUR 0.22 ordinary	Sell	361954	32.20100        GBP	13.31500        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	1789	13.37975528        GBP
EUR 0.22 ordinary	CFD	Long	1319	13.3752881        GBP
EUR 0.22 ordinary	CFD	Long	1642	13.39568978        GBP
EUR 0.22 ordinary	CFD	Long	763	13.37855533        GBP
EUR 0.22 ordinary	CFD	Long	3178	13.39066371        GBP
EUR 0.22 ordinary	CFD	Long	452	13.37819325        GBP
EUR 0.22 ordinary	CFD	Long	982	13.39288408        GBP
EUR 0.22 ordinary	CFD	Long	5	13.42942251        GBP
EUR 0.22 ordinary	CFD	Long	5220	13.39064913        GBP
EUR 0.22 ordinary	CFD	Long	2549	13.39620824        GBP
EUR 0.22 ordinary	CFD	Long	1209	13.3240694789082        GBP
EUR 0.22 ordinary	CFD	Long	1311	13.356663        GBP
EUR 0.22 ordinary	CFD	Long	6854	13.43999958        GBP
EUR 0.22 ordinary	CFD	Long	32585	320.78068559        ZAR
EUR 0.22 ordinary	CFD	Long	2500	13.3834310293        GBP
EUR 0.22 ordinary	CFD	Long	2163	320.584660194175        ZAR
EUR 0.22 ordinary	CFD	Long	1	13.39        GBP
EUR 0.22 ordinary	CFD	Long	842	13.382542        GBP
EUR 0.22 ordinary	CFD	Long	314	13.398471        GBP
EUR 0.22 ordinary	CFD	Long	33726	13.439791        GBP
EUR 0.22 ordinary	CFD	Long	16219	13.437949        GBP
EUR 0.22 ordinary	CFD	Long	324	13.375679        GBP
EUR 0.22 ordinary	CFD	Long	26	13.365        GBP
EUR 0.22 ordinary	CFD	Long	86	13.39604398        GBP
EUR 0.22 ordinary	CFD	Long	10972	13.439328        GBP
EUR 0.22 ordinary	CFD	Long	93	13.374301        GBP
EUR 0.22 ordinary	CFD	Long	25206	13.44        GBP
EUR 0.22 ordinary	CFD	Long	9749	13.439461        GBP
EUR 0.22 ordinary	CFD	Long	199	13.39733253        GBP
EUR 0.22 ordinary	CFD	Long	1	13.425        GBP
EUR 0.22 ordinary	CFD	Long	16	13.38578125        GBP
EUR 0.22 ordinary	CFD	Long	12519	320.92922278        ZAR
EUR 0.22 ordinary	CFD	Long	4905	320.584948012232        ZAR
EUR 0.22 ordinary	CFD	Short	5321	13.36285915        GBP
EUR 0.22 ordinary	CFD	Short	10433	13.3924        GBP
EUR 0.22 ordinary	CFD	Short	5641	13.36136337        GBP
EUR 0.22 ordinary	CFD	Short	320	13.39796891        GBP
EUR 0.22 ordinary	CFD	Short	6617	13.35916825        GBP
EUR 0.22 ordinary	CFD	Short	36409	13.3763094289873        GBP
EUR 0.22 ordinary	CFD	Short	12519	320.92922278        ZAR
EUR 0.22 ordinary	CFD	Short	212	13.438019        GBP
EUR 0.22 ordinary	CFD	Short	1	13.42        GBP
EUR 0.22 ordinary	CFD	Short	36	13.4025        GBP
EUR 0.22 ordinary	CFD	Short	8905	13.356671        GBP
EUR 0.22 ordinary	CFD	Short	8295	13.373482        GBP
EUR 0.22 ordinary	CFD	Short	2194	13.375177        GBP
EUR 0.22 ordinary	CFD	Short	4419	13.371763        GBP
EUR 0.22 ordinary	CFD	Short	2470	13.405675002498        GBP
EUR 0.22 ordinary	CFD	Short	4250	13.4067469759        GBP
EUR 0.22 ordinary	CFD	Short	5254	13.363121        GBP
EUR 0.22 ordinary	CFD	Short	18541	13.440672        GBP
EUR 0.22 ordinary	CFD	Short	11916	13.44        GBP
EUR 0.22 ordinary	CFD	Short	55	13.366182        GBP
EUR 0.22 ordinary	CFD	Short	290	13.385        GBP
EUR 0.22 ordinary	CFD	Short	106	13.365        GBP
EUR 0.22 ordinary	CFD	Short	106	13.37        GBP
EUR 0.22 ordinary	CFD	Short	106	13.38        GBP
EUR 0.22 ordinary	CFD	Short	106	13.425        GBP
EUR 0.22 ordinary	CFD	Short	19143	13.369916        GBP
EUR 0.22 ordinary	CFD	Short	1952	13.4015789682377        GBP
EUR 0.22 ordinary	CFD	Short	1738	13.365322        GBP
EUR 0.22 ordinary	CFD	Short	123	13.40174797        GBP
EUR 0.22 ordinary	CFD	Short	103	13.410291        GBP
EUR 0.22 ordinary	CFD	Short	90	13.414722        GBP
EUR 0.22 ordinary	CFD	Short	198	13.404407        GBP
EUR 0.22 ordinary	CFD	Short	4101	13.3703999024628        GBP
EUR 0.22 ordinary	CFD	Short	736	13.392048        GBP
EUR 0.22 ordinary	CFD	Short	90	13.3375        GBP
EUR 0.22 ordinary	CFD	Short	3499	13.386334        GBP
EUR 0.22 ordinary	CFD	Short	13636	13.374        GBP
EUR 0.22 ordinary	CFD	Short	32585	320.78068559        ZAR
EUR 0.22 ordinary	CFD	Short	7068	320.58485993        ZAR
EUR 0.22 ordinary	CFD	Short	547	13.367189        GBP
EUR 0.22 ordinary	CFD	Short	7380	13.438469        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	12 February 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END