Form 8.5 (EPT/RI) - Mondi Plc

UBS AG (EPT)

13 February 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	12 February 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	395016	13.64909        GBP	13.37167        GBP
EUR 0.22 ordinary	Sell	303284	13.63064        GBP	13.37167        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	46714	323.6011641        ZAR
EUR 0.22 ordinary	CFD	Long	4914	13.5488        GBP
EUR 0.22 ordinary	CFD	Long	7262	13.582803        GBP
EUR 0.22 ordinary	CFD	Long	1877	13.544871        GBP
EUR 0.22 ordinary	CFD	Long	997	13.555115        GBP
EUR 0.22 ordinary	CFD	Long	2094	13.546835        GBP
EUR 0.22 ordinary	CFD	Long	257	13.548823        GBP
EUR 0.22 ordinary	CFD	Long	107	13.578405        GBP
EUR 0.22 ordinary	CFD	Long	2368	13.5580310030997        GBP
EUR 0.22 ordinary	CFD	Long	116	13.60431        GBP
EUR 0.22 ordinary	CFD	Long	17100	13.604319        GBP
EUR 0.22 ordinary	CFD	Long	10512	13.605        GBP
EUR 0.22 ordinary	CFD	Long	954	13.46587002        GBP
EUR 0.22 ordinary	CFD	Long	360	13.589456        GBP
EUR 0.22 ordinary	CFD	Long	189	13.61089947        GBP
EUR 0.22 ordinary	CFD	Long	93	13.58733016        GBP
EUR 0.22 ordinary	CFD	Long	2621	13.604728        GBP
EUR 0.22 ordinary	CFD	Long	4911	13.495414        GBP
EUR 0.22 ordinary	CFD	Long	1435	13.6008641114983        GBP
EUR 0.22 ordinary	CFD	Long	1890	13.564405        GBP
EUR 0.22 ordinary	CFD	Long	1000	13.4382134639        GBP
EUR 0.22 ordinary	CFD	Long	7044	322.13622516        ZAR
EUR 0.22 ordinary	CFD	Long	5386	13.605665        GBP
EUR 0.22 ordinary	CFD	Long	673	13.5683670804012        GBP
EUR 0.22 ordinary	CFD	Long	11047	322.47171359        ZAR
EUR 0.22 ordinary	CFD	Short	11047	322.47171359        ZAR
EUR 0.22 ordinary	CFD	Short	46714	323.6011641        ZAR
EUR 0.22 ordinary	CFD	Short	5402	13.505462        GBP
EUR 0.22 ordinary	CFD	Short	2205	13.574798        GBP
EUR 0.22 ordinary	CFD	Short	10330	13.598217        GBP
EUR 0.22 ordinary	CFD	Short	19	13.4725        GBP
EUR 0.22 ordinary	CFD	Short	483	13.465198        GBP
EUR 0.22 ordinary	CFD	Short	28457	13.605        GBP
EUR 0.22 ordinary	CFD	Short	1209	13.563606        GBP
EUR 0.22 ordinary	CFD	Short	867	13.60517006        GBP
EUR 0.22 ordinary	CFD	Short	764	13.45951571        GBP
EUR 0.22 ordinary	CFD	Short	163	13.4        GBP
EUR 0.22 ordinary	CFD	Short	139	13.42100719        GBP
EUR 0.22 ordinary	CFD	Short	642	13.53272975        GBP
EUR 0.22 ordinary	CFD	Short	148	13.573074        GBP
EUR 0.22 ordinary	CFD	Short	145	13.577741        GBP
EUR 0.22 ordinary	CFD	Short	14034	13.55206712        GBP
EUR 0.22 ordinary	CFD	Short	495	13.53773737        GBP
EUR 0.22 ordinary	CFD	Short	83	13.536898        GBP
EUR 0.22 ordinary	CFD	Short	4888	322.136088379705        ZAR
EUR 0.22 ordinary	CFD	Short	15200	13.4415309210526        GBP
EUR 0.22 ordinary	CFD	Short	2156	322.136535250464        ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	13 February 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END